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NCM

Newgate Capital Management Portfolio holdings

AUM $121M
1-Year Est. Return 3.73%
This Fund
S&P 500
This Quarter Est. Return
+4.93%
1 Year Est. Return
-3.73%
3 Year Est. Return
+7.69%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$508M
AUM Growth
-$63M
Cap. Flow
-$78.4M
Cap. Flow %
-15.43%
Top 10 Hldgs %
29.32%
Holding
144
New
25
Increased
29
Reduced
49
Closed
36

Top Buys

Rank Stock Value
1
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$7.83M
2
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$6.01M
3
IRR
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
+$5.72M
4
BCX icon
BlackRock Resources & Commodities Strategy Trust
BCX
+$5.02M
5
BHI
Baker Hughes
BHI
+$3.9M

Top Sells

Rank Stock Value
1
SKM icon
SK Telecom
SKM
+$11.5M
2
AUY
Yamana Gold, Inc.
AUY
+$9.25M
3
SPIL
Siliconware Precision Industries Co Ltd
SPIL
+$9.23M
4
PPT
Franklin Premier Income Trust
PPT
+$8.33M
5
HDB icon
HDFC Bank
HDB
+$8.26M

Sector Composition

Rank Sector Weight
1 Materials 22.56%
2 Energy 12.88%
3 Financials 10.36%
4 Technology 9.69%
5 Communication Services 4.58%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BTU
76
DELISTED
PEABODY ENERGY CORP COM STK NEW (DE)
BTU
$2.52M 0.5%
8,606
-1,678
-16% -$473K
JFR icon
77
Nuveen Floating Rate Income Fund
JFR
$1.23B
$2.47M 0.49%
206,957
+2,548
+1% +$30.3K
STLD icon
78
Steel Dynamics
STLD
$36.2B
$2.46M 0.48%
125,675
-22,555
-15% -$413K
SID icon
79
Companhia Siderúrgica Nacional
SID
$1.34B
$2.41M 0.47%
+388,965
New +$2.12M
CRS icon
80
Carpenter Technology
CRS
$25B
$2.39M 0.47%
38,459
-6,868
-15% -$416K
NUE icon
81
Nucor
NUE
$58.5B
$2.25M 0.44%
42,184
-7,641
-15% -$394K
NVG icon
82
Nuveen AMT-Free Municipal Credit Income Fund
NVG
$2.69B
$2.19M 0.43%
174,878
-17,205
-9% -$216K
AGG icon
83
iShares Core US Aggregate Bond ETF
AGG
$138B
$2.19M 0.43%
+20,538
New +$2.2M
X
84
DELISTED
US Steel
X
$2.02M 0.4%
68,433
-78,523
-53% -$2.02M
NMA
85
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$2.01M 0.4%
165,387
+17,135
+12% +$209K
NFX
86
DELISTED
Newfield Exploration
NFX
$1.98M 0.39%
80,395
-19,412
-19% -$545K
HCF
87
DELISTED
NEXPOINT CREDIT STRATEGIES FUND
HCF
$1.91M 0.38%
+202,555
New +$1.91M
NMO
88
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
$1.9M 0.37%
158,246
+5,965
+4% +$71.1K
NQU
89
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$1.76M 0.35%
143,337
-4,784
-3% -$58.7K
GSM icon
90
FerroAtlántica
GSM
$600M
$1.63M 0.32%
+90,219
New +$1.55M
EOG icon
91
EOG Resources
EOG
$77.5B
$1.56M 0.31%
18,540
-3,072
-14% -$263K
EVM
92
DELISTED
Eaton Vance California Municipal Bond Fund
EVM
$1.43M 0.28%
139,671
+6,673
+5% +$67.9K
DINO icon
93
HF Sinclair
DINO
$16.7B
$1.19M 0.23%
+23,992
New +$1.09M
ANDV
94
DELISTED
Andeavor
ANDV
$1.19M 0.23%
+20,345
New +$1.06M
IGE icon
95
iShares North American Natural Resources ETF
IGE
$741M
$962K 0.19%
+22,162
New +$945K
NQS
96
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
$952K 0.19%
76,810
+3,873
+5% +$47.7K
AAPL icon
97
Apple
AAPL
$4.9T
$730K 0.14%
36,456
– –
MUB icon
98
iShares National Muni Bond ETF
MUB
$45.2B
$730K 0.14%
7,034
+4,441
+171% +$463K
VKI icon
99
Invesco Advantage Municipal Income Trust II
VKI
$398M
$672K 0.13%
+63,907
New +$663K
NXZ
100
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$644K 0.13%
50,757
-166,710
-77% -$2.13M
2 3
4
5 6

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Newgate Capital Management's Q4 2013 Portfolio in Review

As of Q4 2013, Newgate Capital Management held 144 positions worth $508M, down 11% from $571M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Newgate Capital Management withdrew a net $78.4M in Q4 2013, closing 36 positions and reducing 49 holdings. Its most notable exit was Yamana Gold, Inc., an estimated $9.25M position sold in full.

By sector, the portfolio is most concentrated in Materials at 23% of assets, up from 20% a quarter earlier, followed by Energy and Financials.

Against the trend, Newgate Capital Management opened a new position in Vanguard FTSE Emerging Markets ETF worth $6M.

  • Newgate Capital Management's largest Q4 2013 buy was Vanguard FTSE Emerging Markets ETF: 145,858 shares worth $6M.
  • Newgate Capital Management added most to Nuveen Credit Strategies Income Fund in Q4 2013, an estimated $7.83M increase.
  • Newgate Capital Management's biggest Q4 2013 reduction was SK Telecom, cutting an estimated $11.5M.
  • Newgate Capital Management fully exited Yamana Gold, Inc. in Q4 2013, selling an estimated $9.25M.
  • Newgate Capital Management's ten largest holdings make up 29% of its $508M portfolio in Q4 2013.
  • Newgate Capital Management opened 25 new positions and closed 36 in Q4 2013.
  • Newgate Capital Management's portfolio value fell 11% quarter-over-quarter to $508M.

Based on Newgate Capital Management's 13F filing for Q4 2013, filed 16 Jan 2014.