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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
+4.61%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.01%
5 Year Est. Return
+126.15%
10 Year Est. Return
+434.62%
AUM
$806M
AUM Growth
+$421M
Cap. Flow
+$439M
Cap. Flow %
54.42%
Top 10 Hldgs %
69.54%
Holding
185
New
64
Increased
46
Reduced
16
Closed
44

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$130M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$108M
3
WFC icon
Wells Fargo
WFC
+$26.3M
4
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$21.5M
5
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$14.5M

Top Sells

Rank Stock Value
1
BAC icon
Bank of America
BAC
+$6.23M
2
DD icon
DuPont de Nemours
DD
+$4.92M
3
HRB icon
H&R Block
HRB
+$4.53M
4
CVX icon
Chevron
CVX
+$4.34M
5
CMPR icon
Cimpress
CMPR
+$3.81M

Sector Composition

Rank Sector Weight
1 Technology 9.2%
2 Healthcare 6.35%
3 Consumer Staples 3.87%
4 Financials 3.86%
5 Consumer Discretionary 2.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MNKD icon
101
PUT
MannKind Corp
MNKD
$1.17B
$257K 0.03%
11,820
-1,640
-12% -$20.2K
LOCO icon
102
PUT
El Pollo Loco
LOCO
$504M
$235K 0.03%
13,500
– –
VTLE
103
DELISTED
Vital Energy
VTLE
$212K 0.03%
1,325
-1,705
-56% -$373K
WPRT
104
Westport Fuel Systems
WPRT
$33.4M
$197K 0.02%
9,780
-4,460
-31% -$123K
VTLE
105
PUT
DELISTED
Vital Energy
VTLE
$191K 0.02%
1,325
-1,705
-56% -$373K
KING
106
PUT
DELISTED
KING DIGITAL ENTMT PLC ORD SHS (IRL)
KING
$191K 0.02%
68,900
+12,500
+22% +$208K
LOCO icon
107
El Pollo Loco
LOCO
$504M
$171K 0.02%
13,500
– –
VIVS
108
VivoSim Labs
VIVS
$1.17M
$165K 0.02%
276
+89
+48% +$64.5K
NDLS icon
109
PUT
Noodles & Co
NDLS
$111M
$161K 0.02%
988
+25
+3% +$2.38K
AREX
110
DELISTED
Approach Resources Inc.
AREX
$155K 0.02%
84,400
+4,600
+6% +$10.3K
MFRM
111
PUT
DELISTED
MATTRESS FIRM HLDG CORP COM STK (DE)
MFRM
$151K 0.02%
+13,900
New +$630K
CLNE icon
112
PUT
Clean Energy Fuels
CLNE
$410M
$138K 0.02%
+28,900
New +$139K
FUEL
113
DELISTED
Rocket Fuel Inc.
FUEL
$127K 0.02%
36,400
– –
CLNE icon
114
Clean Energy Fuels
CLNE
$410M
$104K 0.01%
+28,900
New +$139K
GE icon
115
CALL
GE Aerospace
GE
$383B
$87K 0.01%
+28,441
New +$4.04M
TCRT icon
116
Alaunos Therapeutics
TCRT
$4.66M
$87K 0.01%
+70
New +$116K
MNKD icon
117
MannKind Corp
MNKD
$1.17B
$86K 0.01%
11,820
-1,640
-12% -$20.2K
NDLS icon
118
Noodles & Co
NDLS
$111M
$77K 0.01%
988
+25
+3% +$2.38K
TCRT icon
119
PUT
Alaunos Therapeutics
TCRT
$4.66M
$50K 0.01%
+70
New +$116K
UNXL
120
DELISTED
Uni-Pixel, Inc.
UNXL
$38K ﹤0.01%
72,500
+2,900
+4% +$2.75K
FIT
121
CALL
DELISTED
Fitbit, Inc. Class A common stock
FIT
$29K ﹤0.01%
67,900
+17,500
+35% +$578K
XYZ
122
PUT
Block Inc
XYZ
$48.9B
$22K ﹤0.01%
+21,300
New +$262K
WW
123
CALL
DELISTED
WW International
WW
$4K ﹤0.01%
+72,500
New +$1.37M
GPRO icon
124
CALL
GoPro
GPRO
$131M
$2K ﹤0.01%
239,400
+115,700
+94% +$2.69M
SCTY
125
PUT
DELISTED
SolarCity Corporation
SCTY
$1K ﹤0.01%
+12,800
New +$497K
3 4
5
6 7

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NP
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Mizuho Securities USA's Q4 2015 Portfolio in Review

As of Q4 2015, Mizuho Securities USA held 185 positions worth $806M, up 109% from $385M the previous quarter. Its ten largest holdings account for 70% of the portfolio.

Mizuho Securities USA deployed $439M of net new capital in Q4 2015, opening 64 new positions and adding to 46 existing holdings. Its largest new stake was Invesco QQQ Trust: 1,165,363 shares worth $130M.

By sector, the portfolio is most concentrated in Technology at 9.2% of assets, down from 15% a quarter earlier, followed by Healthcare and Consumer Staples.

On the sell side, the largest reduction was DuPont de Nemours, an estimated $4.92M trimmed.

  • Mizuho Securities USA's largest Q4 2015 buy was Invesco QQQ Trust: 1,165,363 shares worth $130M.
  • Mizuho Securities USA added most to Procter & Gamble in Q4 2015, an estimated $13.4M increase.
  • Mizuho Securities USA's biggest Q4 2015 reduction was DuPont de Nemours, cutting an estimated $4.92M.
  • Mizuho Securities USA fully exited Bank of America in Q4 2015, selling an estimated $6.23M.
  • Mizuho Securities USA's ten largest holdings make up 70% of its $806M portfolio in Q4 2015.
  • Mizuho Securities USA opened 64 new positions and closed 44 in Q4 2015.
  • Mizuho Securities USA's portfolio value rose 109% quarter-over-quarter to $806M.

Based on Mizuho Securities USA's 13F filing for Q4 2015, filed 21 Jan 2016.