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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
-1.82%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.02%
5 Year Est. Return
+126.16%
10 Year Est. Return
+434.63%
AUM
$980M
AUM Growth
-$255M
Cap. Flow
-$238M
Cap. Flow %
-24.33%
Top 10 Hldgs %
38.73%
Holding
375
New
112
Increased
54
Reduced
74
Closed
126

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$112M
2
BHP icon
BHP
BHP
+$64.5M
3
CENQU
CENAQ Energy Corp. Unit
CENQU
+$10.8M
4
DWACU
Digital World Acquisition Corp. Units
DWACU
+$10.5M
5
CLOE
Clover Leaf Capital Corp. Class A Common Stock
CLOE
+$8.01M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$441M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$22.4M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$16.7M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$12.7M
5
SPCE icon
Virgin Galactic
SPCE
+$9.2M

Sector Composition

Rank Sector Weight
1 Financials 11.42%
2 Healthcare 6.39%
3 Consumer Discretionary 6%
4 Industrials 5.88%
5 Materials 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATSPT
301
DELISTED
Archimedes Tech SPAC Partners Co. Subunit
ATSPT
– –
-125,812
Closed -$1.22M
YSAC
302
DELISTED
Yellowstone Acquisition Company
YSAC
– –
-25,000
Closed -$250K
DCRN
303
DELISTED
Decarbonization Plus Acquisition Corporation II Class A Common stock
DCRN
– –
-56,068
Closed -$553K
ADF
304
DELISTED
Aldel Financial Inc
ADF
– –
-25,600
Closed -$250K
LATN
305
DELISTED
Union Acquisition Corp. II Ordinary Shares
LATN
– –
-50,000
Closed -$502K
PTK
306
DELISTED
PTK Acquisition Corp.
PTK
– –
-22,368
Closed -$220K
SRNG
307
DELISTED
Soaring Eagle Acquisition Corp. Class A Ordinary Share
SRNG
– –
-50,000
Closed -$496K
LIVK
308
DELISTED
LIV Capital Acquisition Corp. Class A Ordinary Shares
LIVK
– –
-346,286
Closed -$3.46M
SCPE
309
DELISTED
SC Health Corporation
SCPE
– –
-352,988
Closed -$3.54M
ALUS
310
DELISTED
Alussa Energy Acquisition Corp
ALUS
– –
-356,451
Closed -$3.59M
FCAC
311
DELISTED
Falcon Capital Acquisition Corp. Class A Common Stock
FCAC
– –
-195,088
Closed -$1.95M
GNRS
312
DELISTED
Greenrose Acquisition Corp. Common Stock
GNRS
– –
-675,000
Closed -$6.73M
PICC
313
DELISTED
Pivotal Investment Corporation III
PICC
– –
-10,357
Closed -$100K
BITE
314
DELISTED
Bite Acquisition Corp.
BITE
– –
-60,000
Closed -$582K
9 10 11 12
13

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WIA
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NP
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LBA
Letko, Brosseau & Associates Montreal, Quebec, Canada $6.2B AUM 38.92% 1-Year Est. Return
ACM
AKRE Capital Management Middleburg, Virginia $6.13B AUM 15.27% 1-Year Est. Return
AWA
Arkadios Wealth Advisors Atlanta, Georgia $6.13B AUM 23.41% 1-Year Est. Return
CA
Cambridge Associates Boston, Massachusetts $6.27B AUM 14.78% 1-Year Est. Return
DTC
Deep Track Capital Greenwich, Connecticut $6.12B AUM 144% 1-Year Est. Return
CIS
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Mizuho Securities USA's Q3 2021 Portfolio in Review

As of Q3 2021, Mizuho Securities USA held 375 positions worth $980M, down 21% from $1.23B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Mizuho Securities USA withdrew a net $238M in Q3 2021, closing 126 positions and reducing 74 holdings. Its most notable exit was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $16.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 10% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Mizuho Securities USA opened a new position in iShares Russell 2000 ETF worth $110M.

  • Mizuho Securities USA's largest Q3 2021 buy was iShares Russell 2000 ETF: 504,221 shares worth $110M.
  • Mizuho Securities USA added most to MSP Recovery Inc in Q3 2021, an estimated $3.16M increase.
  • Mizuho Securities USA's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $441M.
  • Mizuho Securities USA fully exited State Street SPDR S&P MIDCAP 400 ETF Trust in Q3 2021, selling an estimated $16.7M.
  • Mizuho Securities USA's ten largest holdings make up 39% of its $980M portfolio in Q3 2021.
  • Mizuho Securities USA opened 112 new positions and closed 126 in Q3 2021.
  • Mizuho Securities USA's portfolio value fell 21% quarter-over-quarter to $980M.

Based on Mizuho Securities USA's 13F filing for Q3 2021, filed 28 Oct 2021.