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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
-4.97%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.02%
5 Year Est. Return
+126.16%
10 Year Est. Return
+434.63%
AUM
$675M
AUM Growth
-$1.35B
Cap. Flow
-$2.38B
Cap. Flow %
-353.08%
Top 10 Hldgs %
47.82%
Holding
203
New
41
Increased
37
Reduced
34
Closed
89

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$62.4M
2
PFE icon
Pfizer
PFE
+$18.3M
3
MRK icon
Merck
MRK
+$17.1M
4
HPK icon
HighPeak Energy
HPK
+$13.5M
5
QTS.PRB
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
+$12.4M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.18B
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$70.9M
3
DMS
Digital Media Solutions, Inc.
DMS
+$12.2M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$10.7M
5
VVNT
Vivint Smart Home, Inc. Class A Common Stock
VVNT
+$10.2M

Sector Composition

Rank Sector Weight
1 Financials 9.63%
2 Healthcare 8.83%
3 Industrials 5.5%
4 Energy 5.27%
5 Consumer Discretionary 5.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESSCU
51
DELISTED
East Stone Acquisition Corporation Unit
ESSCU
$2.22M 0.33%
+226,550
New +$2.23M
RMO
52
DELISTED
Romeo Power, Inc.
RMO
$2.11M 0.31%
+214,698
New +$2.14M
CCI.PRA
53
DELISTED
Crown Castle International Corp. 6.875% Mandatory Convertible Preferred Stock, Series A
CCI.PRA
$1.91M 0.28%
+1,500
New +$1.99M
JSPR icon
54
Jasper Therapeutics
JSPR
$23.6M
$1.55M 0.23%
+16,333
New +$1.6M
ZGYHU
55
DELISTED
Yunhong International Unit
ZGYHU
$1.45M 0.21%
+150,012
New +$1.48M
XLV icon
56
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
$1.42M 0.21%
16,000
-110,000
-87% -$10.7M
XLB icon
57
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
$1.33M 0.2%
+59,284
New +$1.63M
XLF icon
58
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
$1.29M 0.19%
62,000
+53,000
+589% +$1.46M
SFT
59
DELISTED
Shift Technologies, Inc. Class A Common Stock
SFT
$1.27M 0.19%
12,693
-239
-2% -$23.9K
ASLE icon
60
AerSale
ASLE
$279M
$1.26M 0.19%
+125,000
New +$1.27M
SCPE
61
DELISTED
SC Health Corporation
SCPE
$1.21M 0.18%
122,949
-304,025
-71% -$3.02M
CLVR
62
DELISTED
Clever Leaves Holdings Inc. Common Shares
CLVR
$1.19M 0.18%
3,917
-6,373
-62% -$1.93M
VNQ icon
63
Vanguard Real Estate ETF
VNQ
$39B
$1.16M 0.17%
16,630
-16,370
-50% -$1.44M
SPY icon
64
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$1.11M 0.16%
443,047
-3,856,384
-90% -$1.18B
LPRO
65
DELISTED
Open Lending Corp
LPRO
$964K 0.14%
+95,000
New +$1,000K
TRIT
66
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
$718K 0.11%
72,925
-143,971
-66% -$1.43M
GOEV
67
DELISTED
Canoo Inc. Class A Common Stock
GOEV
$658K 0.1%
142
+104
+274% +$487K
CURI icon
68
CuriosityStream
CURI
$161M
$597K 0.09%
+61,533
New +$607K
NBACU
69
DELISTED
Newborn Acquisition Corp. Unit
NBACU
$539K 0.08%
+55,000
New +$543K
DFNS.U
70
DELISTED
LGL Systems Acquisition Corp. Units
DFNS.U
$504K 0.07%
+50,000
New +$511K
THCA
71
DELISTED
Tuscan Holdings Corp. II Common Stock
THCA
$437K 0.06%
44,843
-150,447
-77% -$1.49M
GDX icon
72
VanEck Gold Miners ETF
GDX
$27.4B
$346K 0.05%
+15,000
New +$410K
IQ icon
73
PUT
iQIYI
IQ
$1.28B
$306K 0.05%
+41,000
New +$921K
HYLN icon
74
Hyliion Holdings
HYLN
$690M
$297K 0.04%
30,303
+11,603
+62% +$116K
GDXJ icon
75
VanEck Junior Gold Miners ETF
GDXJ
$8.46B
$281K 0.04%
10,000
-30,000
-75% -$1.14M
1 2
3
4 5

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NP
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LBA
Letko, Brosseau & Associates Montreal, Quebec, Canada $6.2B AUM 38.92% 1-Year Est. Return
ACM
AKRE Capital Management Middleburg, Virginia $6.13B AUM 15.27% 1-Year Est. Return
AWA
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CA
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DTC
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CIS
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Mizuho Securities USA's Q1 2020 Portfolio in Review

As of Q1 2020, Mizuho Securities USA held 203 positions worth $675M, down 67% from $2.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Mizuho Securities USA withdrew a net $2.38B in Q1 2020, closing 89 positions and reducing 34 holdings. Its most notable exit was Vivint Smart Home, Inc. Class A Common Stock, an estimated $10.2M position sold in full.

By sector, the portfolio is most concentrated in Financials at 9.6% of assets, up from 3% a quarter earlier, followed by Healthcare and Industrials.

Against the trend, Mizuho Securities USA opened a new position in QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock worth $12.3M.

  • Mizuho Securities USA's largest Q1 2020 buy was QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock: 95,078 shares worth $12.3M.
  • Mizuho Securities USA added most to Invesco QQQ Trust in Q1 2020, an estimated $62.4M increase.
  • Mizuho Securities USA's biggest Q1 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $1.18B.
  • Mizuho Securities USA fully exited Vivint Smart Home, Inc. Class A Common Stock in Q1 2020, selling an estimated $10.2M.
  • Mizuho Securities USA's ten largest holdings make up 48% of its $675M portfolio in Q1 2020.
  • Mizuho Securities USA opened 41 new positions and closed 89 in Q1 2020.
  • Mizuho Securities USA's portfolio value fell 67% quarter-over-quarter to $675M.

Based on Mizuho Securities USA's 13F filing for Q1 2020, filed 1 May 2020.