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MSU
Mizuho Securities USA Portfolio holdings
AUM
$6.2B
1-Year Est. Return
35.46%
This Fund
S&P 500
This Quarter
Est. Return
-3.07%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.01%
5 Year Est. Return
+126.15%
10 Year Est. Return
+434.62%
AUM
$385M
AUM Growth
-$454M
(-54%)
Cap. Flow
-$235M
Cap. Flow
% of AUM
-61.12%
Top 10 Holdings %
Top 10 Hldgs %
70.71%
Holding
228
New
41
Increased
34
Reduced
31
Closed
107
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$97.1M |
| 2 |
Apple
AAPL
|
+$32.4M |
| 3 |
Johnson & Johnson
JNJ
|
+$25.3M |
| 4 |
Bank of America
BAC
|
+$6.73M |
| 5 |
H&R Block
HRB
|
+$4.23M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$244M |
| 2 |
Invesco QQQ Trust
QQQ
|
+$74M |
| 3 |
Wells Fargo
WFC
|
+$53.4M |
| 4 |
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
|
+$49.8M |
| 5 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$18.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 14.82% |
| 2 | Healthcare | 7.17% |
| 3 | Materials | 3.19% |
| 4 | Consumer Staples | 2.58% |
| 5 | Consumer Discretionary | 2.44% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
151
CALL
MannKind Corp
MNKD
$1.21B
| – | – |
-2,640
| Closed | -$5K |
|
152
Merck
MRK
$322B
| – | – |
-13,999
| Closed | -$760K |
|
153
Microsoft
MSFT
$3.45T
| – | – |
-37,361
| Closed | -$1.65M |
|
154
Nike
NKE
$61.9B
| – | – |
-26,716
| Closed | -$1.44M |
|
155
Northern Trust
NTRS
$33.3B
| – | – |
-35,900
| Closed | -$2.75M |
|
156
Newell Brands
NWL
$2.38B
| – | – |
-62,500
| Closed | -$2.57M |
|
157
Pfizer
PFE
$143B
| – | – |
-567,746
| Closed | -$18.1M |
|
158
PPG Industries
PPG
$24.6B
| – | – |
-74,800
| Closed | -$8.58M |
|
159
Quanta Services
PWR
$100B
| – | – |
-64,800
| Closed | -$1.87M |
|
160
Qualcomm
QCOM
$155B
| – | – |
-4,825
| Closed | -$302K |
|
|
161
Invesco QQQ Trust
QQQ
$469B
| – | – |
-691,225
| Closed | -$74M |
|
162
CALL
Rockwell Medical
RMTI
$28.4M
| – | – |
-345
| Closed | -$1K |
|
|
163
Rockwell Medical
RMTI
$28.4M
| – | – |
-345
| Closed | -$613K |
|
|
164
PUT
Rockwell Medical
RMTI
$28.4M
| – | – |
-345
| Closed | -$22K |
|
165
Republic Services
RSG
$64.8B
| – | – |
-25,200
| Closed | -$987K |
|
166
RTX Corp
RTX
$290B
| – | – |
-21,226
| Closed | -$1.48M |
|
167
Starbucks
SBUX
$120B
| – | – |
-4,416
| Closed | -$237K |
|
|
SCHW
168
Charles Schwab
SCHW
$183B
| – | – |
-279,200
| Closed | -$9.12M |
|
169
SiriusXM
SIRI
$9.98B
| – | – |
-1,618
| Closed | -$60K |
|
170
SLB Ltd
SLB
$73.6B
| – | – |
-80,900
| Closed | -$6.97M |
|
171
Alaunos Therapeutics
TCRT
$4.59M
| – | – |
-70
| Closed | -$126K |
|
|
172
PUT
Alaunos Therapeutics
TCRT
$4.59M
| – | – |
-70
| Closed | -$42K |
|
173
Tidewater
TDW
$3.73B
| – | – |
-1,857
| Closed | -$1.36M |
|
|
174
PUT
Tidewater
TDW
$3.73B
| – | – |
-1,857
| Closed | -$396K |
|
175
Target
TGT
$65.6B
| – | – |
-93,400
| Closed | -$7.62M |
|
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Mizuho Securities USA's Q3 2015 Portfolio in Review
As of Q3 2015, Mizuho Securities USA held 228 positions worth $385M, down 54% from $839M the previous quarter. Its ten largest holdings account for 71% of the portfolio.
Mizuho Securities USA withdrew a net $235M in Q3 2015, closing 107 positions and reducing 31 holdings. Its most notable exit was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $244M position sold in full.
By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 6% a quarter earlier, followed by Healthcare and Materials.
Against the trend, Mizuho Securities USA opened a new position in Bank of America worth $6.23M.
- Mizuho Securities USA's largest Q3 2015 buy was Bank of America: 400,000 shares worth $6.23M.
- Mizuho Securities USA added most to iShares 20+ Year Treasury Bond ETF in Q3 2015, an estimated $97.1M increase.
- Mizuho Securities USA's biggest Q3 2015 reduction was State Street Financial Select Sector SPDR ETF, cutting an estimated $18.2M.
- Mizuho Securities USA fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q3 2015, selling an estimated $244M.
- Mizuho Securities USA's ten largest holdings make up 71% of its $385M portfolio in Q3 2015.
- Mizuho Securities USA opened 41 new positions and closed 107 in Q3 2015.
- Mizuho Securities USA's portfolio value fell 54% quarter-over-quarter to $385M.
Based on Mizuho Securities USA's 13F filing for Q3 2015, filed 20 Oct 2015.