MSL

Mackay Shields LLC Portfolio holdings

AUM $3.12B
This Quarter Return
+0.1%
1 Year Return
+1.89%
3 Year Return
+7.66%
5 Year Return
+55.61%
10 Year Return
+111.39%
AUM
$1.89B
AUM Growth
+$1.89B
Cap. Flow
+$100M
Cap. Flow %
5.31%
Top 10 Hldgs %
26.41%
Holding
145
New
11
Increased
7
Reduced
13
Closed
10

Top Buys

1
ACT.PRA
ACTAVIS PLC PFD CONV SER A (IRL)
ACT.PRA
$27.3M
2
FCAM
Fiat Chrysler Automobiles N.V.
FCAM
$20.9M
3
AMT.PRA
American Tower Corporation
AMT.PRA
$14.1M
4
NMO
NUVEEN MUNI MARKET OPPORT FUND
NMO
$11.3M
5
SWNC
Southwestern Energy Company
SWNC
$10.8M

Top Sells

1
GM icon
General Motors
GM
$12.5M
2
MUI
BlackRock Municipal Income Fund, Inc.
MUI
$4.2M
3
NIO
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$3.44M
4
NPM
NUVEEN PREMIUM INCM MUNI FD II
NPM
$2.54M
5
NPT
NUVEEN PREM INSD MUNI FD-4 INC
NPT
$1.92M

Sector Composition

1 Consumer Discretionary 3.04%
2 Energy 0.63%
3 Financials 0.38%
4 Materials 0.22%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WELL.PRI
26
DELISTED
Welltower Inc.
WELL.PRI
$6.63M 0.35%
97,900
– –
NQU
27
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$6.08M 0.32%
433,231
+220,690
+104% +$3.1M
NMA
28
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$5.47M 0.29%
+397,849
New +$5.47M
HYMB icon
29
SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$2.66B
$5.07M 0.27%
88,000
– –
NPP
30
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$4.65M 0.25%
312,561
– –
IQI icon
31
Invesco Quality Municipal Securities
IQI
$501M
$4.09M 0.22%
+325,522
New +$4.09M
MUS
32
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$3.82M 0.2%
283,145
– –
NUM
33
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$3.68M 0.2%
265,011
+145,458
+122% +$2.02M
CAM
34
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$3.61M 0.19%
80,000
– –
MUC icon
35
BlackRock MuniHoldings California Quality Fund
MUC
$973M
$3.49M 0.18%
237,125
-48,674
-17% -$717K
MCA
36
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$3.44M 0.18%
219,662
-100,614
-31% -$1.57M
NGD
37
New Gold Inc
NGD
$4.88B
$2.75M 0.15%
811,671
-2,837
-0.3% -$9.62K
WY.PRA
38
DELISTED
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
$2.39M 0.13%
43,700
– –
NXZ
39
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$2.02M 0.11%
142,505
– –
BFO
40
DELISTED
Blackrock Florida Municipal 2020 Term Trust
BFO
$1.76M 0.09%
116,357
– –
MYD icon
41
BlackRock MuniYield Fund
MYD
$461M
$1.75M 0.09%
115,341
+10,300
+10% +$156K
GG
42
DELISTED
Goldcorp Inc
GG
$1.39M 0.07%
76,945
-1,045
-1% -$18.9K
MFM
43
MFS Municipal Income Trust
MFM
$212M
$1.25M 0.07%
+184,560
New +$1.25M
MFT
44
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$1.22M 0.06%
87,573
– –
DCUC
45
DELISTED
Dominion Energy, Inc.
DCUC
$1.14M 0.06%
23,200
– –
NAC icon
46
Nuveen California Quality Municipal Income Fund
NAC
$1.63B
$1.13M 0.06%
74,048
– –
NKX icon
47
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$566M
$1.06M 0.06%
+70,693
New +$1.06M
NEE.PRO
48
DELISTED
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$1.02M 0.05%
15,491
– –
CXE
49
MFS High Income Municipal Trust
CXE
$111M
$972K 0.05%
200,000
– –
BIE
50
DELISTED
BLACKROCK MUNICIPAL BOND INVESTMENT TRUST
BIE
$743K 0.04%
50,000
– –
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