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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
+4.72%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.01%
5 Year Est. Return
+126.15%
10 Year Est. Return
+434.62%
AUM
$1.02B
AUM Growth
+$163M
Cap. Flow
+$260M
Cap. Flow %
25.57%
Top 10 Hldgs %
50.33%
Holding
270
New
113
Increased
83
Reduced
40
Closed
18

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$169M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$109M
3
AAPL icon
Apple
AAPL
+$59.2M
4
EBAY icon
eBay
EBAY
+$21.2M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$12.3M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$255M
2
V icon
Visa
V
+$14.2M
3
GS icon
Goldman Sachs
GS
+$11.1M
4
IBM icon
IBM
IBM
+$9.82M
5
MMM icon
3M
MMM
+$9.06M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Financials 9.57%
3 Consumer Discretionary 8.57%
4 Healthcare 7.14%
5 Industrials 6.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AUXL
226
PUT
DELISTED
AUXILIUM PHARAMCEUTICALS INC
AUXL
$109K 0.01%
+19,000
New +$620K
PBPB
227
DELISTED
Potbelly
PBPB
$103K 0.01%
+8,000
New +$101K
QTWW
228
PUT
DELISTED
QUANTUM FUEL SYS TECHNOLOGIES WORLDWIDE INC COM STK (DE)
QTWW
$99K 0.01%
+25,200
New +$82.1K
MBLY
229
PUT
DELISTED
Mobileye N.V.
MBLY
$98K 0.01%
+22,600
New +$1.06M
MBLY
230
DELISTED
Mobileye N.V.
MBLY
$81K 0.01%
2,000
-2,300
-53% -$108K
HK
231
DELISTED
Halcon Resources Corporation
HK
$80K 0.01%
+260
New +$120K
QTWW
232
DELISTED
QUANTUM FUEL SYS TECHNOLOGIES WORLDWIDE INC COM STK (DE)
QTWW
$53K 0.01%
25,200
– –
AXON
233
PUT
Axon Enterprise
AXON
$48.9B
$47K ﹤0.01%
+44,100
New +$870K
SPY icon
234
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$821B
$39K ﹤0.01%
+61,000
New +$12.3M
INO icon
235
PUT
Inovio Pharmaceuticals
INO
$68.5M
$22K ﹤0.01%
+1,333
New +$163K
GDP
236
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
$16K ﹤0.01%
+3,700
New +$28.8K
SCTY
237
CALL
DELISTED
SolarCity Corporation
SCTY
$14K ﹤0.01%
+35,000
New +$1.88M
GTAT
238
DELISTED
GT ADVANCED TECHNOLOGIES INC COM STK (DE)
GTAT
$11K ﹤0.01%
32,000
-300
-0.9% -$1.06K
LULU icon
239
PUT
lululemon athletica
LULU
$14B
$3K ﹤0.01%
+41,800
New +$1.91M
PBPB
240
PUT
DELISTED
Potbelly
PBPB
$3K ﹤0.01%
+8,000
New +$101K
VIVS
241
VivoSim Labs
VIVS
$1.28M
– –
-129
Closed -$197K
TCS
242
DELISTED
THE CONTAINER STORE GROUP, INC.
TCS
– –
-1,667
Closed -$544K
WWE
243
DELISTED
World Wrestling Entertainment
WWE
– –
-50,000
Closed -$688K
KING
244
DELISTED
KING DIGITAL ENTMT PLC ORD SHS (IRL)
KING
– –
-50,000
Closed -$635K
WLT
245
DELISTED
WALTER ENERGY INC COM STK (DE)
WLT
– –
-55,900
Closed -$131K
MCP
246
DELISTED
MOLYCORP INC COM STK
MCP
– –
-80,000
Closed -$95K
ANV
247
DELISTED
Allied Nevada Gold Corp
ANV
– –
-50,000
Closed -$166K
MONT
248
DELISTED
MONTAGE TECHNOLOGY GROUP LTD
MONT
– –
-155,000
Closed -$3.24M
AA.PRB
249
DELISTED
Alcoa Inc
AA.PRB
– –
-5,000
Closed -$250K
DO
250
DELISTED
Diamond Offshore Drilling
DO
– –
-40,000
Closed -$1.37M
6 7 8 9
10

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NP
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LBA
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EIP
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ACM
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AWA
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CA
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Mizuho Securities USA's Q4 2014 Portfolio in Review

As of Q4 2014, Mizuho Securities USA held 270 positions worth $1.02B, up 19% from $853M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Mizuho Securities USA deployed $260M of net new capital in Q4 2014, opening 113 new positions and adding to 83 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 973,948 shares worth $173M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 11% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $255M trimmed.

  • Mizuho Securities USA's largest Q4 2014 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 973,948 shares worth $173M.
  • Mizuho Securities USA added most to Apple in Q4 2014, an estimated $59.2M increase.
  • Mizuho Securities USA's biggest Q4 2014 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $255M.
  • Mizuho Securities USA fully exited MONTAGE TECHNOLOGY GROUP LTD in Q4 2014, selling an estimated $3.24M.
  • Mizuho Securities USA's ten largest holdings make up 50% of its $1.02B portfolio in Q4 2014.
  • Mizuho Securities USA opened 113 new positions and closed 18 in Q4 2014.
  • Mizuho Securities USA's portfolio value rose 19% quarter-over-quarter to $1.02B.

Based on Mizuho Securities USA's 13F filing for Q4 2014, filed 28 Jan 2015.