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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
+6.5%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.01%
5 Year Est. Return
+126.15%
10 Year Est. Return
+434.62%
AUM
$370M
AUM Growth
-$842M
Cap. Flow
-$865M
Cap. Flow %
-233.92%
Top 10 Hldgs %
99.75%
Holding
145
New
4
Increased
2
Reduced
5
Closed
131

Top Buys

No buys this quarter

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$60.9M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$52.8M
3
MSFT icon
Microsoft
MSFT
+$41.9M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$37.5M
5
V icon
Visa
V
+$25M

Sector Composition

Rank Sector Weight
1 Communication Services 0%
2 Consumer Discretionary 0%
3 Consumer Staples 0%
4 Energy 0%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CTRX
126
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
– –
-24,815
Closed -$1.18M
KRFT
127
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
– –
-71,901
Closed -$3.88M
ATVI
128
DELISTED
Activision Blizzard
ATVI
– –
-83,468
Closed -$1.49M
DISH
129
DELISTED
DISH Network Corp.
DISH
– –
-26,401
Closed -$1.53M
CA
130
DELISTED
CA, Inc.
CA
– –
-54,411
Closed -$1.83M
CELG
131
DELISTED
Celgene Corp
CELG
– –
-99,482
Closed -$8.4M
SPLS
132
DELISTED
Staples Inc
SPLS
– –
-78,946
Closed -$1.25M
2 3 4 5
6

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Mizuho Securities USA's Q1 2014 Portfolio in Review

As of Q1 2014, Mizuho Securities USA held 145 positions worth $370M, down 69% from $1.21B the previous quarter. Its ten largest holdings account for 100% of the portfolio.

Mizuho Securities USA withdrew a net $865M in Q1 2014, closing 131 positions and reducing 5 holdings. Its most notable exit was Apple, an estimated $60.9M position sold in full.

By sector, the portfolio is most concentrated in Communication Services at 0% of assets, down from 9.8% a quarter earlier, followed by Consumer Discretionary and Consumer Staples.

  • Mizuho Securities USA fully exited Apple in Q1 2014, selling an estimated $60.9M.
  • Mizuho Securities USA's ten largest holdings make up 100% of its $370M portfolio in Q1 2014.
  • Mizuho Securities USA opened 4 new positions and closed 131 in Q1 2014.
  • Mizuho Securities USA's portfolio value fell 69% quarter-over-quarter to $370M.

Based on Mizuho Securities USA's 13F filing for Q1 2014, filed 3 Apr 2014.