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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
+6.72%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.01%
5 Year Est. Return
+126.15%
10 Year Est. Return
+434.62%
AUM
$2.02B
AUM Growth
+$338M
Cap. Flow
+$441M
Cap. Flow %
21.79%
Top 10 Hldgs %
78.98%
Holding
225
New
89
Increased
36
Reduced
35
Closed
63

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$230M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$67.3M
3
ID
PARTS iD, Inc.
ID
+$14.1M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$13.7M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$12.1M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$114M
2
MRK icon
Merck
MRK
+$18.4M
3
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$14.8M
4
BROG
Brooge Energy
BROG
+$14.6M
5
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$14.6M

Sector Composition

Rank Sector Weight
1 Financials 2.98%
2 Industrials 2.53%
3 Communication Services 2.45%
4 Consumer Discretionary 2.14%
5 Technology 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXR icon
51
Extra Space Storage
EXR
$31.6B
$2.2M 0.11%
+20,841
New +$2.27M
TRIT
52
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
$2.16M 0.11%
216,896
-273,104
-56% -$2.69M
TTCF
53
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
$2.13M 0.11%
+208,231
New +$2.12M
NIO icon
54
NIO
NIO
$12.1B
$2.01M 0.1%
500,100
– –
THCA
55
DELISTED
Tuscan Holdings Corp. II Common Stock
THCA
$1.93M 0.1%
+195,290
New +$1.92M
UK icon
56
Ucommune International Ltd Class A Ordinary Shares
UK
$1.46M
$1.83M 0.09%
+77
New +$1.84M
BA icon
57
Boeing
BA
$185B
$1.72M 0.08%
+5,270
New +$1.87M
GDXJ icon
58
VanEck Junior Gold Miners ETF
GDXJ
$7.09B
$1.69M 0.08%
40,000
-20,000
-33% -$763K
CHPT icon
59
ChargePoint
CHPT
$143M
$1.63M 0.08%
+8,295
New +$1.62M
UNH icon
60
UnitedHealth
UNH
$377B
$1.55M 0.08%
+5,270
New +$1.38M
AAPL icon
61
Apple
AAPL
$4.46T
$1.55M 0.08%
21,080
-40,520
-66% -$2.61M
DTP
62
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
$1.54M 0.08%
+30,000
New +$1.5M
JIH.U
63
DELISTED
Juniper Industrial Holdings, Inc. Units, each consisting of one share of Class A common stock, $0.00
JIH.U
$1.51M 0.07%
+148,179
New +$1.49M
CVX icon
64
Chevron
CVX
$385B
$1.48M 0.07%
12,304
-7,696
-38% -$906K
PFPT
65
DELISTED
Proofpoint, Inc.
PFPT
$1.48M 0.07%
+12,900
New +$1.54M
XOM icon
66
ExxonMobil
XOM
$643B
$1.3M 0.06%
18,620
-33,680
-64% -$2.33M
SFT
67
DELISTED
Shift Technologies, Inc. Class A Common Stock
SFT
$1.29M 0.06%
+12,932
New +$1.28M
NKLA
68
DELISTED
Nikola Corporation Common Stock
NKLA
$1.28M 0.06%
4,139
+3,298
+392% +$1.02M
GS icon
69
Goldman Sachs
GS
$303B
$1.21M 0.06%
5,270
+670
+15% +$145K
HD icon
70
Home Depot
HD
$339B
$1.15M 0.06%
+5,270
New +$1.19M
PACQW
71
DELISTED
Pure Acquisition Corp. Warrant
PACQW
$1.14M 0.06%
+1,151,345
New +$1.23M
CELU icon
72
Celularity
CELU
$19.1M
$1.12M 0.06%
+11,250
New +$1.12M
MCD icon
73
McDonald's
MCD
$188B
$1.04M 0.05%
+5,270
New +$1.05M
IYR icon
74
iShares US Real Estate ETF
IYR
$4.67B
$1.02M 0.05%
+10,992
New +$1.02M
AMHCU
75
DELISTED
Amplitude Healthcare Acquisition Corporation Unit
AMHCU
$1.02M 0.05%
+101,598
New +$1.02M
1 2
3
4 5

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Mizuho Securities USA's Q4 2019 Portfolio in Review

As of Q4 2019, Mizuho Securities USA held 225 positions worth $2.02B, up 20% from $1.68B the previous quarter. Its ten largest holdings account for 79% of the portfolio.

Mizuho Securities USA deployed $441M of net new capital in Q4 2019, opening 89 new positions and adding to 36 existing holdings. Its largest new stake was State Street Consumer Discretionary Select Sector SPDR ETF: 226,000 shares worth $14.2M.

By sector, the portfolio is most concentrated in Financials at 3% of assets, down from 3.5% a quarter earlier, followed by Industrials and Communication Services.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $114M trimmed.

  • Mizuho Securities USA's largest Q4 2019 buy was State Street Consumer Discretionary Select Sector SPDR ETF: 226,000 shares worth $14.2M.
  • Mizuho Securities USA added most to State Street SPDR S&P 500 ETF Trust in Q4 2019, an estimated $230M increase.
  • Mizuho Securities USA's biggest Q4 2019 reduction was Invesco QQQ Trust, cutting an estimated $114M.
  • Mizuho Securities USA fully exited Dominion Energy, Inc. 2019 Series A Corporate Units in Q4 2019, selling an estimated $14.8M.
  • Mizuho Securities USA's ten largest holdings make up 79% of its $2.02B portfolio in Q4 2019.
  • Mizuho Securities USA opened 89 new positions and closed 63 in Q4 2019.
  • Mizuho Securities USA's portfolio value rose 20% quarter-over-quarter to $2.02B.

Based on Mizuho Securities USA's 13F filing for Q4 2019, filed 30 Jan 2020.