Newgate Capital Management’s NUVEEN MUNI MARKET OPPORT FUND NMO Stock Holding History

Newgate Capital Management’s Portfolio NMO Stock Details NMO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-28,498	Closed	-$391K	–	117
2015 Q4	$391K	Sell	28,498 -41,834	-59%	-$559K	0.29%	68
2015 Q3	$917K	Buy	+70,332	New	+$916K	0.68%	29
2014 Q1	–	Sell	-158,246	Closed	-$1.9M	–	136
2013 Q4	$1.9M	Buy	158,246 +5,965	+4%	+$71.1K	0.37%	88
2013 Q3	$1.87M	Sell	152,281 -36,165	-19%	-$437K	0.33%	91
2013 Q2	$2.46M	Buy	+188,446	New	+$2.62M	0.34%	92

Other funds holding NMO

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Wells Fargo San Francisco, California $501B AUM 22.01% 1-Year Est. Return

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Mackay Shields LLC New York $2.73B AUM 2.13% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.6B AUM 27.3% 1-Year Est. Return

Invesco Atlanta, Georgia $653B AUM 32.41% 1-Year Est. Return

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

UBS Group Zurich, Switzerland $564B AUM 30.12% 1-Year Est. Return