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NCM

Newgate Capital Management Portfolio holdings

AUM $121M
1-Year Est. Return 3.73%
This Fund
S&P 500
This Quarter Est. Return
+2.24%
1 Year Est. Return
-3.73%
3 Year Est. Return
+7.69%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$449M
AUM Growth
-$58.9M
Cap. Flow
-$71.2M
Cap. Flow %
-15.85%
Top 10 Hldgs %
30.25%
Holding
136
New
27
Increased
25
Reduced
50
Closed
30

Top Buys

Rank Stock Value
1
NBIS
Nebius Group N.V.
NBIS
+$6.29M
2
VEDL
Vedanta Limited American Depostary Shares (Each representing four equity shares)
VEDL
+$6.11M
3
SID icon
Companhia Siderúrgica Nacional
SID
+$5.69M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$5.22M
5
BRW
Saba Capital Income & Opportunities Fund
BRW
+$5.2M

Top Sells

Rank Stock Value
1
CEO
CNOOC Limited
CEO
+$13.4M
2
ELP
Companhia Paranaense de Energia (COPEL)
ELP
+$7.6M
3
AOD
abrdn Total Dynamic Dividend Fund
AOD
+$7.24M
4
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$6.15M
5
VWO icon
Vanguard FTSE Emerging Markets ETF
VWO
+$6M

Sector Composition

Rank Sector Weight
1 Materials 22.32%
2 Energy 11.63%
3 Financials 11.09%
4 Technology 9.91%
5 Communication Services 3.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSL
26
DELISTED
NUVEEN SENIOR INCM FD
NSL
$5.09M 1.13%
710,273
+60,603
+9% +$435K
BGX
27
Blackstone Long-Short Credit Income Fund
BGX
$135M
$5.06M 1.13%
287,445
+76,339
+36% +$1.37M
VTA
28
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$5.05M 1.12%
390,445
-3,754
-1% -$48.5K
VVR icon
29
Invesco Senior Income Trust
VVR
$456M
$5.04M 1.12%
+1,004,321
New +$5.07M
FCX icon
30
Freeport-McMoran
FCX
$86.2B
$4.73M 1.05%
143,123
-15,544
-10% -$517K
AOD
31
abrdn Total Dynamic Dividend Fund
AOD
$1.08B
$4.32M 0.96%
514,487
-869,099
-63% -$7.24M
NOV icon
32
NOV
NOV
$6.84B
$4.24M 0.94%
60,383
-18,550
-24% -$1.27M
LYB icon
33
LyondellBasell Industries
LYB
$19.5B
$4.02M 0.9%
45,217
-21,648
-32% -$1.82M
IGD
34
Voya Global Equity Dividend and Premium Opportunity Fund
IGD
$509M
$3.95M 0.88%
+429,118
New +$3.83M
DE icon
35
Deere & Co
DE
$165B
$3.93M 0.87%
+43,274
New +$3.79M
HUN icon
36
Huntsman Corp
HUN
$2.1B
$3.91M 0.87%
160,276
-4,659
-3% -$108K
JPC icon
37
Nuveen Preferred & Income Opportunities Fund
JPC
$2.88B
$3.88M 0.86%
417,438
-285,895
-41% -$2.61M
JFR icon
38
Nuveen Floating Rate Income Fund
JFR
$1.23B
$3.77M 0.84%
315,393
+108,436
+52% +$1.31M
BHP icon
39
BHP
BHP
$211B
$3.68M 0.82%
64,212
-3,560
-5% -$200K
NRO
40
Neuberger Real Estate Securities Income Fund Inc
NRO
$193M
$3.6M 0.8%
798,684
-364,784
-31% -$1.59M
CE icon
41
Celanese
CE
$4.82B
$3.52M 0.78%
63,505
-969
-2% -$51.6K
CTR
42
DELISTED
ClearBridge MLP and Midstream Total Return Fund Inc.
CTR
$3.46M 0.77%
+32,202
New +$3.48M
WPM icon
43
Wheaton Precious Metals
WPM
$49.7B
$3.41M 0.76%
150,241
-20,116
-12% -$474K
WLL
44
DELISTED
Whiting Petroleum Corporation
WLL
$3.38M 0.75%
162
-32
-16% -$606K
NFX
45
DELISTED
Newfield Exploration
NFX
$3.31M 0.74%
105,479
+25,084
+31% +$663K
RIO icon
46
Rio Tinto
RIO
$152B
$3.3M 0.73%
59,125
-11,244
-16% -$613K
JMF
47
DELISTED
NUVEEN ENERGY MLP TOTAL RETURN FUND
JMF
$3.23M 0.72%
+168,081
New +$3.18M
CSQ icon
48
Calamos Strategic Total Return Fund
CSQ
$3.13B
$3.21M 0.71%
288,362
-61,512
-18% -$675K
EVF
49
Eaton Vance Senior Income Trust
EVF
$90.1M
$3.16M 0.7%
458,049
+16,163
+4% +$113K
JSD
50
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$3.11M 0.69%
168,399
+2,409
+1% +$45.1K
1
2
3 4 5

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Newgate Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Newgate Capital Management held 136 positions worth $449M, down 12% from $508M the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Newgate Capital Management withdrew a net $71.2M in Q1 2014, closing 30 positions and reducing 50 holdings. Its most notable exit was CNOOC Limited, an estimated $13.4M position sold in full.

By sector, the portfolio is most concentrated in Materials at 22% of assets, down from 23% a quarter earlier, followed by Energy and Financials.

Against the trend, Newgate Capital Management opened a new position in Nebius Group N.V. worth $5.14M.

  • Newgate Capital Management's largest Q1 2014 buy was Nebius Group N.V.: 170,422 shares worth $5.14M.
  • Newgate Capital Management added most to Companhia Siderúrgica Nacional in Q1 2014, an estimated $5.69M increase.
  • Newgate Capital Management's biggest Q1 2014 reduction was abrdn Total Dynamic Dividend Fund, cutting an estimated $7.24M.
  • Newgate Capital Management fully exited CNOOC Limited in Q1 2014, selling an estimated $13.4M.
  • Newgate Capital Management's ten largest holdings make up 30% of its $449M portfolio in Q1 2014.
  • Newgate Capital Management opened 27 new positions and closed 30 in Q1 2014.
  • Newgate Capital Management's portfolio value fell 12% quarter-over-quarter to $449M.

Based on Newgate Capital Management's 13F filing for Q1 2014, filed 6 May 2014.