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MSL

Mackay Shields LLC Portfolio holdings

AUM $2.73B
1-Year Est. Return 2.13%
This Fund
S&P 500
This Quarter Est. Return
-0.82%
1 Year Est. Return
+2.13%
3 Year Est. Return
+7.81%
5 Year Est. Return
+19%
10 Year Est. Return
+113.23%
AUM
$1.93B
AUM Growth
+$118M
Cap. Flow
-$1.29B
Cap. Flow %
-66.55%
Top 10 Hldgs %
28.41%
Holding
140
New
22
Increased
4
Reduced
17
Closed
5

Top Buys

Rank Stock Value
1
SWU
STANLEY BLACK & DECKER INC CORP UNIT
SWU
+$36.7M
2
F icon
Ford
F
+$31.5M
3
CCI.PRA
Crown Castle International Corp.
CCI.PRA
+$20.9M
4
SWH
Stanley Black & Decker, Inc.
SWH
+$19.5M
5
C icon
Citigroup
C
+$17.4M

Top Sells

Rank Stock Value
1
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
+$18M
2
BAC icon
Bank of America
BAC
+$6.92M
3
MYI icon
BlackRock MuniYield Quality Fund III
MYI
+$3.74M
4
TIBX
TIBCO SOFTWARE INC
TIBX
+$3.67M
5
ESV
Ensco Rowan plc
ESV
+$2.61M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 3.3%
2 Energy 1.59%
3 Financials 0.93%
4 Industrials 0.36%
5 Materials 0.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUI
26
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$4.22M 0.22%
291,392
-2,833
-1% -$40.5K
MUC icon
27
BlackRock MuniHoldings California Quality Fund
MUC
$1.01B
$4.14M 0.21%
290,740
+35,690
+14% +$506K
NGD
28
DELISTED
New Gold Inc
NGD
$4.11M 0.21%
+814,508
New +$5M
NQU
29
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$3.62M 0.19%
+264,468
New +$3.66M
NIO
30
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$3.34M 0.17%
+234,647
New +$3.3M
MUS
31
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$2.85M 0.15%
219,502
– –
NPM
32
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$2.69M 0.14%
196,004
-99,804
-34% -$1.36M
WY.PRA
33
DELISTED
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
$2.36M 0.12%
+43,700
New +$2.46M
NXZ
34
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$1.99M 0.1%
142,505
-121,682
-46% -$1.68M
MHD icon
35
BlackRock MuniHoldings Fund
MHD
$607M
$1.95M 0.1%
120,795
-9,108
-7% -$146K
NPT
36
DELISTED
NUVEEN PREM INSD MUNI FD-4 INC
NPT
$1.85M 0.1%
144,999
-130,739
-47% -$1.66M
GG
37
DELISTED
Goldcorp Inc
GG
$1.8M 0.09%
+77,990
New +$2.1M
BFO
38
DELISTED
Blackrock Florida Municipal 2020 Term Trust
BFO
$1.74M 0.09%
116,357
– –
NUM
39
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$1.63M 0.08%
+119,553
New +$1.67M
MQT
40
DELISTED
BlackRock MuniYield Quality Fund II
MQT
$1.55M 0.08%
+121,024
New +$1.54M
MYD
41
DELISTED
BlackRock MuniYield Fund
MYD
$1.49M 0.08%
105,041
– –
MYI icon
42
BlackRock MuniYield Quality Fund III
MYI
$721M
$1.23M 0.06%
89,461
-273,040
-75% -$3.74M
DCUC
43
DELISTED
Dominion Energy, Inc.
DCUC
$1.15M 0.06%
+23,200
New +$1.18M
NAC icon
44
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
$1.05M 0.05%
74,048
-25,988
-26% -$365K
NEE.PRO
45
DELISTED
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$928K 0.05%
15,491
– –
MFT
46
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$815K 0.04%
61,140
– –
BIE
47
DELISTED
BLACKROCK MUNICIPAL BOND INVESTMENT TRUST
BIE
$718K 0.04%
50,000
– –
NPF
48
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
$666K 0.03%
+49,496
New +$667K
DYN
49
DELISTED
Dynegy, Inc.
DYN
$379K 0.02%
13,120
– –
MUJ icon
50
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$644M
$308K 0.02%
22,040
– –
1
2
3

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GC
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PA
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MASUI
MIRAE ASSET SECURITIES (USA) INC. New York $2.72B AUM 36.56% 1-Year Est. Return
LMIM
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XL
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PCM
Patient Capital Management Baltimore, Maryland $2.74B AUM 43.59% 1-Year Est. Return
CIAS
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CA
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Mackay Shields LLC's Q3 2014 Portfolio in Review

As of Q3 2014, Mackay Shields LLC held 140 positions worth $1.93B, up 6.5% from $1.81B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Mackay Shields LLC withdrew a net $1.29B in Q3 2014, closing 5 positions and reducing 17 holdings. Its most notable exit was OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS, an estimated $18M position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 3.3% of assets, up from 2.3% a quarter earlier, followed by Energy and Financials.

Against the trend, Mackay Shields LLC opened a new position in Ford worth $27.3M.

  • Mackay Shields LLC's largest Q3 2014 buy was Ford: 1,844,500 shares worth $27.3M.
  • Mackay Shields LLC added most to STANLEY BLACK & DECKER INC CORP UNIT in Q3 2014, an estimated $36.7M increase.
  • Mackay Shields LLC's biggest Q3 2014 reduction was BlackRock MuniYield Quality Fund III, cutting an estimated $3.74M.
  • Mackay Shields LLC fully exited OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS in Q3 2014, selling an estimated $18M.
  • Mackay Shields LLC's ten largest holdings make up 28% of its $1.93B portfolio in Q3 2014.
  • Mackay Shields LLC opened 22 new positions and closed 5 in Q3 2014.
  • Mackay Shields LLC's portfolio value rose 6.5% quarter-over-quarter to $1.93B.

Based on Mackay Shields LLC's 13F filing for Q3 2014, filed 24 Oct 2014.