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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
+6.14%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.02%
5 Year Est. Return
+126.16%
10 Year Est. Return
+434.63%
AUM
$1.4B
AUM Growth
-$84.8M
Cap. Flow
-$1.41B
Cap. Flow %
-100.75%
Top 10 Hldgs %
74.16%
Holding
229
New
92
Increased
25
Reduced
39
Closed
67

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$35.8M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$20M
3
MVST icon
Microvast
MVST
+$15.4M
4
PCGU
PG&E Corporation
PCGU
+$11.5M
5
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$7.88M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$172M
2
BLD
TopBuild
BLD
+$17.3M
3
DMS
Digital Media Solutions, Inc.
DMS
+$11.6M
4
FSR
Fisker Inc.
FSR
+$10.7M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$10.7M

Sector Composition

Rank Sector Weight
1 Financials 6.27%
2 Consumer Discretionary 5.4%
3 Industrials 3.08%
4 Technology 2.08%
5 Healthcare 1.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CELU icon
76
Celularity
CELU
$20.3M
$1.25M 0.09%
12,500
-39,200
-76% -$4.06M
ITACU
77
DELISTED
Industrial Tech Acquisitions, Inc. Unit
ITACU
$1.25M 0.09%
+125,000
New +$1.25M
IBB icon
78
iShares Biotechnology ETF
IBB
$9.77B
$1.22M 0.09%
9,000
-32,000
-78% -$4.34M
THBR
79
DELISTED
Thunder Bridge Acquisition II, Ltd. Class A Ordinary Shares
THBR
$1.2M 0.09%
+118,397
New +$1.21M
INO icon
80
Inovio Pharmaceuticals
INO
$69M
$1.16M 0.08%
+8,333
New +$1.74M
TWND.U
81
DELISTED
Tailwind Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
TWND.U
$1.04M 0.07%
+103,538
New +$1.04M
CCIV.U
82
DELISTED
Churchill Capital Corp IV Units, each consisting of one share of Class A common stock and one-fifth
CCIV.U
$1M 0.07%
+100,000
New +$1M
RBOT
83
DELISTED
Vicarious Surgical
RBOT
$998K 0.07%
+3,411
New +$1M
SPCE icon
84
PUT
Virgin Galactic
SPCE
$398M
$993K 0.07%
+4,250
New +$1.61M
AEVA
85
Aeva Technologies
AEVA
$1.86B
$990K 0.07%
20,002
-66,598
-77% -$3.31M
IRNT
86
DELISTED
IronNet, Inc.
IRNT
$985K 0.07%
100,000
+33,989
+51% +$342K
ABX
87
Abacus Global Management
ABX
$913M
$878K 0.06%
+91,025
New +$889K
NMMCU
88
DELISTED
North Mountain Merger Corp. Unit
NMMCU
$849K 0.06%
+84,056
New +$856K
CCL icon
89
PUT
Carnival Corporation Ltd
CCL
$39.7B
$780K 0.06%
+251,738
New +$3.89M
GLS
90
DELISTED
Gelesis Holdings, Inc.
GLS
$735K 0.05%
+75,046
New +$738K
DNMR
91
DELISTED
Danimer Scientific, Inc.
DNMR
$731K 0.05%
1,875
-1,875
-50% -$748K
IQ icon
92
PUT
iQIYI
IQ
$1.28B
$688K 0.05%
136,100
-2,763,900
-95% -$60.5M
OACB.U
93
DELISTED
Oaktree Acquisition Corp. II Units, each consisting of one Class A ordinary share, and one-fourth of
OACB.U
$589K 0.04%
+57,275
New +$590K
FDEM icon
94
Fidelity Emerging Markets Multifactor ETF
FDEM
$584M
$580K 0.04%
25,000
-45,000
-64% -$1.05M
PSACU
95
DELISTED
Property Solutions Acquisition Corp. Unit
PSACU
$530K 0.04%
+52,568
New +$525K
RMO
96
DELISTED
Romeo Power, Inc.
RMO
$512K 0.04%
50,000
-150,000
-75% -$1.55M
STLN
97
Starling Oncology, Inc. Common Stock
STLN
$641M
$508K 0.04%
+50,000
New +$519K
LOTZ
98
DELISTED
CarLotz, Inc. Class A Common Stock
LOTZ
$502K 0.04%
49,167
-25,833
-34% -$265K
PIAI.U
99
DELISTED
Prime Impact Acquisition I Units, each consisting of one Class A ordinary share, and one-third of a redeemable Warrant to acquire one Class A ordinary share
PIAI.U
$500K 0.04%
+50,000
New +$501K
FTOCU
100
DELISTED
FTAC Olympus Acquisition Corp. Unit
FTOCU
$500K 0.04%
+50,000
New +$500K
2 3
4
5 6

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NP
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LBA
Letko, Brosseau & Associates Montreal, Quebec, Canada $6.2B AUM 38.92% 1-Year Est. Return
ACM
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AWA
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CA
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DTC
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Mizuho Securities USA's Q3 2020 Portfolio in Review

As of Q3 2020, Mizuho Securities USA held 229 positions worth $1.4B, down 5.7% from $1.49B the previous quarter. Its ten largest holdings account for 74% of the portfolio.

Mizuho Securities USA withdrew a net $1.41B in Q3 2020, closing 67 positions and reducing 39 holdings. Its most notable exit was Invesco QQQ Trust, an estimated $172M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, up from 4.5% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Mizuho Securities USA opened a new position in PG&E Corporation worth $11M.

  • Mizuho Securities USA's largest Q3 2020 buy was PG&E Corporation: 117,000 shares worth $11M.
  • Mizuho Securities USA added most to State Street SPDR S&P 500 ETF Trust in Q3 2020, an estimated $35.8M increase.
  • Mizuho Securities USA's biggest Q3 2020 reduction was State Street Communication Services Select Sector SPDR ETF, cutting an estimated $10M.
  • Mizuho Securities USA fully exited Invesco QQQ Trust in Q3 2020, selling an estimated $172M.
  • Mizuho Securities USA's ten largest holdings make up 74% of its $1.4B portfolio in Q3 2020.
  • Mizuho Securities USA opened 92 new positions and closed 67 in Q3 2020.
  • Mizuho Securities USA's portfolio value fell 5.7% quarter-over-quarter to $1.4B.

Based on Mizuho Securities USA's 13F filing for Q3 2020, filed 26 Oct 2020.