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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
+4.95%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.01%
5 Year Est. Return
+126.15%
10 Year Est. Return
+434.62%
AUM
$1.57B
AUM Growth
-$448M
Cap. Flow
-$529M
Cap. Flow %
-33.63%
Top 10 Hldgs %
66.7%
Holding
156
New
11
Increased
29
Reduced
98
Closed
15

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$36.8M
2
V icon
Visa
V
+$28M
3
GS icon
Goldman Sachs
GS
+$24.4M
4
NKE icon
Nike
NKE
+$9.9M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$4.13M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$390M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$153M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$15.3M
4
ORCL icon
Oracle
ORCL
+$14.6M
5
AAPL icon
Apple
AAPL
+$7.73M

Sector Composition

Rank Sector Weight
1 Technology 10.97%
2 Financials 5.41%
3 Communication Services 5.21%
4 Consumer Discretionary 4.91%
5 Healthcare 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TXN icon
51
Texas Instruments
TXN
$252B
$3.83M 0.24%
94,987
-17,299
-15% -$672K
GE icon
52
GE Aerospace
GE
$374B
$3.72M 0.24%
32,472
+1,232
+4% +$141K
BIDU icon
53
Baidu
BIDU
$37.7B
$3.66M 0.23%
23,580
-4,133
-15% -$533K
VIAB
54
DELISTED
Viacom Inc. Class B
VIAB
$3.07M 0.2%
36,736
-7,198
-16% -$557K
VOD icon
55
Vodafone
VOD
$36.3B
$3.04M 0.19%
84,820
-14,011
-14% -$443K
ADP icon
56
Automatic Data Processing
ADP
$106B
$3.01M 0.19%
47,431
-8,529
-15% -$542K
YHOO
57
DELISTED
Yahoo Inc
YHOO
$2.92M 0.19%
87,987
-21,555
-20% -$610K
DTV
58
DELISTED
DIRECTV COM STK (DE)
DTV
$2.83M 0.18%
47,340
-9,233
-16% -$568K
KRFT
59
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$2.69M 0.17%
51,364
-8,793
-15% -$482K
REGN icon
60
Regeneron Pharmaceuticals
REGN
$78.5B
$2.61M 0.17%
8,330
-1,382
-14% -$364K
ADBE icon
61
Adobe
ADBE
$99.5B
$2.25M 0.14%
43,326
-7,475
-15% -$357K
CTSH icon
62
Cognizant
CTSH
$24.9B
$2.13M 0.14%
51,986
-9,086
-15% -$337K
DELL
63
DELISTED
DELL INC
DELL
$2.09M 0.13%
151,556
-25,195
-14% -$341K
SIRI icon
64
SiriusXM
SIRI
$9.98B
$2.06M 0.13%
53,298
-11,043
-17% -$411K
TSLA icon
65
Tesla
TSLA
$1.23T
$2.02M 0.13%
+156,420
New +$1.55M
ALXN
66
DELISTED
Alexion Pharmaceuticals
ALXN
$1.96M 0.12%
16,865
-2,887
-15% -$317K
WFM
67
DELISTED
Whole Foods Market Inc
WFM
$1.88M 0.12%
32,122
-5,438
-14% -$300K
AMAT icon
68
Applied Materials
AMAT
$403B
$1.82M 0.12%
103,761
-17,879
-15% -$286K
PCAR icon
69
PACCAR
PCAR
$69.8B
$1.7M 0.11%
45,794
-7,945
-15% -$295K
INTU icon
70
Intuit
INTU
$86.5B
$1.7M 0.11%
25,611
-4,451
-15% -$287K
ATVI
71
DELISTED
Activision Blizzard
ATVI
$1.6M 0.1%
96,092
-16,576
-15% -$274K
NFLX icon
72
Netflix
NFLX
$299B
$1.57M 0.1%
355,740
-41,930
-11% -$162K
MU icon
73
Micron Technology
MU
$930B
$1.56M 0.1%
89,571
-14,711
-14% -$213K
CERN
74
DELISTED
Cerner Corp
CERN
$1.55M 0.1%
29,577
-5,245
-15% -$255K
VRTX icon
75
Vertex Pharmaceuticals
VRTX
$121B
$1.52M 0.1%
20,087
-2,252
-10% -$179K
1 2
3
4 5

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Mizuho Securities USA's Q3 2013 Portfolio in Review

As of Q3 2013, Mizuho Securities USA held 156 positions worth $1.57B, down 22% from $2.02B the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Mizuho Securities USA withdrew a net $529M in Q3 2013, closing 15 positions and reducing 98 holdings. Its most notable exit was Invesco S&P 500 Equal Weight ETF, an estimated $15.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Mizuho Securities USA opened a new position in Visa worth $29M.

  • Mizuho Securities USA's largest Q3 2013 buy was Visa: 606,076 shares worth $29M.
  • Mizuho Securities USA added most to Invesco QQQ Trust in Q3 2013, an estimated $36.8M increase.
  • Mizuho Securities USA's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $390M.
  • Mizuho Securities USA fully exited Invesco S&P 500 Equal Weight ETF in Q3 2013, selling an estimated $15.3M.
  • Mizuho Securities USA's ten largest holdings make up 67% of its $1.57B portfolio in Q3 2013.
  • Mizuho Securities USA opened 11 new positions and closed 15 in Q3 2013.
  • Mizuho Securities USA's portfolio value fell 22% quarter-over-quarter to $1.57B.

Based on Mizuho Securities USA's 13F filing for Q3 2013, filed 12 Nov 2013.