Rockefeller Financial Services’s Cummins CMI Stock Holding History

Rockefeller Financial Services’s Portfolio CMI Stock Details CMI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-29	Closed	-$3K	–	466
2016 Q2	$3K	Sell	29 -369	-93%	-$41.8K	﹤0.01%	458
2016 Q1	$44K	Hold	398	–	–	﹤0.01%	437
2015 Q4	$35K	Buy	398 +369	+1,272%	+$36.9K	﹤0.01%	457
2015 Q3	$3K	Hold	29	–	–	﹤0.01%	494
2015 Q2	$4K	Hold	29	–	–	﹤0.01%	445
2015 Q1	$4K	Hold	29	–	–	﹤0.01%	499
2014 Q4	$4K	Hold	29	–	–	﹤0.01%	461
2014 Q3	$4K	Sell	29 -27	-48%	-$3.9K	﹤0.01%	464
2014 Q2	$9K	Sell	56 -20	-26%	-$3.03K	﹤0.01%	518
2014 Q1	$11K	Buy	76 +47	+162%	+$6.53K	﹤0.01%	472
2013 Q4	$4K	Hold	29	–	–	﹤0.01%	477
2013 Q3	$4K	Hold	29	–	–	﹤0.01%	483
2013 Q2	$3K	Buy	+29	New	+$3.29K	﹤0.01%	488

Other funds holding CMI

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Harris Associates Chicago, Illinois $75B AUM 11.27% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

Hotchkis & Wiley Capital Management Los Angeles, California $32.4B AUM 17.21% 1-Year Est. Return

BIT

BlackRock Institutional Trust San Francisco, California $675B AUM 16.07% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

AIG

American International Group New York $609M AUM 23.67% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

Rockefeller Financial Services's CMI Position: Q3 2016 in Review

Rockefeller Financial Services sold out of Cummins (CMI) in Q3 2016, closing a stake of 29 shares — an estimated $3K sold.

Rockefeller Financial Services first reported a position in CMI in Q2 2013 and held it in 13 quarters. The position peaked at $44K in Q1 2016. 774 funds tracked by Wall St. Rank hold CMI as of Q3 2016.

Rockefeller Financial Services reported no remaining Cummins position as of Q3 2016 after selling out during the quarter.
Rockefeller Financial Services sold 29 Cummins shares in Q3 2016, an estimated $3K.
Rockefeller Financial Services first reported a position in Cummins in Q2 2013 and held it in 13 quarters.
Rockefeller Financial Services's Cummins position peaked at $44K in Q1 2016.
774 funds tracked by Wall St. Rank held Cummins as of Q3 2016.

Based on Rockefeller Financial Services's 13F filing for Q3 2016, filed 28 Oct 2016.