Rockefeller Financial Services’s Novadaq Technologies Inc. NVDQ Stock Holding History

Rockefeller Financial Services’s Portfolio NVDQ Stock Details NVDQ Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-4,352	Closed	-$55K	–	531
2014 Q3	$55K	Sell	4,352 -4,773	-52%	-$69.5K	﹤0.01%	399
2014 Q2	$150K	Hold	9,125	–	–	﹤0.01%	360
2014 Q1	$203K	Sell	9,125 -1,132	-11%	-$22.5K	﹤0.01%	343
2013 Q4	$169K	Buy	10,257 +931	+10%	+$15.4K	﹤0.01%	358
2013 Q3	$155K	Buy	9,326 +2,353	+34%	+$33.4K	﹤0.01%	355
2013 Q2	$94K	Buy	+6,973	New	+$89.4K	﹤0.01%	392

Other funds holding NVDQ

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

JP Morgan Chase New York $1.56T AUM 27.86% 1-Year Est. Return

JHIU

Janus Henderson Investors US Denver, Colorado $122B AUM 18.26% 1-Year Est. Return

Capital Research Global Investors Los Angeles, California $645B AUM 30.41% 1-Year Est. Return

Jennison Associates New York $145B AUM 34.61% 1-Year Est. Return

ClearBridge Investments New York $115B AUM 24.78% 1-Year Est. Return

Loomis, Sayles & Company Boston, Massachusetts $74.3B AUM 24.01% 1-Year Est. Return

ACH

ArrowMark Colorado Holdings Denver, Colorado $3.76B AUM 21.77% 1-Year Est. Return

Gagnon Securities New York $433M AUM 29.08% 1-Year Est. Return

Massachusetts Financial Services Boston, Massachusetts $298B AUM 21.96% 1-Year Est. Return

Rockefeller Financial Services's NVDQ Position: Q4 2014 in Review

Rockefeller Financial Services sold out of Novadaq Technologies Inc. (NVDQ) in Q4 2014, closing a stake of 4,352 shares — an estimated $55K sold.

Rockefeller Financial Services first reported a position in NVDQ in Q2 2013 and held it in 6 quarters. The position peaked at $203K in Q1 2014. 101 funds tracked by Wall St. Rank hold NVDQ as of Q4 2014.

Rockefeller Financial Services reported no remaining Novadaq Technologies Inc. position as of Q4 2014 after selling out during the quarter.
Rockefeller Financial Services sold 4,352 Novadaq Technologies Inc. shares in Q4 2014, an estimated $55K.
Rockefeller Financial Services first reported a position in Novadaq Technologies Inc. in Q2 2013 and held it in 6 quarters.
Rockefeller Financial Services's Novadaq Technologies Inc. position peaked at $203K in Q1 2014.
101 funds tracked by Wall St. Rank held Novadaq Technologies Inc. as of Q4 2014.

Based on Rockefeller Financial Services's 13F filing for Q4 2014, filed 28 Jan 2015.