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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
-3.07%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.01%
5 Year Est. Return
+126.15%
10 Year Est. Return
+434.62%
AUM
$385M
AUM Growth
-$454M
Cap. Flow
-$235M
Cap. Flow %
-61.12%
Top 10 Hldgs %
70.71%
Holding
228
New
41
Increased
34
Reduced
31
Closed
107

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$97.1M
2
AAPL icon
Apple
AAPL
+$32.4M
3
JNJ icon
Johnson & Johnson
JNJ
+$25.3M
4
BAC icon
Bank of America
BAC
+$6.73M
5
HRB icon
H&R Block
HRB
+$4.23M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$244M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$74M
3
WFC icon
Wells Fargo
WFC
+$53.4M
4
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$49.8M
5
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$18.2M

Sector Composition

Rank Sector Weight
1 Technology 14.82%
2 Healthcare 7.17%
3 Materials 3.19%
4 Consumer Staples 2.58%
5 Consumer Discretionary 2.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDCO
76
DELISTED
Medicines Co
MDCO
$342K 0.09%
+9,000
New +$316K
TCS
77
PUT
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
$321K 0.08%
2,493
-1,694
-40% -$429K
MNKD icon
78
PUT
MannKind Corp
MNKD
$1.17B
$317K 0.08%
13,460
+10,820
+410% +$230K
KN icon
79
Knowles
KN
$3.2B
$302K 0.08%
16,400
– –
BOX icon
80
Box
BOX
$4.39B
$264K 0.07%
21,000
-95,900
-82% -$1.43M
LOCO icon
81
PUT
El Pollo Loco
LOCO
$504M
$262K 0.07%
13,500
-69,300
-84% -$1.08M
FUEL
82
PUT
DELISTED
Rocket Fuel Inc.
FUEL
$230K 0.06%
36,400
-28,500
-44% -$187K
MNKD icon
83
MannKind Corp
MNKD
$1.17B
$216K 0.06%
13,460
+10,820
+410% +$230K
CERS icon
84
Cerus
CERS
$433M
$207K 0.05%
45,500
– –
FUEL
85
DELISTED
Rocket Fuel Inc.
FUEL
$170K 0.04%
36,400
-28,500
-44% -$187K
BOX icon
86
PUT
Box
BOX
$4.39B
$161K 0.04%
21,000
-95,900
-82% -$1.43M
ESI
87
PUT
DELISTED
ITT EDUCATIONAL SERVICES INC
ESI
$158K 0.04%
23,100
+1,000
+5% +$3.7K
AREX
88
DELISTED
Approach Resources Inc.
AREX
$149K 0.04%
79,800
+31,800
+66% +$107K
LOCO icon
89
El Pollo Loco
LOCO
$504M
$146K 0.04%
13,500
-69,300
-84% -$1.08M
NDLS icon
90
PUT
Noodles & Co
NDLS
$111M
$126K 0.03%
963
-9,437
-91% -$1.03M
ZOES
91
PUT
DELISTED
Zoe's Kitchen, Inc.
ZOES
$121K 0.03%
+25,600
New +$997K
VIVS
92
VivoSim Labs
VIVS
$1.17M
$120K 0.03%
+187
New +$142K
KN icon
93
PUT
Knowles
KN
$3.2B
$117K 0.03%
16,400
– –
NDLS icon
94
Noodles & Co
NDLS
$111M
$109K 0.03%
963
-9,437
-91% -$1.03M
KMI.WS
95
DELISTED
Kinder Morgan Inc
KMI.WS
$92K 0.02%
+100,000
New +$154K
ESI
96
DELISTED
ITT EDUCATIONAL SERVICES INC
ESI
$79K 0.02%
23,100
+1,000
+5% +$3.7K
UNXL
97
DELISTED
Uni-Pixel, Inc.
UNXL
$74K 0.02%
69,600
-1,200
-2% -$1.59K
TLT icon
98
CALL
iShares 20+ Year Treasury Bond ETF
TLT
$41.4B
$68K 0.02%
+1,300,000
New +$158M
ASPS icon
99
PUT
Altisource Portfolio Solutions
ASPS
$63.7M
$60K 0.02%
3,388
+1,188
+54% +$279K
CERS icon
100
PUT
Cerus
CERS
$433M
$56K 0.01%
45,500
– –
2 3
4
5 6

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WIA
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NP
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LBA
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EIP
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ACM
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AWA
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CA
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Mizuho Securities USA's Q3 2015 Portfolio in Review

As of Q3 2015, Mizuho Securities USA held 228 positions worth $385M, down 54% from $839M the previous quarter. Its ten largest holdings account for 71% of the portfolio.

Mizuho Securities USA withdrew a net $235M in Q3 2015, closing 107 positions and reducing 31 holdings. Its most notable exit was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $244M position sold in full.

By sector, the portfolio is most concentrated in Technology at 15% of assets, up from 6% a quarter earlier, followed by Healthcare and Materials.

Against the trend, Mizuho Securities USA opened a new position in Bank of America worth $6.23M.

  • Mizuho Securities USA's largest Q3 2015 buy was Bank of America: 400,000 shares worth $6.23M.
  • Mizuho Securities USA added most to iShares 20+ Year Treasury Bond ETF in Q3 2015, an estimated $97.1M increase.
  • Mizuho Securities USA's biggest Q3 2015 reduction was State Street Financial Select Sector SPDR ETF, cutting an estimated $18.2M.
  • Mizuho Securities USA fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q3 2015, selling an estimated $244M.
  • Mizuho Securities USA's ten largest holdings make up 71% of its $385M portfolio in Q3 2015.
  • Mizuho Securities USA opened 41 new positions and closed 107 in Q3 2015.
  • Mizuho Securities USA's portfolio value fell 54% quarter-over-quarter to $385M.

Based on Mizuho Securities USA's 13F filing for Q3 2015, filed 20 Oct 2015.