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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
+4.85%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.01%
5 Year Est. Return
+126.15%
10 Year Est. Return
+434.62%
AUM
$1.94B
AUM Growth
-$20.6M
Cap. Flow
-$245M
Cap. Flow %
-12.65%
Top 10 Hldgs %
83.66%
Holding
279
New
109
Increased
26
Reduced
50
Closed
78

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$256M
2
PRXL
Parexel International Corp
PRXL
+$17.5M
3
GDX icon
VanEck Gold Miners ETF
GDX
+$17.3M
4
NFLX icon
Netflix
NFLX
+$9.42M
5
WELL.PRI
Welltower Inc.
WELL.PRI
+$7.51M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$247M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$127M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$37.5M
4
FXE icon
Invesco CurrencyShares Euro Currency Trust
FXE
+$16.1M
5
PFE icon
Pfizer
PFE
+$11.4M

Sector Composition

Rank Sector Weight
1 Technology 2.15%
2 Industrials 1.85%
3 Financials 1.51%
4 Healthcare 1.48%
5 Communication Services 1.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BDXA
226
DELISTED
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
– –
-24,770
Closed -$1.35M
MMDM
227
DELISTED
Modern Media Acquisition Corp. Common Stock
MMDM
– –
-100,000
Closed -$977K
DCUD
228
DELISTED
Dominion Energy, Inc 2016 Series A Corporate Units
DCUD
– –
-32,000
Closed -$1.6M
WFT
229
DELISTED
Weatherford International plc
WFT
– –
-137,600
Closed -$533K
SN
230
DELISTED
Sanchez Energy Corporation
SN
– –
-13,600
Closed -$98K
SN
231
PUT
DELISTED
Sanchez Energy Corporation
SN
– –
-13,600
Closed -$16K
FBR
232
DELISTED
Fibria Celulose Sa
FBR
– –
-75,800
Closed -$770K
MZOR
233
DELISTED
Mazor Robotics Ltd.
MZOR
– –
-24,500
Closed -$847K
MZOR
234
PUT
DELISTED
Mazor Robotics Ltd.
MZOR
– –
-24,500
Closed -$174K
NEE.PRQ
235
DELISTED
NextEra Energy, Inc.
NEE.PRQ
– –
-24,826
Closed -$1.58M
TWX
236
DELISTED
Time Warner Inc
TWX
– –
-5,000
Closed -$502K
ANTX
237
DELISTED
Anthem, Inc.
ANTX
– –
-25,000
Closed -$1.31M
SRUNU
238
DELISTED
Silver Run Acquisition Corporation II Units
SRUNU
– –
-40,000
Closed -$427K
XBKS
239
DELISTED
Xenith Bankshares, Inc. Common Stock
XBKS
– –
-71,633
Closed -$2.23M
GLBL
240
DELISTED
TerraForm Global, Inc. Class A Common Stock
GLBL
– –
-792,348
Closed -$4M
EAGLU
241
DELISTED
Double Eagle Acquisition Corp.
EAGLU
– –
-58,500
Closed -$622K
WSTC
242
DELISTED
West Corporation
WSTC
– –
-200,000
Closed -$4.66M
SGBK
243
DELISTED
Stonegate Bank
SGBK
– –
-50,000
Closed -$2.31M
VTTI
244
DELISTED
VTTI Energy Partners LP
VTTI
– –
-165,000
Closed -$3.24M
MBLY
245
DELISTED
Mobileye N.V.
MBLY
– –
-45,000
Closed -$2.83M
ELOS
246
DELISTED
Syneron Medical Ltd
ELOS
– –
-460,000
Closed -$5.04M
TRCO
247
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
– –
-5,000
Closed -$204K
EACQ
248
DELISTED
Easterly Acquisition Corp
EACQ
– –
-72,329
Closed -$727K
HAWK
249
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
– –
-10,000
Closed -$436K
6 7 8 9
10

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NP
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LBA
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EIP
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ACM
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AWA
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CA
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Mizuho Securities USA's Q3 2017 Portfolio in Review

As of Q3 2017, Mizuho Securities USA held 279 positions worth $1.94B, down 1.1% from $1.96B the previous quarter. Its ten largest holdings account for 84% of the portfolio.

Mizuho Securities USA withdrew a net $245M in Q3 2017, closing 78 positions and reducing 50 holdings. Its most notable exit was iShares 20+ Year Treasury Bond ETF, an estimated $37.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.2% of assets, up from 1.8% a quarter earlier, followed by Industrials and Financials.

Against the trend, Mizuho Securities USA opened a new position in Parexel International Corp worth $17.6M.

  • Mizuho Securities USA's largest Q3 2017 buy was Parexel International Corp: 200,000 shares worth $17.6M.
  • Mizuho Securities USA added most to State Street SPDR Dow Jones Industrial Average ETF Trust in Q3 2017, an estimated $256M increase.
  • Mizuho Securities USA's biggest Q3 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $247M.
  • Mizuho Securities USA fully exited iShares 20+ Year Treasury Bond ETF in Q3 2017, selling an estimated $37.5M.
  • Mizuho Securities USA's ten largest holdings make up 84% of its $1.94B portfolio in Q3 2017.
  • Mizuho Securities USA opened 109 new positions and closed 78 in Q3 2017.
  • Mizuho Securities USA's portfolio value fell 1.1% quarter-over-quarter to $1.94B.

Based on Mizuho Securities USA's 13F filing for Q3 2017, filed 23 Oct 2017.