MSL

Mackay Shields LLC Portfolio holdings

AUM $3.12B
This Quarter Return
+0.35%
1 Year Return
+1.89%
3 Year Return
+7.66%
5 Year Return
+55.61%
10 Year Return
+111.39%
AUM
$1.94B
AUM Growth
+$1.94B
Cap. Flow
-$44.5M
Cap. Flow %
-2.3%
Top 10 Hldgs %
30.15%
Holding
149
New
4
Increased
7
Reduced
10
Closed
6

Top Buys

1
UTX.PRA
UNITED TECHNOLOGIES CORP CORP UNIT (DE)
UTX.PRA
$22.3M
2
TMUSP
T-Mobile US, Inc.5.50% Mandatory Convertible Preferred Stock, Series A
TMUSP
$10.6M
3
AMT.PRA
American Tower Corporation
AMT.PRA
$9.6M
4
CXE
MFS High Income Municipal Trust
CXE
$976K
5
MFL
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$916K

Top Sells

1
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
$49M
2
C icon
Citigroup
C
$18M
3
BHI
Baker Hughes
BHI
$13M
4
TGI
Triumph Group
TGI
$6.95M
5
GM icon
General Motors
GM
$2.42M

Sector Composition

1 Consumer Discretionary 3.4%
2 Energy 0.59%
3 Materials 0.25%
4 Financials 0%
5 Industrials 0%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NGD
26
New Gold Inc
NGD
$4.88B
$3.5M 0.18%
814,508
– –
NIO
27
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$3.44M 0.18%
234,647
– –
NQU
28
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$2.97M 0.15%
212,541
-51,927
-20% -$725K
NPM
29
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$2.54M 0.13%
179,256
-16,748
-9% -$237K
WY.PRA
30
DELISTED
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
$2.52M 0.13%
43,700
– –
NXZ
31
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$2.01M 0.1%
142,505
– –
NPT
32
DELISTED
NUVEEN PREM INSD MUNI FD-4 INC
NPT
$1.92M 0.1%
144,999
– –
MHD icon
33
BlackRock MuniHoldings Fund
MHD
$582M
$1.92M 0.1%
111,906
-8,889
-7% -$152K
BFO
34
DELISTED
Blackrock Florida Municipal 2020 Term Trust
BFO
$1.75M 0.09%
116,357
– –
NUM
35
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$1.63M 0.08%
119,553
– –
MYD icon
36
BlackRock MuniYield Fund
MYD
$461M
$1.55M 0.08%
105,041
– –
GG
37
DELISTED
Goldcorp Inc
GG
$1.44M 0.07%
77,990
– –
MYI icon
38
BlackRock MuniYield Quality Fund III
MYI
$703M
$1.26M 0.06%
89,461
– –
MQT icon
39
BlackRock MuniYield Quality Fund II
MQT
$214M
$1.24M 0.06%
93,689
-27,335
-23% -$361K
DCUC
40
DELISTED
Dominion Energy, Inc.
DCUC
$1.22M 0.06%
23,200
– –
MFT
41
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$1.21M 0.06%
87,573
+26,433
+43% +$364K
NAC icon
42
Nuveen California Quality Municipal Income Fund
NAC
$1.63B
$1.11M 0.06%
74,048
– –
NEE.PRO
43
DELISTED
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$1.05M 0.05%
15,491
– –
CXE
44
MFS High Income Municipal Trust
CXE
$111M
$976K 0.05%
+200,000
New +$976K
BIE
45
DELISTED
BLACKROCK MUNICIPAL BOND INVESTMENT TRUST
BIE
$742K 0.04%
50,000
– –
NPF
46
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
$691K 0.04%
49,496
– –
ENX
47
Eaton Vance New York Municipal Bond Fund
ENX
$168M
$503K 0.03%
+40,000
New +$503K
CWB icon
48
SPDR Bloomberg Convertible Securities ETF
CWB
$4.39B
$410K 0.02%
8,735
+8,169
+1,443% +$383K
DYN
49
DELISTED
Dynegy, Inc.
DYN
$398K 0.02%
13,120
– –
CMU
50
MFS High Yield Municipal Trust
CMU
$83.9M
$381K 0.02%
+86,802
New +$381K
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