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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
-1.82%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.02%
5 Year Est. Return
+126.16%
10 Year Est. Return
+434.63%
AUM
$980M
AUM Growth
-$255M
Cap. Flow
-$238M
Cap. Flow %
-24.33%
Top 10 Hldgs %
38.73%
Holding
375
New
112
Increased
54
Reduced
74
Closed
126

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$112M
2
BHP icon
BHP
BHP
+$64.5M
3
CENQU
CENAQ Energy Corp. Unit
CENQU
+$10.8M
4
DWACU
Digital World Acquisition Corp. Units
DWACU
+$10.5M
5
CLOE
Clover Leaf Capital Corp. Class A Common Stock
CLOE
+$8.01M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$441M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$22.4M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$16.7M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$12.7M
5
SPCE icon
Virgin Galactic
SPCE
+$9.2M

Sector Composition

Rank Sector Weight
1 Financials 11.42%
2 Healthcare 6.39%
3 Consumer Discretionary 6%
4 Industrials 5.88%
5 Materials 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NCLH icon
201
PUT
Norwegian Cruise Line
NCLH
$8.9B
$109K 0.01%
425,544
-855
-0.2% -$21.8K
CIIGU
202
DELISTED
CIIG Capital Partners II, Inc. Unit
CIIGU
$101K 0.01%
+10,000
New +$101K
EVOJ
203
DELISTED
Evo Acquisition Corp. Class A Common Stock
EVOJ
$99K 0.01%
+10,250
New +$99.4K
FACA.WS
204
DELISTED
Figure Acquisition Corp. I Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
FACA.WS
$29K ﹤0.01%
+27,149
New +$30.8K
GDX icon
205
CALL
VanEck Gold Miners ETF
GDX
$27.3B
$23K ﹤0.01%
15,000
-37,500
-71% -$1.22M
CCL icon
206
PUT
Carnival Corporation Ltd
CCL
$39.7B
$16K ﹤0.01%
403,089
-1,851
-0.5% -$43.1K
BBIG
207
CALL
DELISTED
Vinco Ventures, Inc. Common Stock
BBIG
$12K ﹤0.01%
+7,350
New +$495K
DNA icon
208
CALL
Ginkgo Bioworks
DNA
$517M
$10K ﹤0.01%
+5,000
New +$2.43M
VHAQ.RT
209
DELISTED
Viveon Health Acquisition Corp. Rights, each exchangeable into one-twentieth of a share of Common Stock
VHAQ.RT
$5K ﹤0.01%
+25,431
New +$5.61K
ACN icon
210
Accenture
ACN
$107B
– –
-1,026
Closed -$302K
ADBE icon
211
Adobe
ADBE
$105B
– –
-781
Closed -$457K
AMAT icon
212
Applied Materials
AMAT
$429B
– –
-1,499
Closed -$213K
APD icon
213
Air Products & Chemicals
APD
$67.2B
– –
-718
Closed -$207K
AVGO icon
214
Broadcom
AVGO
$2.03T
– –
-6,680
Closed -$319K
BKNG icon
215
Booking.com
BKNG
$160B
– –
-2,525
Closed -$221K
BKSY icon
216
BlackSky Technology
BKSY
$1.19B
– –
-81,250
Closed -$6.47M
BOX icon
217
CALL
Box
BOX
$4.56B
– –
-100,000
Closed -$24K
BRK.B icon
218
Berkshire Hathaway Class B
BRK.B
$1.12T
– –
-1,016
Closed -$282K
CELU icon
219
Celularity
CELU
$20.3M
– –
-55,280
Closed -$5.62M
GPGI
220
GPGI Inc
GPGI
$4.3B
– –
-157,260
Closed -$1.32M
FISV
221
Fiserv Inc
FISV
$27.7B
– –
-1,946
Closed -$208K
GE icon
222
GE Aerospace
GE
$385B
– –
-2,536
Closed -$170K
IBB icon
223
iShares Biotechnology ETF
IBB
$9.71B
– –
-34,000
Closed -$5.57M
INTU icon
224
Intuit
INTU
$89B
– –
-448
Closed -$220K
JSPR icon
225
Jasper Therapeutics
JSPR
$24M
– –
-65,513
Closed -$6.49M
7 8
9
10 11

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WIA
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NP
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LBA
Letko, Brosseau & Associates Montreal, Quebec, Canada $6.2B AUM 38.92% 1-Year Est. Return
EIP
Energy Income Partners Westport, Connecticut $6.22B AUM 18.97% 1-Year Est. Return
ACM
AKRE Capital Management Middleburg, Virginia $6.13B AUM 15.27% 1-Year Est. Return
AWA
Arkadios Wealth Advisors Atlanta, Georgia $6.13B AUM 23.41% 1-Year Est. Return
CA
Cambridge Associates Boston, Massachusetts $6.27B AUM 14.78% 1-Year Est. Return
DTC
Deep Track Capital Greenwich, Connecticut $6.12B AUM 144% 1-Year Est. Return

Mizuho Securities USA's Q3 2021 Portfolio in Review

As of Q3 2021, Mizuho Securities USA held 375 positions worth $980M, down 21% from $1.23B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Mizuho Securities USA withdrew a net $238M in Q3 2021, closing 126 positions and reducing 74 holdings. Its most notable exit was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $16.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 10% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Mizuho Securities USA opened a new position in iShares Russell 2000 ETF worth $110M.

  • Mizuho Securities USA's largest Q3 2021 buy was iShares Russell 2000 ETF: 504,221 shares worth $110M.
  • Mizuho Securities USA added most to MSP Recovery Inc in Q3 2021, an estimated $3.16M increase.
  • Mizuho Securities USA's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $441M.
  • Mizuho Securities USA fully exited State Street SPDR S&P MIDCAP 400 ETF Trust in Q3 2021, selling an estimated $16.7M.
  • Mizuho Securities USA's ten largest holdings make up 39% of its $980M portfolio in Q3 2021.
  • Mizuho Securities USA opened 112 new positions and closed 126 in Q3 2021.
  • Mizuho Securities USA's portfolio value fell 21% quarter-over-quarter to $980M.

Based on Mizuho Securities USA's 13F filing for Q3 2021, filed 28 Oct 2021.