Newgate Capital Management’s NUVEEN MUNI MARKET OPPORT FUND NMO Stock Holding History

Newgate Capital Management’s Portfolio NMO Stock Details NMO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-28,498	Closed	-$391K	–	117
2015 Q4	$391K	Sell	28,498 -41,834	-59%	-$559K	0.29%	68
2015 Q3	$917K	Buy	+70,332	New	+$916K	0.68%	29
2014 Q1	–	Sell	-158,246	Closed	-$1.9M	–	136
2013 Q4	$1.9M	Buy	158,246 +5,965	+4%	+$71.1K	0.37%	88
2013 Q3	$1.87M	Sell	152,281 -36,165	-19%	-$437K	0.33%	91
2013 Q2	$2.46M	Buy	+188,446	New	+$2.62M	0.34%	92

Other funds holding NMO

KIM

Karpus Investment Management Pittsford, New York $3.48B AUM 10.49% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.15B AUM 12.28% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

MSL

Mackay Shields LLC New York $2.99B AUM 3.89% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Newgate Capital Management's NMO Position: Q1 2016 in Review

Newgate Capital Management sold out of NUVEEN MUNI MARKET OPPORT FUND (NMO) in Q1 2016, closing a stake of 28,498 shares — an estimated $391K sold.

Newgate Capital Management first reported a position in NMO in Q2 2013 and held it in 5 quarters. The position peaked at $2.46M in Q2 2013. 68 funds tracked by Wall St. Rank hold NMO as of Q1 2016.

Newgate Capital Management reported no remaining NUVEEN MUNI MARKET OPPORT FUND position as of Q1 2016 after selling out during the quarter.
Newgate Capital Management sold 28,498 NUVEEN MUNI MARKET OPPORT FUND shares in Q1 2016, an estimated $391K.
Newgate Capital Management first reported a position in NUVEEN MUNI MARKET OPPORT FUND in Q2 2013 and held it in 5 quarters.
Newgate Capital Management's NUVEEN MUNI MARKET OPPORT FUND position peaked at $2.46M in Q2 2013.
68 funds tracked by Wall St. Rank held NUVEEN MUNI MARKET OPPORT FUND as of Q1 2016.

Based on Newgate Capital Management's 13F filing for Q1 2016, filed 29 Apr 2016.