Pomelo Capital’s Caterpillar CAT Stock Holding History

Pomelo Capital’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q1	–	Sell	-26,700	Closed	-$3.33M	–	114
2017 Q4	$3.33M	Hold	26,700	–	–	0.1%	99
2017 Q3	$3.33M	Hold	26,700	–	–	0.11%	95
2017 Q2	$2.87M	Hold	26,700	–	–	0.13%	81
2017 Q1	$2.48M	Sell	26,700 -146,400	-85%	-$13.9M	0.12%	90
2016 Q4	$13.2M	Hold	173,100	–	–	0.6%	49
2016 Q3	$13.2M	Hold	173,100	–	–	0.61%	51
2016 Q2	$13.2M	Hold	173,100	–	–	0.67%	47
2016 Q1	$13.2M	Sell	173,100 -26,900	-13%	-$1.8M	0.76%	43
2015 Q4	$535K	Sell	200,000 -27,500	-12%	-$1.92M	0.19%	60
2015 Q3	$1.34M	Buy	227,500 +146,400	+181%	+$11.2M	0.56%	46
2015 Q2	$194K	Hold	81,100	–	–	0.12%	52
2015 Q1	$405K	Sell	81,100 -111,000	-58%	-$9.22M	0.22%	42
2014 Q4	$268K	Hold	192,100	–	–	0.15%	45
2014 Q3	$245K	Hold	192,100	–	–	0.13%	41
2014 Q2	$217K	Buy	192,100 +96,100	+100%	+$10.1M	0.1%	43
2014 Q1	$122K	Buy	+96,000	New	+$9.05M	0.06%	51

Other funds holding CAT

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Geode Capital Management Boston, Massachusetts $1.61T AUM 30.72% 1-Year Est. Return

Pomelo Capital's CAT Position: Q1 2016 in Review

Pomelo Capital sold out of Caterpillar (CAT) in Q1 2016, closing a stake of 20,000 shares — an estimated $1.34M sold.

Pomelo Capital first reported a position in CAT in Q3 2015 and held it in 2 quarters. The position peaked at $2.94M in Q3 2015. 1,084 funds tracked by Wall St. Rank hold CAT as of Q1 2016.

Pomelo Capital reported no remaining Caterpillar position as of Q1 2016 after selling out during the quarter.
Pomelo Capital sold 20,000 Caterpillar shares in Q1 2016, an estimated $1.34M.
Pomelo Capital first reported a position in Caterpillar in Q3 2015 and held it in 2 quarters.
Pomelo Capital's Caterpillar position peaked at $2.94M in Q3 2015.
1,084 funds tracked by Wall St. Rank held Caterpillar as of Q1 2016.

Based on Pomelo Capital's 13F filing for Q1 2016, filed 16 May 2016.