Rockefeller Financial Services’s HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) HSBC.PRA Stock Holding History

Rockefeller Financial Services’s Portfolio HSBC.PRA Stock Details HSBC.PRA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	$181K	Hold	7,000	–	–	﹤0.01%	344
2017 Q3	$185K	Hold	7,000	–	–	﹤0.01%	342
2017 Q2	$185K	Hold	7,000	–	–	﹤0.01%	301
2017 Q1	$181K	Hold	7,000	–	–	﹤0.01%	317
2016 Q4	$176K	Hold	7,000	–	–	﹤0.01%	340
2016 Q3	$180K	Hold	7,000	–	–	﹤0.01%	313
2016 Q2	$182K	Hold	7,000	–	–	﹤0.01%	323
2016 Q1	$179K	Hold	7,000	–	–	﹤0.01%	328
2015 Q4	$179K	Hold	7,000	–	–	﹤0.01%	346
2015 Q3	$177K	Hold	7,000	–	–	﹤0.01%	340
2015 Q2	$177K	Hold	7,000	–	–	﹤0.01%	326
2015 Q1	$179K	Hold	7,000	–	–	﹤0.01%	331
2014 Q4	$180K	Hold	7,000	–	–	﹤0.01%	312
2014 Q3	$176K	Hold	7,000	–	–	﹤0.01%	333
2014 Q2	$177K	Hold	7,000	–	–	﹤0.01%	347
2014 Q1	$178K	Hold	7,000	–	–	﹤0.01%	353
2013 Q4	$173K	Hold	7,000	–	–	﹤0.01%	356
2013 Q3	$173K	Hold	7,000	–	–	﹤0.01%	347
2013 Q2	$174K	Buy	+7,000	New	+$177K	﹤0.01%	342

Other funds holding HSBC.PRA

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

PineBridge Investments New York $11.9B AUM 23.42% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

SAMC

Spectrum Asset Management (Connecticut) Stamford, Connecticut $50M AUM 2.62% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Principal Financial Group Des Moines, Iowa $187B AUM 18.48% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Rockefeller Financial Services's HSBC.PRA Position: Q4 2017 in Review

Rockefeller Financial Services held its HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) (HSBC.PRA) position steady in Q4 2017 at 7,000 shares worth $181K. The position accounts for ﹤0.01% of the portfolio, ranked #344.

Rockefeller Financial Services first reported a position in HSBC.PRA in Q2 2013 and has held it in 19 quarters since. The position peaked at $185K in Q3 2017. 118 funds tracked by Wall St. Rank hold HSBC.PRA as of Q4 2017.

Rockefeller Financial Services held 7,000 shares of HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) worth $181K as of Q4 2017.
Rockefeller Financial Services left its HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) share count unchanged in Q4 2017.
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) made up ﹤0.01% of Rockefeller Financial Services's portfolio in Q4 2017, its #344 holding.
Rockefeller Financial Services first reported a position in HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) in Q2 2013 and has held it in 19 quarters since.
Rockefeller Financial Services's HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) position peaked at $185K in Q3 2017.
118 funds tracked by Wall St. Rank held HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A) as of Q4 2017.

Based on Rockefeller Financial Services's 13F filing for Q4 2017, filed 2 Feb 2018.