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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
+4.95%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.01%
5 Year Est. Return
+126.15%
10 Year Est. Return
+434.62%
AUM
$1.57B
AUM Growth
-$448M
Cap. Flow
-$529M
Cap. Flow %
-33.63%
Top 10 Hldgs %
66.7%
Holding
156
New
11
Increased
29
Reduced
98
Closed
15

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$36.8M
2
V icon
Visa
V
+$28M
3
GS icon
Goldman Sachs
GS
+$24.4M
4
NKE icon
Nike
NKE
+$9.9M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$4.13M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$390M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$153M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$15.3M
4
ORCL icon
Oracle
ORCL
+$14.6M
5
AAPL icon
Apple
AAPL
+$7.73M

Sector Composition

Rank Sector Weight
1 Technology 10.97%
2 Financials 5.41%
3 Communication Services 5.21%
4 Consumer Discretionary 4.91%
5 Healthcare 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FOSL icon
126
Fossil Group
FOSL
$348M
$565K 0.04%
4,864
-1,085
-18% -$124K
EXPE icon
127
Expedia Group
EXPE
$35.8B
$549K 0.03%
10,610
-1,781
-14% -$95.2K
SHLD
128
DELISTED
Sears Holding Corporation
SHLD
$545K 0.03%
12,108
-2,118
-15% -$75.1K
XRAY icon
129
Dentsply Sirona
XRAY
$2.83B
$533K 0.03%
12,269
-2,257
-16% -$96.3K
WY.PRA
130
DELISTED
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
$529K 0.03%
+10,000
New +$526K
NUAN
131
DELISTED
Nuance Communications, Inc.
NUAN
$498K 0.03%
30,762
-6,248
-17% -$103K
GOLD
132
DELISTED
Randgold Resources Ltd
GOLD
$305K 0.02%
4,320
-727
-14% -$52K
AA icon
133
Alcoa
AA
$11.8B
– –
-60,658
Closed -$1.14M
BAC icon
134
Bank of America
BAC
$438B
– –
-149,902
Closed -$1.93M
HPQ icon
135
HP
HPQ
$24.8B
– –
-321,802
Closed -$3.62M
IRWD icon
136
Ironwood Pharmaceuticals
IRWD
$728M
– –
-11,940
Closed -$100K
ORCL icon
137
Oracle
ORCL
$409B
– –
-475,208
Closed -$14.6M
RSP icon
138
Invesco S&P 500 Equal Weight ETF
RSP
$98.1B
– –
-250,000
Closed -$15.3M
LIFE
139
DELISTED
LIFE TECHNOLOGIES CORP COM STK (DE)
LIFE
– –
-17,444
Closed -$1.29M
BMC
140
DELISTED
BMC SOFTWARE, INC
BMC
– –
-14,565
Closed -$657K
NWSA
141
DELISTED
NEWS CORPORATION CL-A
NWSA
– –
-153,709
Closed -$5.01M
2 3 4 5
6

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NP
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LBA
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EIP
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ACM
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Mizuho Securities USA's Q3 2013 Portfolio in Review

As of Q3 2013, Mizuho Securities USA held 156 positions worth $1.57B, down 22% from $2.02B the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Mizuho Securities USA withdrew a net $529M in Q3 2013, closing 15 positions and reducing 98 holdings. Its most notable exit was Invesco S&P 500 Equal Weight ETF, an estimated $15.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Mizuho Securities USA opened a new position in Visa worth $29M.

  • Mizuho Securities USA's largest Q3 2013 buy was Visa: 606,076 shares worth $29M.
  • Mizuho Securities USA added most to Invesco QQQ Trust in Q3 2013, an estimated $36.8M increase.
  • Mizuho Securities USA's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $390M.
  • Mizuho Securities USA fully exited Invesco S&P 500 Equal Weight ETF in Q3 2013, selling an estimated $15.3M.
  • Mizuho Securities USA's ten largest holdings make up 67% of its $1.57B portfolio in Q3 2013.
  • Mizuho Securities USA opened 11 new positions and closed 15 in Q3 2013.
  • Mizuho Securities USA's portfolio value fell 22% quarter-over-quarter to $1.57B.

Based on Mizuho Securities USA's 13F filing for Q3 2013, filed 12 Nov 2013.