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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
-3.07%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.01%
5 Year Est. Return
+126.15%
10 Year Est. Return
+434.62%
AUM
$385M
AUM Growth
-$454M
Cap. Flow
-$235M
Cap. Flow %
-61.12%
Top 10 Hldgs %
70.71%
Holding
228
New
41
Increased
34
Reduced
31
Closed
107

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$97.1M
2
AAPL icon
Apple
AAPL
+$32.4M
3
JNJ icon
Johnson & Johnson
JNJ
+$25.3M
4
BAC icon
Bank of America
BAC
+$6.73M
5
HRB icon
H&R Block
HRB
+$4.23M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$244M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$74M
3
WFC icon
Wells Fargo
WFC
+$53.4M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$49.8M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$18.2M

Sector Composition

Rank Sector Weight
1 Technology 14.82%
2 Healthcare 7.17%
3 Materials 3.19%
4 Consumer Staples 2.58%
5 Consumer Discretionary 2.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
THC icon
176
Tenet Healthcare
THC
$20.1B
– –
-34,975
Closed -$2.02M
TRV icon
177
Travelers Companies
TRV
$78B
– –
-13,358
Closed -$1.29M
TSM icon
178
TSMC
TSM
$2.11T
– –
-78,235
Closed -$1.78M
UNH icon
179
UnitedHealth
UNH
$377B
– –
-13,358
Closed -$1.63M
UPS icon
180
United Parcel Service
UPS
$90.8B
– –
-40,100
Closed -$3.89M
V icon
181
Visa
V
$683B
– –
-13,358
Closed -$897K
VZ icon
182
Verizon
VZ
$197B
– –
-13,358
Closed -$623K
WBA
183
DELISTED
Walgreens Boots Alliance
WBA
– –
-3,230
Closed -$273K
WFC icon
184
Wells Fargo
WFC
$266B
– –
-949,400
Closed -$53.4M
XLE icon
185
State Street Energy Select Sector SPDR ETF
XLE
$38.5B
– –
-100,000
Closed -$3.76M
XOM icon
186
ExxonMobil
XOM
$643B
– –
-13,358
Closed -$1.11M
JOYY
187
CALL
JOYY Inc
JOYY
$3.73B
– –
-25,900
Closed -$5K
JOYY
188
JOYY Inc
JOYY
$3.73B
– –
-25,900
Closed -$1.8M
JOYY
189
PUT
JOYY Inc
JOYY
$3.73B
– –
-25,900
Closed -$480K
CONN
190
DELISTED
Conn's Inc.
CONN
– –
-15,600
Closed -$619K
PXD
191
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-8,000
Closed -$1.11M
DMK
192
DELISTED
DMK Pharmaceuticals Corporation Common Stock
DMK
– –
-297
Closed -$87K
XONE
193
DELISTED
The ExOne Company
XONE
– –
-44,100
Closed -$490K
XONE
194
PUT
DELISTED
The ExOne Company
XONE
– –
-44,100
Closed -$432K
EIGI
195
DELISTED
Endurance International Group Holdings, Inc.
EIGI
– –
-32,500
Closed -$671K
EIGI
196
PUT
DELISTED
Endurance International Group Holdings, Inc.
EIGI
– –
-32,500
Closed -$159K
STI
197
DELISTED
SunTrust Banks, Inc.
STI
– –
-78,800
Closed -$3.39M
SN
198
DELISTED
Sanchez Energy Corporation
SN
– –
-49,500
Closed -$485K
SN
199
PUT
DELISTED
Sanchez Energy Corporation
SN
– –
-49,500
Closed -$116K
LAYN
200
DELISTED
Layne Christensen Co
LAYN
– –
-17,400
Closed -$156K
5 6 7
8
9

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WIA
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NP
NorthRock Partners Minneapolis, Minnesota $6.2B AUM 15.8% 1-Year Est. Return
LBA
Letko, Brosseau & Associates Montreal, Quebec, Canada $6.2B AUM 38.92% 1-Year Est. Return
EIP
Energy Income Partners Westport, Connecticut $6.22B AUM 18.97% 1-Year Est. Return
ACM
AKRE Capital Management Middleburg, Virginia $6.13B AUM 15.27% 1-Year Est. Return
AWA
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CA
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Mizuho Securities USA's Q3 2015 Portfolio in Review

As of Q3 2015, Mizuho Securities USA held 228 positions worth $385M, down 54% from $839M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Mizuho Securities USA withdrew a net $235M in Q3 2015, closing 107 positions and reducing 31 holdings. Its most notable exit was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $244M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 6% a quarter earlier, followed by Healthcare and Materials.

Against the trend, Mizuho Securities USA opened a new position in Bank of America worth $6.23M.

  • Mizuho Securities USA's largest Q3 2015 buy was Bank of America: 400,000 shares worth $6.23M.
  • Mizuho Securities USA added most to iShares 20+ Year Treasury Bond ETF in Q3 2015, an estimated $97.1M increase.
  • Mizuho Securities USA's biggest Q3 2015 reduction was State Street Financial Select Sector SPDR ETF, cutting an estimated $18.2M.
  • Mizuho Securities USA fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q3 2015, selling an estimated $244M.
  • Mizuho Securities USA's ten largest holdings make up 71% of its $385M portfolio in Q3 2015.
  • Mizuho Securities USA opened 41 new positions and closed 107 in Q3 2015.
  • Mizuho Securities USA's portfolio value fell 54% quarter-over-quarter to $385M.

Based on Mizuho Securities USA's 13F filing for Q3 2015, filed 20 Oct 2015.