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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+9.79%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.63B
AUM Growth
+$329M
Cap. Flow
-$57.2M
Cap. Flow %
-1.24%
Top 10 Hldgs %
22.94%
Holding
540
New
33
Increased
133
Reduced
134
Closed
30

Top Buys

Rank Stock Value
1
V icon
Visa
V
+$51.6M
2
STJ
St Jude Medical
STJ
+$49.2M
3
RIO icon
Rio Tinto
RIO
+$46.6M
4
UAL icon
United Airlines
UAL
+$35M
5
TD icon
Toronto Dominion Bank
TD
+$26.3M

Top Sells

Rank Stock Value
1
VOD icon
Vodafone
VOD
+$98.2M
2
FDX icon
FedEx
FDX
+$73M
3
MA icon
Mastercard
MA
+$50.6M
4
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$48M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$25.3M

Sector Composition

Rank Sector Weight
1 Healthcare 18.87%
2 Financials 15.66%
3 Energy 12.65%
4 Technology 11.59%
5 Consumer Discretionary 10.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MPC icon
451
Marathon Petroleum
MPC
$91.2B
$15K ﹤0.01%
332
– –
WY icon
452
Weyerhaeuser
WY
$17.2B
$15K ﹤0.01%
488
– –
BAX icon
453
Baxter International
BAX
$12.1B
$14K ﹤0.01%
368
– –
XLF icon
454
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$12K ﹤0.01%
627
– –
MRO
455
DELISTED
Marathon Oil Corporation
MRO
$12K ﹤0.01%
334
– –
HR
456
DELISTED
Healthcare Realty Trust Incorporated
HR
$11K ﹤0.01%
500
– –
FWONA icon
457
Liberty Media Series A
FWONA
$22.6B
$10K ﹤0.01%
+377
New +$10K
RIG icon
458
Transocean
RIG
$5.84B
$10K ﹤0.01%
199
– –
ASML icon
459
ASML
ASML
$636B
$9K ﹤0.01%
97
– –
HAS icon
460
Hasbro
HAS
$12.8B
$8K ﹤0.01%
140
– –
ACI
461
DELISTED
ARCH COAL, INC.
ACI
$8K ﹤0.01%
180
– –
CAT icon
462
Caterpillar
CAT
$402B
$7K ﹤0.01%
80
– –
NYT icon
463
New York Times
NYT
$11.7B
$7K ﹤0.01%
420
– –
RTN
464
DELISTED
Raytheon Company
RTN
$7K ﹤0.01%
+79
New +$6.59K
ATMI
465
DELISTED
A T M I INC
ATMI
$7K ﹤0.01%
245
– –
AZN icon
466
AstraZeneca
AZN
$263B
$6K ﹤0.01%
+93
New +$5.05K
INTU icon
467
Intuit
INTU
$83.1B
$6K ﹤0.01%
77
– –
HMA
468
DELISTED
HEALTH MGMT ASSOC INC CL-A
HMA
$6K ﹤0.01%
450
– –
AEP icon
469
American Electric Power
AEP
$72.7B
$5K ﹤0.01%
110
– –
ALL icon
470
Allstate
ALL
$67.3B
$5K ﹤0.01%
100
-556
-85% -$29.6K
BCE icon
471
BCE
BCE
$19.8B
$5K ﹤0.01%
+104
New +$4.52K
EQNR icon
472
Equinor
EQNR
$91.4B
$5K ﹤0.01%
226
– –
MET icon
473
MetLife
MET
$61.2B
$5K ﹤0.01%
+94
New +$4.21K
XEL icon
474
Xcel Energy
XEL
$50.4B
$5K ﹤0.01%
180
– –
BRCM
475
DELISTED
BROADCOM CORP CL-A
BRCM
$5K ﹤0.01%
185
– –
17 18
19
20 21

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Rockefeller Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Rockefeller Financial Services held 540 positions worth $4.63B, up 7.7% from $4.3B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rockefeller Financial Services's Q4 2013 filing shows 33 new, 133 increased, 134 reduced and 30 closed positions. Its largest new stake was Rio Tinto: 895,801 shares worth $50.6M. The largest sale was Vodafone, an estimated $98.2M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 19% a quarter earlier, followed by Financials and Energy.

  • Rockefeller Financial Services's largest Q4 2013 buy was Rio Tinto: 895,801 shares worth $50.6M.
  • Rockefeller Financial Services added most to Visa in Q4 2013, an estimated $51.6M increase.
  • Rockefeller Financial Services's biggest Q4 2013 reduction was Vodafone, cutting an estimated $98.2M.
  • Rockefeller Financial Services fully exited Ecopetrol in Q4 2013, selling an estimated $3.47M.
  • Rockefeller Financial Services's ten largest holdings make up 23% of its $4.63B portfolio in Q4 2013.
  • Rockefeller Financial Services opened 33 new positions and closed 30 in Q4 2013.
  • Rockefeller Financial Services's portfolio value rose 7.7% quarter-over-quarter to $4.63B.

Based on Rockefeller Financial Services's 13F filing for Q4 2013, filed 3 Feb 2014.