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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
-6.85%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.01%
5 Year Est. Return
+126.15%
10 Year Est. Return
+434.62%
AUM
$750M
AUM Growth
-$566M
Cap. Flow
-$463M
Cap. Flow %
-61.76%
Top 10 Hldgs %
62.82%
Holding
200
New
53
Increased
41
Reduced
17
Closed
85

Top Buys

Rank Stock Value
1
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$16.1M
2
VEAC
Vantage Energy Acquisition Corp. Class A
VEAC
+$10.8M
3
KXIN icon
Kaixin Holdings
KXIN
+$8.15M
4
AVCT
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
+$6.57M
5
RPAY icon
Repay Holdings
RPAY
+$5.68M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$217M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$198M
3
ADVM
Adverum Biotechnologies
ADVM
+$60.5M
4
IYR icon
iShares US Real Estate ETF
IYR
+$29.5M
5
CCI icon
Crown Castle
CCI
+$19.4M

Sector Composition

Rank Sector Weight
1 Technology 8.46%
2 Consumer Discretionary 5.18%
3 Communication Services 4.83%
4 Healthcare 3.6%
5 Financials 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DOTA
151
DELISTED
Draper Oakwood Technology Acquisition, Inc. Class A Common Stock
DOTA
– –
-350,000
Closed -$3.29M
FCE.A
152
DELISTED
Forest City Realty Trust, Inc.
FCE.A
– –
-35,000
Closed -$878K
ANDV
153
DELISTED
Andeavor
ANDV
– –
-93,624
Closed -$14.4M
DISH
154
DELISTED
DISH Network Corp.
DISH
– –
-35,000
Closed -$1.25M
HUNT
155
DELISTED
Hunter Maritime Acquisition Corp. Common Stock
HUNT
– –
-341,475
Closed -$3.4M
EACQ
156
DELISTED
Easterly Acquisition Corp
EACQ
– –
-1,720,412
Closed -$17.6M
COBZ
157
DELISTED
CoBiz Financial,Inc
COBZ
– –
-147,187
Closed -$3.26M
DO
158
DELISTED
Diamond Offshore Drilling
DO
– –
-83,000
Closed -$1.66M
DO
159
PUT
DELISTED
Diamond Offshore Drilling
DO
– –
-83,000
Closed -$705K
3 4 5 6
7

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Mizuho Securities USA's Q4 2018 Portfolio in Review

As of Q4 2018, Mizuho Securities USA held 200 positions worth $750M, down 43% from $1.32B the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Mizuho Securities USA withdrew a net $463M in Q4 2018, closing 85 positions and reducing 17 holdings. Its most notable exit was Adverum Biotechnologies, an estimated $60.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 3.3% a quarter earlier, followed by Consumer Discretionary and Communication Services.

Against the trend, Mizuho Securities USA opened a new position in Alphabet (Google) Class A worth $15.6M.

  • Mizuho Securities USA's largest Q4 2018 buy was Alphabet (Google) Class A: 298,000 shares worth $15.6M.
  • Mizuho Securities USA added most to Kaixin Holdings in Q4 2018, an estimated $8.15M increase.
  • Mizuho Securities USA's biggest Q4 2018 reduction was State Street SPDR Dow Jones Industrial Average ETF Trust, cutting an estimated $217M.
  • Mizuho Securities USA fully exited Adverum Biotechnologies in Q4 2018, selling an estimated $60.5M.
  • Mizuho Securities USA's ten largest holdings make up 63% of its $750M portfolio in Q4 2018.
  • Mizuho Securities USA opened 53 new positions and closed 85 in Q4 2018.
  • Mizuho Securities USA's portfolio value fell 43% quarter-over-quarter to $750M.

Based on Mizuho Securities USA's 13F filing for Q4 2018, filed 4 Feb 2019.