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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
+4.95%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.01%
5 Year Est. Return
+126.15%
10 Year Est. Return
+434.62%
AUM
$1.57B
AUM Growth
-$448M
Cap. Flow
-$529M
Cap. Flow %
-33.63%
Top 10 Hldgs %
66.7%
Holding
156
New
11
Increased
29
Reduced
98
Closed
15

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$36.8M
2
V icon
Visa
V
+$28M
3
GS icon
Goldman Sachs
GS
+$24.4M
4
NKE icon
Nike
NKE
+$9.9M
5
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$4.13M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$390M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$153M
3
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$15.3M
4
ORCL icon
Oracle
ORCL
+$14.6M
5
AAPL icon
Apple
AAPL
+$7.73M

Sector Composition

Rank Sector Weight
1 Technology 10.97%
2 Financials 5.41%
3 Communication Services 5.21%
4 Consumer Discretionary 4.91%
5 Healthcare 4.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WMT icon
26
Walmart Inc
WMT
$885B
$11.2M 0.71%
456,063
+18,009
+4% +$454K
NKE icon
27
Nike
NKE
$61.9B
$11M 0.7%
+303,246
New +$9.9M
UNH icon
28
UnitedHealth
UNH
$376B
$10.9M 0.69%
151,736
+6,003
+4% +$430K
QCOM icon
29
Qualcomm
QCOM
$155B
$9.97M 0.63%
147,968
-26,946
-15% -$1.77M
DIS icon
30
Walt Disney
DIS
$167B
$9.8M 0.62%
152,011
+5,934
+4% +$380K
DD
31
DELISTED
Du Pont De Nemours E I
DD
$8.88M 0.56%
159,751
+6,322
+4% +$345K
CMCSA icon
32
Comcast
CMCSA
$85B
$8.32M 0.53%
368,522
-63,086
-15% -$1.37M
GILD icon
33
Gilead Sciences
GILD
$162B
$8.3M 0.53%
132,029
-22,382
-14% -$1.34M
JPM icon
34
JPMorgan Chase
JPM
$935B
$7.9M 0.5%
152,902
+5,968
+4% +$320K
META icon
35
Meta Platforms (Facebook)
META
$1.42T
$7.84M 0.5%
156,005
-20,387
-12% -$759K
AMGN icon
36
Amgen
AMGN
$208B
$7.27M 0.46%
64,976
-10,955
-14% -$1.19M
MRK icon
37
Merck
MRK
$322B
$7.26M 0.46%
159,869
+6,241
+4% +$285K
VZ icon
38
Verizon
VZ
$195B
$7.12M 0.45%
152,519
+6,003
+4% +$293K
EBAY icon
39
eBay
EBAY
$50.6B
$6.23M 0.4%
265,195
-46,826
-15% -$1.05M
KO icon
40
Coca-Cola
KO
$377B
$5.79M 0.37%
152,941
+6,003
+4% +$237K
CELG
41
DELISTED
Celgene Corp
CELG
$5.46M 0.35%
70,946
-13,492
-16% -$946K
T icon
42
AT&T
T
$159B
$5.19M 0.33%
203,309
+7,832
+4% +$206K
SBUX icon
43
Starbucks
SBUX
$120B
$4.99M 0.32%
129,624
-21,924
-14% -$788K
BIIB icon
44
Biogen
BIIB
$30B
$4.93M 0.31%
20,493
-3,520
-15% -$788K
MDLZ icon
45
Mondelez International
MDLZ
$79.5B
$4.83M 0.31%
153,603
-27,073
-15% -$840K
BKNG icon
46
Booking.com
BKNG
$149B
$4.49M 0.29%
110,900
-16,150
-13% -$604K
PFE icon
47
Pfizer
PFE
$143B
$4.42M 0.28%
162,434
+6,063
+4% +$165K
TFCFA
48
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$4.39M 0.28%
+131,139
New +$4.13M
ESRX
49
DELISTED
Express Scripts Holding Company
ESRX
$4.34M 0.28%
70,236
-12,543
-15% -$811K
COST icon
50
Costco
COST
$422B
$4.34M 0.28%
37,670
-6,492
-15% -$749K
1
2
3 4 5

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Mizuho Securities USA's Q3 2013 Portfolio in Review

As of Q3 2013, Mizuho Securities USA held 156 positions worth $1.57B, down 22% from $2.02B the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Mizuho Securities USA withdrew a net $529M in Q3 2013, closing 15 positions and reducing 98 holdings. Its most notable exit was Invesco S&P 500 Equal Weight ETF, an estimated $15.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 10% a quarter earlier, followed by Financials and Communication Services.

Against the trend, Mizuho Securities USA opened a new position in Visa worth $29M.

  • Mizuho Securities USA's largest Q3 2013 buy was Visa: 606,076 shares worth $29M.
  • Mizuho Securities USA added most to Invesco QQQ Trust in Q3 2013, an estimated $36.8M increase.
  • Mizuho Securities USA's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $390M.
  • Mizuho Securities USA fully exited Invesco S&P 500 Equal Weight ETF in Q3 2013, selling an estimated $15.3M.
  • Mizuho Securities USA's ten largest holdings make up 67% of its $1.57B portfolio in Q3 2013.
  • Mizuho Securities USA opened 11 new positions and closed 15 in Q3 2013.
  • Mizuho Securities USA's portfolio value fell 22% quarter-over-quarter to $1.57B.

Based on Mizuho Securities USA's 13F filing for Q3 2013, filed 12 Nov 2013.