Newgate Capital Management’s VOYA NATURAL RESOURCES EQUITY INCOME FUND IRR Stock Holding History

Newgate Capital Management’s Portfolio IRR Stock Details IRR Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-659,945	Closed	-$7.59M	–	123
2014 Q2	$7.59M	Sell	659,945 -620,878	-48%	-$6.72M	1.99%	11
2014 Q1	$13.5M	Buy	1,280,823 +97,224	+8%	+$972K	3.01%	5
2013 Q4	$11.6M	Buy	1,183,599 +576,752	+95%	+$5.72M	2.29%	11
2013 Q3	$6.08M	Buy	606,847 +138,020	+29%	+$1.43M	1.06%	30
2013 Q2	$5.07M	Buy	+468,827	New	+$5M	0.71%	47

Other funds holding IRR

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Newgate Capital Management's IRR Position: Q3 2014 in Review

Newgate Capital Management sold out of VOYA NATURAL RESOURCES EQUITY INCOME FUND (IRR) in Q3 2014, closing a stake of 659,945 shares — an estimated $7.59M sold.

Newgate Capital Management first reported a position in IRR in Q2 2013 and held it in 5 quarters. The position peaked at $13.5M in Q1 2014. 32 funds tracked by Wall St. Rank hold IRR as of Q3 2014.

Newgate Capital Management reported no remaining VOYA NATURAL RESOURCES EQUITY INCOME FUND position as of Q3 2014 after selling out during the quarter.
Newgate Capital Management sold 659,945 VOYA NATURAL RESOURCES EQUITY INCOME FUND shares in Q3 2014, an estimated $7.59M.
Newgate Capital Management first reported a position in VOYA NATURAL RESOURCES EQUITY INCOME FUND in Q2 2013 and held it in 5 quarters.
Newgate Capital Management's VOYA NATURAL RESOURCES EQUITY INCOME FUND position peaked at $13.5M in Q1 2014.
32 funds tracked by Wall St. Rank held VOYA NATURAL RESOURCES EQUITY INCOME FUND as of Q3 2014.

Based on Newgate Capital Management's 13F filing for Q3 2014, filed 9 Oct 2014.