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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
+4.85%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.01%
5 Year Est. Return
+126.15%
10 Year Est. Return
+434.62%
AUM
$1.94B
AUM Growth
-$20.6M
Cap. Flow
-$245M
Cap. Flow %
-12.65%
Top 10 Hldgs %
83.66%
Holding
279
New
109
Increased
26
Reduced
50
Closed
78

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$256M
2
PRXL
Parexel International Corp
PRXL
+$17.5M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$17.3M
4
NFLX icon
Netflix
NFLX
+$9.42M
5
WELL.PRI
Welltower Inc.
WELL.PRI
+$7.51M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$247M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$127M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$37.5M
4
FXE icon
Invesco CurrencyShares Euro Currency Trust
FXE
+$16.1M
5
PFE icon
Pfizer
PFE
+$11.4M

Sector Composition

Rank Sector Weight
1 Technology 2.15%
2 Industrials 1.85%
3 Financials 1.51%
4 Healthcare 1.48%
5 Communication Services 1.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHW
201
Charles Schwab
SCHW
$181B
– –
-146,500
Closed -$6.29M
SIMO icon
202
Silicon Motion
SIMO
$8.65B
– –
-10,000
Closed -$482K
SPY icon
203
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$784B
– –
-3,006,330
Closed -$150K
SRE icon
204
Sempra
SRE
$58.6B
– –
-96,600
Closed -$5.45M
TLT icon
205
iShares 20+ Year Treasury Bond ETF
TLT
$42.4B
– –
-300,000
Closed -$37.5M
TMO icon
206
Thermo Fisher Scientific
TMO
$214B
– –
-38,700
Closed -$6.75M
TOL icon
207
Toll Brothers
TOL
$14B
– –
-19,201
Closed -$759K
TSM icon
208
TSMC
TSM
$2.09T
– –
-15,000
Closed -$524K
UAA icon
209
CALL
Under Armour
UAA
$2.91B
– –
-106,900
Closed -$119K
UAA icon
210
PUT
Under Armour
UAA
$2.91B
– –
-106,900
Closed -$3.66M
WB icon
211
Weibo
WB
$1.99B
– –
-83,900
Closed -$5.58M
WB icon
212
PUT
Weibo
WB
$1.99B
– –
-83,900
Closed -$106K
WDAY icon
213
Workday
WDAY
$39B
– –
-4,600
Closed -$446K
SGI
214
Somnigroup International
SGI
$14.1B
– –
-60,800
Closed -$812K
SGI
215
PUT
Somnigroup International
SGI
$14.1B
– –
-60,800
Closed -$79K
SPWR
216
CALL
DELISTED
SunPower Corporation Common Stock
SPWR
– –
-260,048
Closed -$1K
CBD
217
DELISTED
Companhia Brasileira de Distribuicao
CBD
– –
-15,900
Closed -$311K
DSKE
218
DELISTED
Daseke, Inc. Common Stock
DSKE
– –
-12,000
Closed -$134K
CLDR
219
CALL
DELISTED
Cloudera, Inc.
CLDR
– –
-56,500
Closed -$2K
CLDR
220
DELISTED
Cloudera, Inc.
CLDR
– –
-56,500
Closed -$905K
CLDR
221
PUT
DELISTED
Cloudera, Inc.
CLDR
– –
-56,500
Closed -$936K
GNC
222
CALL
DELISTED
GNC Holdings, Inc.
GNC
– –
-18,700
Closed -$10K
JCP
223
CALL
DELISTED
J.C. Penney Company, Inc.
JCP
– –
-78,500
Closed -$2K
JCP
224
DELISTED
J.C. Penney Company, Inc.
JCP
– –
-17,000
Closed -$79K
JCP
225
PUT
DELISTED
J.C. Penney Company, Inc.
JCP
– –
-78,500
Closed -$103K
6 7 8
9
10

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NP
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LBA
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EIP
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ACM
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CA
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Mizuho Securities USA's Q3 2017 Portfolio in Review

As of Q3 2017, Mizuho Securities USA held 279 positions worth $1.94B, down 1.1% from $1.96B the previous quarter. Its ten largest holdings account for 84% of the portfolio.

Mizuho Securities USA withdrew a net $245M in Q3 2017, closing 78 positions and reducing 50 holdings. Its most notable exit was iShares 20+ Year Treasury Bond ETF, an estimated $37.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.2% of assets, up from 1.8% a quarter earlier, followed by Industrials and Financials.

Against the trend, Mizuho Securities USA opened a new position in Parexel International Corp worth $17.6M.

  • Mizuho Securities USA's largest Q3 2017 buy was Parexel International Corp: 200,000 shares worth $17.6M.
  • Mizuho Securities USA added most to State Street SPDR Dow Jones Industrial Average ETF Trust in Q3 2017, an estimated $256M increase.
  • Mizuho Securities USA's biggest Q3 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $247M.
  • Mizuho Securities USA fully exited iShares 20+ Year Treasury Bond ETF in Q3 2017, selling an estimated $37.5M.
  • Mizuho Securities USA's ten largest holdings make up 84% of its $1.94B portfolio in Q3 2017.
  • Mizuho Securities USA opened 109 new positions and closed 78 in Q3 2017.
  • Mizuho Securities USA's portfolio value fell 1.1% quarter-over-quarter to $1.94B.

Based on Mizuho Securities USA's 13F filing for Q3 2017, filed 23 Oct 2017.