We are live on ! Find out more
MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
+4.85%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.01%
5 Year Est. Return
+126.15%
10 Year Est. Return
+434.62%
AUM
$1.94B
AUM Growth
-$20.6M
Cap. Flow
-$245M
Cap. Flow %
-12.65%
Top 10 Hldgs %
83.66%
Holding
279
New
109
Increased
26
Reduced
50
Closed
78

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$256M
2
PRXL
Parexel International Corp
PRXL
+$17.5M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$17.3M
4
NFLX icon
Netflix
NFLX
+$9.42M
5
WELL.PRI
Welltower Inc.
WELL.PRI
+$7.51M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$247M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$127M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$37.5M
4
FXE icon
Invesco CurrencyShares Euro Currency Trust
FXE
+$16.1M
5
PFE icon
Pfizer
PFE
+$11.4M

Sector Composition

Rank Sector Weight
1 Technology 2.15%
2 Industrials 1.85%
3 Financials 1.51%
4 Healthcare 1.48%
5 Communication Services 1.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOS
126
Canada Goose Holdings
GOOS
$872M
$503K 0.03%
24,500
– –
OKSB
127
DELISTED
Southwest Bancorp Inc/OK
OKSB
$489K 0.03%
17,749
-134,417
-88% -$3.45M
FMSA
128
DELISTED
Fairmount Santrol Holdings Inc.
FMSA
$478K 0.02%
+100,038
New +$324K
ESV
129
DELISTED
Ensco Rowan plc
ESV
$467K 0.02%
+19,550
New +$390K
OSPRU
130
DELISTED
Osprey Energy Acquisition Corp. Unit
OSPRU
$449K 0.02%
+45,158
New +$452K
TPGE.U
131
DELISTED
TPG Pace Energy Holdings Corp.
TPGE.U
$408K 0.02%
+40,000
New +$411K
ELF icon
132
PUT
e.l.f. Beauty
ELF
$4.89B
$384K 0.02%
+33,100
New +$764K
SA
133
Seabridge Gold
SA
$2.78B
$379K 0.02%
31,100
-7,200
-19% -$83.4K
GE icon
134
GE Aerospace
GE
$374B
$370K 0.02%
+3,194
New +$386K
SRUN
135
DELISTED
Silver Run Acquisition Corporation II Class A
SRUN
$357K 0.02%
+35,000
New +$356K
WNRL
136
DELISTED
Western Refining Logistics, LP
WNRL
$349K 0.02%
+13,539
New +$343K
XONE
137
PUT
DELISTED
The ExOne Company
XONE
$337K 0.02%
+80,000
New +$788K
AABA
138
DELISTED
Altaba Inc
AABA
$331K 0.02%
5,000
-2,500
-33% -$153K
HTZ
139
PUT
DELISTED
Hertz Global Holdings, Inc.
HTZ
$327K 0.02%
168,622
+116,251
+222% +$1.83M
FG
140
DELISTED
FGL Holdings Ordinary Shares
FG
$300K 0.02%
27,000
+2,000
+8% +$22K
CMCM
141
Cheetah Mobile
CMCM
$86.6M
$299K 0.02%
7,100
-5,500
-44% -$281K
BRCD
142
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$299K 0.02%
+25,000
New +$309K
MNDT
143
PUT
DELISTED
Mandiant, Inc. Common Stock
MNDT
$291K 0.02%
138,200
– –
PCRX icon
144
Pacira BioSciences
PCRX
$1.04B
$289K 0.01%
7,700
-2,000
-21% -$80.5K
AMC icon
145
PUT
AMC Entertainment Holdings
AMC
$2.52B
$286K 0.01%
+8,800
New +$1.47M
CBI
146
DELISTED
Chicago Bridge & Iron Nv
CBI
$264K 0.01%
+15,700
New +$240K
GTYHU
147
DELISTED
GTY Technology Holdings, Inc. Units
GTYHU
$262K 0.01%
+25,000
New +$261K
TPGH.U
148
DELISTED
TPG Pace Holdings Corp. Units, each consisting of one Class A ordinary share, $.0001 par value, and
TPGH.U
$257K 0.01%
25,000
+1,465
+6% +$15.1K
JWN
149
PUT
DELISTED
Nordstrom
JWN
$248K 0.01%
55,000
-23,500
-30% -$1.09M
NRCG
150
DELISTED
NRC Group Holdings Corp.
NRCG
$246K 0.01%
+25,000
New +$245K
4 5
6
7 8

Similar funds

B
Barings Charlotte, North Carolina $6.19B AUM 16.5% 1-Year Est. Return
WIA
World Investment Advisors Santa Barbara, California $6.2B AUM 19.68% 1-Year Est. Return
NP
NorthRock Partners Minneapolis, Minnesota $6.2B AUM 15.8% 1-Year Est. Return
LBA
Letko, Brosseau & Associates Montreal, Quebec, Canada $6.2B AUM 38.92% 1-Year Est. Return
EIP
Energy Income Partners Westport, Connecticut $6.22B AUM 18.97% 1-Year Est. Return
ACM
AKRE Capital Management Middleburg, Virginia $6.13B AUM 15.27% 1-Year Est. Return
AWA
Arkadios Wealth Advisors Atlanta, Georgia $6.13B AUM 23.41% 1-Year Est. Return
CA
Cambridge Associates Boston, Massachusetts $6.27B AUM 14.78% 1-Year Est. Return

Mizuho Securities USA's Q3 2017 Portfolio in Review

As of Q3 2017, Mizuho Securities USA held 279 positions worth $1.94B, down 1.1% from $1.96B the previous quarter. Its ten largest holdings account for 84% of the portfolio.

Mizuho Securities USA withdrew a net $245M in Q3 2017, closing 78 positions and reducing 50 holdings. Its most notable exit was iShares 20+ Year Treasury Bond ETF, an estimated $37.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.2% of assets, up from 1.8% a quarter earlier, followed by Industrials and Financials.

Against the trend, Mizuho Securities USA opened a new position in Parexel International Corp worth $17.6M.

  • Mizuho Securities USA's largest Q3 2017 buy was Parexel International Corp: 200,000 shares worth $17.6M.
  • Mizuho Securities USA added most to State Street SPDR Dow Jones Industrial Average ETF Trust in Q3 2017, an estimated $256M increase.
  • Mizuho Securities USA's biggest Q3 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $247M.
  • Mizuho Securities USA fully exited iShares 20+ Year Treasury Bond ETF in Q3 2017, selling an estimated $37.5M.
  • Mizuho Securities USA's ten largest holdings make up 84% of its $1.94B portfolio in Q3 2017.
  • Mizuho Securities USA opened 109 new positions and closed 78 in Q3 2017.
  • Mizuho Securities USA's portfolio value fell 1.1% quarter-over-quarter to $1.94B.

Based on Mizuho Securities USA's 13F filing for Q3 2017, filed 23 Oct 2017.