NRO

Neuberger Berman Real Estate Securities Income Fund
NRO

Overview Fund Activity

44 hedge funds and large institutions have $58.7M invested in Neuberger Berman Real Estate Securities Income Fund in 2013 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 13 reducing their positions, and 5 closing their positions.

Holders
44
Holders Change
–
Holders Change %
0%
% of All Funds
1.43%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
5
Increased
15
Reduced
13
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NCM
1
Newgate Capital Management
Connecticut
$3.1M
2
WAM
2
Wolverine Asset Management
Illinois
$2.85M
3
CA
3
Cornerstone Advisors
North Carolina
$1.98M
4
PAIM
4
Punch & Associates Investment Management
Minnesota
$3.46M
5
RCM
5
Rivernorth Capital Management
Florida
$1.73M

Top Sellers

1
SLF
1
Sun Life Financial
Ontario, Canada
$5.14M
2
AAM
2
Advisors Asset Management
Colorado
$7.46M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$369K
4
BRWA
4
B. Riley Wealth Advisors
Florida
$228K
5
GC
5
Guggenheim Capital
Illinois
$215K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$15.1M 3,351,734 +48,338 +1%
AAM
2
Advisors Asset Management
Colorado
$7.46M 1,653,429 -187,325 -10%
Wells Fargo
3
Wells Fargo
California
$7.07M 1,564,756 +64,052 +4%
SLF
4
Sun Life Financial
Ontario, Canada
$5.14M 200 -800 -80%
PAIM
5
Punch & Associates Investment Management
Minnesota
$3.46M 764,817 +208,151 +37%
NCM
6
Newgate Capital Management
Connecticut
$3.1M 686,368 +686,368 New
WAM
7
Wolverine Asset Management
Illinois
$2.85M 630,271 +449,308 +248%
CA
8
Cornerstone Advisors
North Carolina
$1.98M 437,960 +236,920 +118%
BI
9
Bulldog Investors
New Jersey
$1.73M 382,268 -11,323 -3%
RCM
10
Rivernorth Capital Management
Florida
$1.73M 382,067 +180,696 +90%
Bank of America
11
Bank of America
North Carolina
$1.42M 314,525 +9,253 +3%
NSAM
12
North Star Asset Management
Wisconsin
$749K 165,732 +12,302 +8%
TJHA
13
Thomas J. Herzfeld Advisors
Florida
$718K 158,911 +52 +0%
DA
14
Doliver Advisors
Texas
$700K 154,942 +47,972 +45%
VAM
15
Visium Asset Management
New York
$630K 139,665 +1,037 +0.7%
TC
16
TFS Capital
Pennsylvania
$474K 104,943 +39,216 +60%
LPL Financial
17
LPL Financial
California
$405K 89,541 -5,047 -5%
COLIM
18
City of London Investment Management
United Kingdom
$370K 80,620 +80,620 New
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$369K 81,812 -64,719 -44%
VFS
20
VSR Financial Services
Kansas
$316K 70,000 – –
MFS
21
MSI Financial Services
Massachusetts
$313K 69,309 -34,700 -33%
Neuberger Berman Group
22
Neuberger Berman Group
New York
$304K 67,315 – –
JG
23
Jefferies Group
New York
$284K 62,730 +62,730 New
Invesco
24
Invesco
Georgia
$243K 53,687 -17,218 -24%
BRWA
25
B. Riley Wealth Advisors
Florida
$228K 50,432 -50,891 -50%
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