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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
-3.07%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.01%
5 Year Est. Return
+126.15%
10 Year Est. Return
+434.62%
AUM
$385M
AUM Growth
-$454M
Cap. Flow
-$235M
Cap. Flow %
-61.12%
Top 10 Hldgs %
70.71%
Holding
228
New
41
Increased
34
Reduced
31
Closed
107

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$97.1M
2
AAPL icon
Apple
AAPL
+$32.4M
3
JNJ icon
Johnson & Johnson
JNJ
+$25.3M
4
BAC icon
Bank of America
BAC
+$6.73M
5
HRB icon
H&R Block
HRB
+$4.23M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$244M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$74M
3
WFC icon
Wells Fargo
WFC
+$53.4M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$49.8M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$18.2M

Sector Composition

Rank Sector Weight
1 Technology 14.82%
2 Healthcare 7.17%
3 Materials 3.19%
4 Consumer Staples 2.58%
5 Consumer Discretionary 2.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DDD icon
126
CALL
3D Systems Corp
DDD
$581M
– –
-194,400
Closed -$1K
DIA icon
127
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
– –
-1,387,814
Closed -$244M
EBAY icon
128
eBay
EBAY
$48.7B
– –
-636,720
Closed -$16.1M
EMN icon
129
Eastman Chemical
EMN
$8.45B
– –
-32,600
Closed -$2.67M
EOG icon
130
EOG Resources
EOG
$76.4B
– –
-10,000
Closed -$876K
ETSY icon
131
Etsy
ETSY
$8.2B
– –
-43,000
Closed -$604K
ETSY icon
132
PUT
Etsy
ETSY
$8.2B
– –
-43,000
Closed -$492K
EXC icon
133
Exelon
EXC
$47.2B
– –
-96,878
Closed -$2.17M
GE icon
134
GE Aerospace
GE
$391B
– –
-2,787
Closed -$355K
GILD icon
135
Gilead Sciences
GILD
$168B
– –
-4,351
Closed -$509K
GOOG icon
136
Alphabet (Google) Class C
GOOG
$4.59T
– –
-37,280
Closed -$987K
GS icon
137
Goldman Sachs
GS
$311B
– –
-13,358
Closed -$2.79M
HD icon
138
Home Depot
HD
$347B
– –
-13,358
Closed -$1.48M
IBM icon
139
IBM
IBM
$222B
– –
-13,972
Closed -$2.17M
INTC icon
140
Intel
INTC
$509B
– –
-27,422
Closed -$834K
JCI icon
141
Johnson Controls International
JCI
$93.1B
– –
-139,621
Closed -$7.24M
JPM icon
142
JPMorgan Chase
JPM
$950B
– –
-13,358
Closed -$905K
KO icon
143
Coca-Cola
KO
$372B
– –
-13,358
Closed -$524K
LOCO icon
144
CALL
El Pollo Loco
LOCO
$503M
– –
-82,800
Closed -$4K
MCD icon
145
McDonald's
MCD
$191B
– –
-13,358
Closed -$1.27M
MDLZ icon
146
Mondelez International
MDLZ
$79.2B
– –
-409,590
Closed -$16.9M
MDY icon
147
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.2B
– –
-182,297
Closed -$49.8M
META icon
148
Meta Platforms (Facebook)
META
$1.5T
– –
-133,848
Closed -$11.5M
META icon
149
PUT
Meta Platforms (Facebook)
META
$1.5T
– –
-133,848
Closed -$162K
MMM icon
150
3M
MMM
$93.6B
– –
-15,976
Closed -$2.06M
4 5
6
7 8

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B
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WIA
World Investment Advisors Santa Barbara, California $6.2B AUM 19.68% 1-Year Est. Return
NP
NorthRock Partners Minneapolis, Minnesota $6.2B AUM 15.8% 1-Year Est. Return
LBA
Letko, Brosseau & Associates Montreal, Quebec, Canada $6.2B AUM 38.92% 1-Year Est. Return
EIP
Energy Income Partners Westport, Connecticut $6.22B AUM 18.97% 1-Year Est. Return
ACM
AKRE Capital Management Middleburg, Virginia $6.13B AUM 15.27% 1-Year Est. Return
AWA
Arkadios Wealth Advisors Atlanta, Georgia $6.13B AUM 23.41% 1-Year Est. Return
CA
Cambridge Associates Boston, Massachusetts $6.27B AUM 14.78% 1-Year Est. Return

Mizuho Securities USA's Q3 2015 Portfolio in Review

As of Q3 2015, Mizuho Securities USA held 228 positions worth $385M, down 54% from $839M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Mizuho Securities USA withdrew a net $235M in Q3 2015, closing 107 positions and reducing 31 holdings. Its most notable exit was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $244M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 6% a quarter earlier, followed by Healthcare and Materials.

Against the trend, Mizuho Securities USA opened a new position in Bank of America worth $6.23M.

  • Mizuho Securities USA's largest Q3 2015 buy was Bank of America: 400,000 shares worth $6.23M.
  • Mizuho Securities USA added most to iShares 20+ Year Treasury Bond ETF in Q3 2015, an estimated $97.1M increase.
  • Mizuho Securities USA's biggest Q3 2015 reduction was State Street Financial Select Sector SPDR ETF, cutting an estimated $18.2M.
  • Mizuho Securities USA fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q3 2015, selling an estimated $244M.
  • Mizuho Securities USA's ten largest holdings make up 71% of its $385M portfolio in Q3 2015.
  • Mizuho Securities USA opened 41 new positions and closed 107 in Q3 2015.
  • Mizuho Securities USA's portfolio value fell 54% quarter-over-quarter to $385M.

Based on Mizuho Securities USA's 13F filing for Q3 2015, filed 20 Oct 2015.