We are live on ! Find out more
RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+9.79%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.63B
AUM Growth
+$329M
Cap. Flow
-$57.2M
Cap. Flow %
-1.24%
Top 10 Hldgs %
22.94%
Holding
540
New
33
Increased
133
Reduced
134
Closed
30

Top Buys

Rank Stock Value
1
V icon
Visa
V
+$51.6M
2
STJ
St Jude Medical
STJ
+$49.2M
3
RIO icon
Rio Tinto
RIO
+$46.6M
4
UAL icon
United Airlines
UAL
+$35M
5
TD icon
Toronto Dominion Bank
TD
+$26.3M

Top Sells

Rank Stock Value
1
VOD icon
Vodafone
VOD
+$98.2M
2
FDX icon
FedEx
FDX
+$73M
3
MA icon
Mastercard
MA
+$50.6M
4
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$48M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$25.3M

Sector Composition

Rank Sector Weight
1 Healthcare 18.87%
2 Financials 15.66%
3 Energy 12.65%
4 Technology 11.59%
5 Consumer Discretionary 10.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BOND icon
351
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.4B
$189K ﹤0.01%
1,806
+398
+28% +$42.1K
ABEV icon
352
Ambev
ABEV
$47.4B
$184K ﹤0.01%
+25,000
New +$183K
RDY icon
353
Dr. Reddy's Laboratories
RDY
$9.8B
$183K ﹤0.01%
22,290
+5,370
+32% +$42.5K
MWE
354
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
$174K ﹤0.01%
2,630
– –
IRBT
355
DELISTED
iRobot
IRBT
$173K ﹤0.01%
4,975
– –
HSBC.PRA
356
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$173K ﹤0.01%
7,000
– –
BND icon
357
Vanguard Total Bond Market
BND
$158B
$172K ﹤0.01%
2,152
– –
NVDQ
358
DELISTED
Novadaq Technologies Inc.
NVDQ
$169K ﹤0.01%
10,257
+931
+10% +$15.4K
RWT
359
Redwood Trust
RWT
$619M
$168K ﹤0.01%
8,650
– –
BPL
360
DELISTED
Buckeye Partners, L.P.
BPL
$168K ﹤0.01%
2,364
– –
DD icon
361
DuPont de Nemours
DD
$18.9B
$167K ﹤0.01%
1,485
– –
JCI icon
362
Johnson Controls International
JCI
$87.5B
$166K ﹤0.01%
3,094
– –
CNC icon
363
Centene
CNC
$31.6B
$158K ﹤0.01%
10,744
+1,032
+11% +$15.4K
PGR icon
364
Progressive
PGR
$125B
$152K ﹤0.01%
5,591
-1,177
-17% -$31.7K
OKS
365
DELISTED
Oneok Partners LP
OKS
$147K ﹤0.01%
2,800
– –
WBA
366
DELISTED
Walgreens Boots Alliance
WBA
$146K ﹤0.01%
2,538
– –
CPAC
367
Cementos Pacasmayo
CPAC
$1.03B
$144K ﹤0.01%
+9,744
New +$138K
DCI icon
368
Donaldson
DCI
$10.8B
$143K ﹤0.01%
3,300
– –
ITRI icon
369
Itron
ITRI
$3.76B
$143K ﹤0.01%
3,462
– –
MBII
370
DELISTED
Marrone Bio Innovations, Inc.
MBII
$143K ﹤0.01%
+8,053
New +$131K
BAC icon
371
Bank of America
BAC
$436B
$142K ﹤0.01%
9,088
-3,000
-25% -$44.5K
PCL
372
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
$140K ﹤0.01%
3,000
– –
T icon
373
AT&T
T
$167B
$135K ﹤0.01%
5,100
+158
+3% +$4.16K
TTEK icon
374
Tetra Tech
TTEK
$8.28B
$135K ﹤0.01%
24,070
– –
IJH icon
375
iShares Core S&P Mid-Cap ETF
IJH
$123B
$134K ﹤0.01%
5,000
– –
13 14
15
16 17

Similar funds

AP
AHL Partners London, United Kingdom $6.41B AUM 23.14% 1-Year Est. Return
CWAM
Columbia Wanger Asset Management Chicago, Illinois $6.69B AUM 31.14% 1-Year Est. Return
CCCA
Center Coast Capital Advisors Houston, Texas $3.72B AUM 13.09% 1-Year Est. Return
HTG
HNA Tourism Group Haikou, China $9.94B AUM 6.26% 1-Year Est. Return
GP
GLG Partners London, United Kingdom $2.14B AUM 21.14% 1-Year Est. Return
IH
IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return
GL
GLG LLC New York $1.39B AUM 24.01% 1-Year Est. Return
TAM
TPH Asset Management Houston, Texas $1.01B AUM 2.14% 1-Year Est. Return

Rockefeller Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Rockefeller Financial Services held 540 positions worth $4.63B, up 7.7% from $4.3B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rockefeller Financial Services's Q4 2013 filing shows 33 new, 133 increased, 134 reduced and 30 closed positions. Its largest new stake was Rio Tinto: 895,801 shares worth $50.6M. The largest sale was Vodafone, an estimated $98.2M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 19% a quarter earlier, followed by Financials and Energy.

  • Rockefeller Financial Services's largest Q4 2013 buy was Rio Tinto: 895,801 shares worth $50.6M.
  • Rockefeller Financial Services added most to Visa in Q4 2013, an estimated $51.6M increase.
  • Rockefeller Financial Services's biggest Q4 2013 reduction was Vodafone, cutting an estimated $98.2M.
  • Rockefeller Financial Services fully exited Ecopetrol in Q4 2013, selling an estimated $3.47M.
  • Rockefeller Financial Services's ten largest holdings make up 23% of its $4.63B portfolio in Q4 2013.
  • Rockefeller Financial Services opened 33 new positions and closed 30 in Q4 2013.
  • Rockefeller Financial Services's portfolio value rose 7.7% quarter-over-quarter to $4.63B.

Based on Rockefeller Financial Services's 13F filing for Q4 2013, filed 3 Feb 2014.