Newgate Capital Management’s Neuberger Real Estate Securities Income Fund Inc NRO Stock Holding History

Newgate Capital Management’s Portfolio NRO Stock Details NRO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-338,742	Closed	-$1.62M	–	110
2014 Q2	$1.62M	Sell	338,742 -459,942	-58%	-$2.15M	0.42%	80
2014 Q1	$3.6M	Sell	798,684 -364,784	-31%	-$1.59M	0.8%	40
2013 Q4	$4.82M	Buy	1,163,468 +444,154	+62%	+$1.9M	0.95%	31
2013 Q3	$3.1M	Buy	+719,314	New	+$3.16M	0.54%	66

Other funds holding NRO

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

SLF

Sun Life Financial Toronto, Ontario, Canada $1.76B AUM 19.57% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

Newgate Capital Management's NRO Position: Q3 2014 in Review

Newgate Capital Management sold out of Neuberger Real Estate Securities Income Fund Inc (NRO) in Q3 2014, closing a stake of 338,742 shares — an estimated $1.62M sold.

Newgate Capital Management first reported a position in NRO in Q3 2013 and held it in 4 quarters. The position peaked at $4.82M in Q4 2013. 59 funds tracked by Wall St. Rank hold NRO as of Q3 2014.

Newgate Capital Management reported no remaining Neuberger Real Estate Securities Income Fund Inc position as of Q3 2014 after selling out during the quarter.
Newgate Capital Management sold 338,742 Neuberger Real Estate Securities Income Fund Inc shares in Q3 2014, an estimated $1.62M.
Newgate Capital Management first reported a position in Neuberger Real Estate Securities Income Fund Inc in Q3 2013 and held it in 4 quarters.
Newgate Capital Management's Neuberger Real Estate Securities Income Fund Inc position peaked at $4.82M in Q4 2013.
59 funds tracked by Wall St. Rank held Neuberger Real Estate Securities Income Fund Inc as of Q3 2014.

Based on Newgate Capital Management's 13F filing for Q3 2014, filed 9 Oct 2014.