Newgate Capital Management’s NUVEEN MUNI ADVANTAGE FUND NMA Stock Holding History

Newgate Capital Management’s Portfolio NMA Stock Details NMA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-46,326	Closed	-$614K	–	112
2015 Q3	$614K	Sell	46,326 -801	-2%	-$10.6K	0.46%	43
2015 Q2	$610K	Buy	47,127 +21,154	+81%	+$284K	0.45%	53
2015 Q1	$357K	Buy	+25,973	New	+$361K	0.25%	81
2014 Q2	–	Sell	-77,775	Closed	-$1.01M	–	128
2014 Q1	$1.01M	Sell	77,775 -87,612	-53%	-$1.12M	0.22%	95
2013 Q4	$2.01M	Buy	165,387 +17,135	+12%	+$209K	0.4%	85
2013 Q3	$1.85M	Buy	148,252 +11,276	+8%	+$140K	0.32%	92
2013 Q2	$1.84M	Buy	+136,976	New	+$1.96M	0.26%	105

Other funds holding NMA

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

MGAM

McGowan Group Asset Management Dallas, Texas $785M AUM 15.71% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Fiera Capital (Canada) Montreal, Quebec, Canada $29.2B AUM 20.16% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

MSL

Mackay Shields LLC New York $2.99B AUM 3.89% 1-Year Est. Return

Newgate Capital Management's NMA Position: Q4 2015 in Review

Newgate Capital Management sold out of NUVEEN MUNI ADVANTAGE FUND (NMA) in Q4 2015, closing a stake of 46,326 shares — an estimated $614K sold.

Newgate Capital Management first reported a position in NMA in Q2 2013 and held it in 7 quarters. The position peaked at $2.01M in Q4 2013. 72 funds tracked by Wall St. Rank hold NMA as of Q4 2015.

Newgate Capital Management reported no remaining NUVEEN MUNI ADVANTAGE FUND position as of Q4 2015 after selling out during the quarter.
Newgate Capital Management sold 46,326 NUVEEN MUNI ADVANTAGE FUND shares in Q4 2015, an estimated $614K.
Newgate Capital Management first reported a position in NUVEEN MUNI ADVANTAGE FUND in Q2 2013 and held it in 7 quarters.
Newgate Capital Management's NUVEEN MUNI ADVANTAGE FUND position peaked at $2.01M in Q4 2013.
72 funds tracked by Wall St. Rank held NUVEEN MUNI ADVANTAGE FUND as of Q4 2015.

Based on Newgate Capital Management's 13F filing for Q4 2015, filed 1 Feb 2016.