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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
+2.5%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.01%
5 Year Est. Return
+126.15%
10 Year Est. Return
+434.62%
AUM
$2.4B
AUM Growth
+$1.2B
Cap. Flow
+$3.63B
Cap. Flow %
151.18%
Top 10 Hldgs %
78.1%
Holding
277
New
82
Increased
57
Reduced
49
Closed
77

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.36B
2
QQQ icon
Invesco QQQ Trust
QQQ
+$30.4M
3
PG icon
Procter & Gamble
PG
+$30.3M
4
CVX icon
Chevron
CVX
+$26.4M
5
PFE icon
Pfizer
PFE
+$23.4M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$150M
2
AMZN icon
Amazon
AMZN
+$105M
3
BIIB icon
Biogen
BIIB
+$36.1M
4
IBM icon
IBM
IBM
+$31.7M
5
PXD
Pioneer Natural Resource Co.
PXD
+$28.1M

Sector Composition

Rank Sector Weight
1 Energy 3.33%
2 Consumer Discretionary 3.17%
3 Healthcare 2.72%
4 Consumer Staples 2.35%
5 Technology 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GRUB
226
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
– –
-16,500
Closed -$1.42M
GRUB
227
PUT
DELISTED
Just Eat Takeaway.com N.V. American Depositary Shares
GRUB
– –
-16,500
Closed -$31K
AAC
228
DELISTED
AAC Holdings
AAC
– –
-10,000
Closed -$174K
APC
229
DELISTED
Anadarko Petroleum
APC
– –
-138,200
Closed -$8.76M
NYRT
230
DELISTED
New York REIT, Inc.
NYRT
– –
-1,290
Closed -$118K
SHLD
231
DELISTED
Sears Holding Corporation
SHLD
– –
-9,800
Closed -$112K
SHLD
232
PUT
DELISTED
Sears Holding Corporation
SHLD
– –
-9,800
Closed -$44K
FTRPR
233
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
– –
-50,000
Closed -$4.15M
ANTX
234
DELISTED
Anthem, Inc.
ANTX
– –
-100,000
Closed -$4.35M
AGN.PRA
235
DELISTED
Allergan plc
AGN.PRA
– –
-8,900
Closed -$7.28M
DYN.PRA
236
DELISTED
Dynegy Inc.
DYN.PRA
– –
-17,525
Closed -$806K
MBLY
237
CALL
DELISTED
Mobileye N.V.
MBLY
– –
-85,900
Closed -$22K
PACEW
238
DELISTED
Pace Holdings Corp. Warrants
PACEW
– –
-10,000
Closed -$4K
LGF
239
DELISTED
Lions Gate Entertainment
LGF
– –
-109,900
Closed -$2.2M
LGF
240
PUT
DELISTED
Lions Gate Entertainment
LGF
– –
-109,900
Closed -$674K
DISH
241
DELISTED
DISH Network Corp.
DISH
– –
-19,000
Closed -$1.04M
CY
242
DELISTED
Cypress Semiconductor
CY
– –
-85,270
Closed -$1.04M
NTT
243
DELISTED
Nippon Telegraph & Telephone
NTT
– –
-13,465
Closed -$617K
SCTY
244
CALL
DELISTED
SolarCity Corporation
SCTY
– –
-78,200
Closed -$1K
SCTY
245
DELISTED
SolarCity Corporation
SCTY
– –
-78,200
Closed -$1.53M
SCTY
246
PUT
DELISTED
SolarCity Corporation
SCTY
– –
-78,200
Closed -$691K
AA.PRB
247
DELISTED
Alcoa Inc
AA.PRB
– –
-14,000
Closed -$456K
ETP
248
DELISTED
Energy Transfer Partners L.p.
ETP
– –
-9,663
Closed -$358K
6 7 8 9
10

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WIA
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NP
NorthRock Partners Minneapolis, Minnesota $6.2B AUM 15.8% 1-Year Est. Return
LBA
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EIP
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ACM
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AWA
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CA
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Mizuho Securities USA's Q4 2016 Portfolio in Review

As of Q4 2016, Mizuho Securities USA held 277 positions worth $2.4B, up 100% from $1.2B the previous quarter. Its ten largest holdings account for 78% of the portfolio.

Mizuho Securities USA deployed $3.63B of net new capital in Q4 2016, opening 82 new positions and adding to 57 existing holdings. Its largest new stake was Target: 249,200 shares worth $18M.

By sector, the portfolio is most concentrated in Energy at 3.3% of assets, down from 6% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $150M trimmed.

  • Mizuho Securities USA's largest Q4 2016 buy was Target: 249,200 shares worth $18M.
  • Mizuho Securities USA added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $1.36B increase.
  • Mizuho Securities USA's biggest Q4 2016 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $150M.
  • Mizuho Securities USA fully exited Amazon in Q4 2016, selling an estimated $105M.
  • Mizuho Securities USA's ten largest holdings make up 78% of its $2.4B portfolio in Q4 2016.
  • Mizuho Securities USA opened 82 new positions and closed 77 in Q4 2016.
  • Mizuho Securities USA's portfolio value rose 100% quarter-over-quarter to $2.4B.

Based on Mizuho Securities USA's 13F filing for Q4 2016, filed 7 Feb 2017.