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KSA

Ken Stern & Associates Portfolio holdings

AUM $230M
1-Year Est. Return 9.86%
This Fund
S&P 500
This Quarter Est. Return
+3.82%
1 Year Est. Return
+9.86%
3 Year Est. Return
+39.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$213M
AUM Growth
+$20.1M
Cap. Flow
+$10.4M
Cap. Flow %
4.87%
Top 10 Hldgs %
59.29%
Holding
127
New
23
Increased
37
Reduced
36
Closed
16

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$7.95M
2
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$7.54M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$7.01M
4
PWV icon
Invesco Large Cap Value ETF
PWV
+$5.7M
5
XHB icon
State Street SPDR S&P Homebuilders ETF
XHB
+$5.24M

Top Sells

Rank Stock Value
1
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$6.79M
2
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$5.38M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$4.94M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$3.51M
5
BND icon
Vanguard Total Bond Market
BND
+$1.43M

Sector Composition

Rank Sector Weight
1 Real Estate 20.36%
2 Technology 3.37%
3 Healthcare 2%
4 Financials 1.48%
5 Industrials 1.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JPM.PRG
126
DELISTED
JPMorgan Chase & Co. Depositary Shares, each representing a 1/400th interest in a share of 6.10% Non
JPM.PRG
– –
-12,718
Closed -$323K
2 3 4 5
6

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Ken Stern & Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Ken Stern & Associates held 127 positions worth $213M, up 10% from $193M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Ken Stern & Associates deployed $10.4M of net new capital in Q1 2017, opening 23 new positions and adding to 37 existing holdings. Its largest new stake was iShares 0-1 Year Treasury Bond ETF: 72,060 shares worth $7.95M.

By sector, the portfolio is most concentrated in Real Estate at 20% of assets, down from 21% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Vanguard Total Bond Market, an estimated $1.43M trimmed.

  • Ken Stern & Associates's largest Q1 2017 buy was iShares 0-1 Year Treasury Bond ETF: 72,060 shares worth $7.95M.
  • Ken Stern & Associates added most to Vanguard Intermediate-Term Bond ETF in Q1 2017, an estimated $1.35M increase.
  • Ken Stern & Associates's biggest Q1 2017 reduction was Vanguard Total Bond Market, cutting an estimated $1.43M.
  • Ken Stern & Associates fully exited Vanguard Morningstar Large-Cap ETF in Q1 2017, selling an estimated $6.79M.
  • Ken Stern & Associates's ten largest holdings make up 59% of its $213M portfolio in Q1 2017.
  • Ken Stern & Associates opened 23 new positions and closed 16 in Q1 2017.
  • Ken Stern & Associates's portfolio value rose 10% quarter-over-quarter to $213M.

Based on Ken Stern & Associates's 13F filing for Q1 2017, filed 11 May 2017.