MSL

Mackay Shields LLC Portfolio holdings

AUM $3.12B
This Quarter Return
-0.83%
1 Year Return
+1.89%
3 Year Return
+7.66%
5 Year Return
+55.61%
10 Year Return
+111.39%
AUM
$1.93B
AUM Growth
+$1.93B
Cap. Flow
+$163M
Cap. Flow %
8.43%
Top 10 Hldgs %
28.41%
Holding
147
New
22
Increased
4
Reduced
17
Closed
5

Top Buys

1
SWU
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$36.3M
2
F icon
Ford
F
$27.3M
3
CCI.PRA
Crown Castle International Corp.
CCI.PRA
$21.5M
4
SWH
Stanley Black & Decker, Inc.
SWH
$19.1M
5
C icon
Citigroup
C
$18M

Top Sells

1
OCR.PRB
OMNICARE CAP TR II SER B 4% TR PFD INCM EQTY REDM SEC PIERS
OCR.PRB
$18M
2
BAC icon
Bank of America
BAC
$6.92M
3
MYI icon
BlackRock MuniYield Quality Fund III
MYI
$3.74M
4
TIBX
TIBCO SOFTWARE INC
TIBX
$3.67M
5
ESV
Ensco Rowan plc
ESV
$2.61M

Sector Composition

1 Consumer Discretionary 3.3%
2 Energy 1.59%
3 Financials 0.93%
4 Industrials 0.36%
5 Materials 0.31%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MUI
26
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$4.22M 0.22%
291,392
-2,833
-1% -$41K
MUC icon
27
BlackRock MuniHoldings California Quality Fund
MUC
$973M
$4.14M 0.21%
290,740
+35,690
+14% +$508K
NGD
28
New Gold Inc
NGD
$4.88B
$4.11M 0.21%
+814,508
New +$4.11M
NQU
29
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$3.62M 0.19%
+264,468
New +$3.62M
NIO
30
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
$3.34M 0.17%
+234,647
New +$3.34M
MUS
31
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$2.85M 0.15%
219,502
– –
NPM
32
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$2.7M 0.14%
196,004
-99,804
-34% -$1.37M
WY.PRA
33
DELISTED
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
$2.36M 0.12%
+43,700
New +$2.36M
NXZ
34
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$1.99M 0.1%
142,505
-121,682
-46% -$1.69M
MHD icon
35
BlackRock MuniHoldings Fund
MHD
$582M
$1.95M 0.1%
120,795
-9,108
-7% -$147K
NPT
36
DELISTED
NUVEEN PREM INSD MUNI FD-4 INC
NPT
$1.85M 0.1%
144,999
-130,739
-47% -$1.66M
GG
37
DELISTED
Goldcorp Inc
GG
$1.8M 0.09%
+77,990
New +$1.8M
BFO
38
DELISTED
Blackrock Florida Municipal 2020 Term Trust
BFO
$1.74M 0.09%
116,357
– –
NUM
39
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$1.63M 0.08%
+119,553
New +$1.63M
MQT icon
40
BlackRock MuniYield Quality Fund II
MQT
$214M
$1.55M 0.08%
+121,024
New +$1.55M
MYD icon
41
BlackRock MuniYield Fund
MYD
$461M
$1.49M 0.08%
105,041
– –
MYI icon
42
BlackRock MuniYield Quality Fund III
MYI
$703M
$1.23M 0.06%
89,461
-273,040
-75% -$3.74M
DCUC
43
DELISTED
Dominion Energy, Inc.
DCUC
$1.15M 0.06%
+23,200
New +$1.15M
NAC icon
44
Nuveen California Quality Municipal Income Fund
NAC
$1.63B
$1.06M 0.05%
74,048
-25,988
-26% -$370K
NEE.PRO
45
DELISTED
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$928K 0.05%
15,491
– –
MFT
46
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$815K 0.04%
61,140
– –
BIE
47
DELISTED
BLACKROCK MUNICIPAL BOND INVESTMENT TRUST
BIE
$718K 0.04%
50,000
– –
NPF
48
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
$666K 0.03%
+49,496
New +$666K
DYN
49
DELISTED
Dynegy, Inc.
DYN
$379K 0.02%
13,120
– –
MUJ icon
50
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$587M
$308K 0.02%
22,040
– –
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