Newgate Capital Management’s NUVEEN SELECT QUALITY MUNI FD NQS Stock Holding History

Newgate Capital Management’s Portfolio NQS Stock Details NQS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-28,169	Closed	-$394K	–	116
2015 Q4	$394K	Sell	28,169 -18,316	-39%	-$249K	0.29%	67
2015 Q3	$619K	Buy	+46,485	New	+$620K	0.46%	41
2015 Q1	–	Sell	-12,198	Closed	-$169K	–	123
2014 Q4	$169K	Buy	+12,198	New	+$169K	0.11%	104
2014 Q1	–	Sell	-76,810	Closed	-$952K	–	135
2013 Q4	$952K	Buy	76,810 +3,873	+5%	+$47.7K	0.19%	96
2013 Q3	$926K	Sell	72,937 -46,124	-39%	-$585K	0.16%	100
2013 Q2	$1.62M	Buy	+119,061	New	+$1.72M	0.23%	108

Other funds holding NQS

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Oak Hill Advisors New York $878M AUM 106.46% 1-Year Est. Return

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return