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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
+7.09%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.01%
5 Year Est. Return
+126.15%
10 Year Est. Return
+434.62%
AUM
$1.21B
AUM Growth
-$360M
Cap. Flow
-$451M
Cap. Flow %
-37.22%
Top 10 Hldgs %
51.26%
Holding
154
New
13
Increased
94
Reduced
31
Closed
13

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$83.8M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$23.8M
3
AAPL icon
Apple
AAPL
+$16M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$9.96M
5
MSFT icon
Microsoft
MSFT
+$9.09M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$410M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$117M
3
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$78.9M
4
V icon
Visa
V
+$7.89M
5
IBM icon
IBM
IBM
+$7.06M

Sector Composition

Rank Sector Weight
1 Technology 19.47%
2 Communication Services 9.84%
3 Consumer Discretionary 7.8%
4 Healthcare 7.48%
5 Financials 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KO icon
51
Coca-Cola
KO
$377B
$4.7M 0.39%
113,788
-39,153
-26% -$1.54M
ADP icon
52
Automatic Data Processing
ADP
$106B
$4.69M 0.39%
66,165
+18,734
+39% +$1.26M
VOD icon
53
Vodafone
VOD
$36.3B
$4.67M 0.39%
116,569
+31,749
+37% +$1.19M
DTV
54
DELISTED
DIRECTV COM STK (DE)
DTV
$4.38M 0.36%
63,459
+16,119
+34% +$1.03M
VIAB
55
DELISTED
Viacom Inc. Class B
VIAB
$4.17M 0.34%
47,700
+10,964
+30% +$905K
T icon
56
AT&T
T
$159B
$4.02M 0.33%
151,476
-51,833
-25% -$1.36M
KRFT
57
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$3.88M 0.32%
71,901
+20,537
+40% +$1.1M
CTSH icon
58
Cognizant
CTSH
$24.9B
$3.69M 0.3%
73,068
+21,082
+41% +$960K
ADBE icon
59
Adobe
ADBE
$99.5B
$3.62M 0.3%
60,378
+17,052
+39% +$942K
PFE icon
60
Pfizer
PFE
$143B
$3.52M 0.29%
121,125
-41,309
-25% -$1.2M
GE icon
61
GE Aerospace
GE
$374B
$3.26M 0.27%
24,299
-8,173
-25% -$1.03M
REGN icon
62
Regeneron Pharmaceuticals
REGN
$78.5B
$3.23M 0.27%
11,740
+3,410
+41% +$981K
ALXN
63
DELISTED
Alexion Pharmaceuticals
ALXN
$3.15M 0.26%
23,667
+6,802
+40% +$816K
MU icon
64
Micron Technology
MU
$930B
$2.76M 0.23%
127,003
+37,432
+42% +$728K
NFLX icon
65
Netflix
NFLX
$299B
$2.64M 0.22%
501,830
+146,090
+41% +$717K
INTU icon
66
Intuit
INTU
$86.5B
$2.62M 0.22%
34,381
+8,770
+34% +$630K
WFM
67
DELISTED
Whole Foods Market Inc
WFM
$2.6M 0.21%
44,916
+12,794
+40% +$759K
SIRI icon
68
SiriusXM
SIRI
$9.98B
$2.58M 0.21%
73,824
+20,526
+39% +$767K
VEON icon
69
VEON
VEON
$3.62B
$2.57M 0.21%
+7,952
New +$2.54M
AMAT icon
70
Applied Materials
AMAT
$403B
$2.57M 0.21%
145,263
+41,502
+40% +$723K
PCAR icon
71
PACCAR
PCAR
$69.8B
$2.53M 0.21%
64,086
+18,292
+40% +$693K
WDC icon
72
Western Digital
WDC
$188B
$2.39M 0.2%
37,717
+10,684
+40% +$597K
LBTYA icon
73
Liberty Global Class A
LBTYA
$3.62B
$2.38M 0.2%
64,743
+18,262
+39% +$612K
WYNN icon
74
Wynn Resorts
WYNN
$10.3B
$2.37M 0.2%
12,198
+3,483
+40% +$594K
CERN
75
DELISTED
Cerner Corp
CERN
$2.31M 0.19%
41,413
+11,836
+40% +$663K
1 2
3
4 5

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WIA
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NP
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LBA
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EIP
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ACM
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AWA
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CA
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Mizuho Securities USA's Q4 2013 Portfolio in Review

As of Q4 2013, Mizuho Securities USA held 154 positions worth $1.21B, down 23% from $1.57B the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Mizuho Securities USA withdrew a net $451M in Q4 2013, closing 13 positions and reducing 31 holdings. Its most notable exit was Invesco QQQ Trust, an estimated $117M position sold in full.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 11% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, Mizuho Securities USA opened a new position in State Street SPDR S&P MIDCAP 400 ETF Trust worth $24.7M.

  • Mizuho Securities USA's largest Q4 2013 buy was State Street SPDR S&P MIDCAP 400 ETF Trust: 101,102 shares worth $24.7M.
  • Mizuho Securities USA added most to iShares 20+ Year Treasury Bond ETF in Q4 2013, an estimated $83.8M increase.
  • Mizuho Securities USA's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $410M.
  • Mizuho Securities USA fully exited Invesco QQQ Trust in Q4 2013, selling an estimated $117M.
  • Mizuho Securities USA's ten largest holdings make up 51% of its $1.21B portfolio in Q4 2013.
  • Mizuho Securities USA opened 13 new positions and closed 13 in Q4 2013.
  • Mizuho Securities USA's portfolio value fell 23% quarter-over-quarter to $1.21B.

Based on Mizuho Securities USA's 13F filing for Q4 2013, filed 15 Jan 2014.