We are live on ! Find out more
MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
+4.61%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.01%
5 Year Est. Return
+126.15%
10 Year Est. Return
+434.62%
AUM
$806M
AUM Growth
+$421M
Cap. Flow
+$439M
Cap. Flow %
54.42%
Top 10 Hldgs %
69.54%
Holding
185
New
64
Increased
46
Reduced
16
Closed
44

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$130M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$108M
3
WFC icon
Wells Fargo
WFC
+$26.3M
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$21.5M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$14.5M

Top Sells

Rank Stock Value
1
BAC icon
Bank of America
BAC
+$6.23M
2
DD icon
DuPont de Nemours
DD
+$4.92M
3
HRB icon
H&R Block
HRB
+$4.53M
4
CVX icon
Chevron
CVX
+$4.34M
5
CMPR icon
Cimpress
CMPR
+$3.81M

Sector Composition

Rank Sector Weight
1 Technology 9.2%
2 Healthcare 6.35%
3 Consumer Staples 3.87%
4 Financials 3.86%
5 Consumer Discretionary 2.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCS
151
PUT
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
– –
-2,493
Closed -$321K
SPWR
152
PUT
DELISTED
SunPower Corporation Common Stock
SPWR
– –
-77,877
Closed -$1.27M
JMEI
153
DELISTED
Jumei International Holding Limited American depositary shares, each representing ten Class A ordina
JMEI
– –
-3,660
Closed -$361K
JMEI
154
PUT
DELISTED
Jumei International Holding Limited American depositary shares, each representing ten Class A ordina
JMEI
– –
-3,660
Closed -$737K
MDCO
155
DELISTED
Medicines Co
MDCO
– –
-9,000
Closed -$342K
UPL
156
CALL
DELISTED
Ultra Petroleum Corp. Common Stock
UPL
– –
-57,800
Closed -$5K
ZOES
157
DELISTED
Zoe's Kitchen, Inc.
ZOES
– –
-25,600
Closed -$1.01M
ZOES
158
PUT
DELISTED
Zoe's Kitchen, Inc.
ZOES
– –
-25,600
Closed -$121K
FTRPR
159
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
– –
-6,550
Closed -$606K
JUNO
160
DELISTED
Juno Therapeutics, Inc.
JUNO
– –
-49,600
Closed -$2.02M
JUNO
161
PUT
DELISTED
Juno Therapeutics, Inc.
JUNO
– –
-49,600
Closed -$1.06M
ESI
162
DELISTED
ITT EDUCATIONAL SERVICES INC
ESI
– –
-23,100
Closed -$79K
ESI
163
PUT
DELISTED
ITT EDUCATIONAL SERVICES INC
ESI
– –
-23,100
Closed -$158K
KMI.WS
164
DELISTED
Kinder Morgan Inc
KMI.WS
– –
-100,000
Closed -$92K
3 4 5 6
7

Similar funds

B
Barings Charlotte, North Carolina $6.19B AUM 16.5% 1-Year Est. Return
WIA
World Investment Advisors Santa Barbara, California $6.2B AUM 19.68% 1-Year Est. Return
NP
NorthRock Partners Minneapolis, Minnesota $6.2B AUM 15.8% 1-Year Est. Return
LBA
Letko, Brosseau & Associates Montreal, Quebec, Canada $6.2B AUM 38.92% 1-Year Est. Return
EIP
Energy Income Partners Westport, Connecticut $6.22B AUM 18.97% 1-Year Est. Return
ACM
AKRE Capital Management Middleburg, Virginia $6.13B AUM 15.27% 1-Year Est. Return
AWA
Arkadios Wealth Advisors Atlanta, Georgia $6.13B AUM 23.41% 1-Year Est. Return
CA
Cambridge Associates Boston, Massachusetts $6.27B AUM 14.78% 1-Year Est. Return

Mizuho Securities USA's Q4 2015 Portfolio in Review

As of Q4 2015, Mizuho Securities USA held 185 positions worth $806M, up 109% from $385M the previous quarter. Its ten largest holdings account for 70% of the portfolio.

Mizuho Securities USA deployed $439M of net new capital in Q4 2015, opening 64 new positions and adding to 46 existing holdings. Its largest new stake was Invesco QQQ Trust: 1,165,363 shares worth $130M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 15% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was DuPont de Nemours, an estimated $4.92M trimmed.

  • Mizuho Securities USA's largest Q4 2015 buy was Invesco QQQ Trust: 1,165,363 shares worth $130M.
  • Mizuho Securities USA added most to Procter & Gamble in Q4 2015, an estimated $13.4M increase.
  • Mizuho Securities USA's biggest Q4 2015 reduction was DuPont de Nemours, cutting an estimated $4.92M.
  • Mizuho Securities USA fully exited Bank of America in Q4 2015, selling an estimated $6.23M.
  • Mizuho Securities USA's ten largest holdings make up 70% of its $806M portfolio in Q4 2015.
  • Mizuho Securities USA opened 64 new positions and closed 44 in Q4 2015.
  • Mizuho Securities USA's portfolio value rose 109% quarter-over-quarter to $806M.

Based on Mizuho Securities USA's 13F filing for Q4 2015, filed 21 Jan 2016.