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KSA

Ken Stern & Associates Portfolio holdings

AUM $230M
1-Year Est. Return 9.86%
This Fund
S&P 500
This Quarter Est. Return
-0.33%
1 Year Est. Return
+9.86%
3 Year Est. Return
+39.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$227M
AUM Growth
-$2.5M
Cap. Flow
-$819K
Cap. Flow %
-0.36%
Top 10 Hldgs %
58.44%
Holding
124
New
7
Increased
42
Reduced
59
Closed
7

Top Buys

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$6.46M
2
DIVY
Reality Shares DIVS ETF
DIVY
+$1.63M
3
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$1M
4
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$436K
5
BSCI
Invesco BulletShares 2018 Corporate Bond ETF
BSCI
+$401K

Top Sells

Rank Stock Value
1
XHB icon
State Street SPDR S&P Homebuilders ETF
XHB
+$6.9M
2
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.1M
3
BND icon
Vanguard Total Bond Market
BND
+$561K
4
VTI icon
Vanguard Morningstar Total Stock Market ETF
VTI
+$536K
5
IYF icon
iShares US Financials ETF
IYF
+$498K

Sector Composition

Rank Sector Weight
1 Real Estate 18.53%
2 Technology 3.14%
3 Healthcare 2.06%
4 Financials 1.43%
5 Industrials 1.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDOG icon
101
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
$256K 0.11%
5,858
– –
IDV icon
102
iShares International Select Dividend ETF
IDV
$8.52B
$255K 0.11%
7,722
+336
+5% +$11.4K
MDIV icon
103
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$428M
$252K 0.11%
+14,100
New +$262K
COST icon
104
Costco
COST
$420B
$250K 0.11%
1,329
– –
PFXF icon
105
VanEck Preferred Securities ex Financials ETF
PFXF
$2.47B
$248K 0.11%
12,925
+564
+5% +$10.8K
IJS icon
106
iShares S&P Small-Cap 600 Value ETF
IJS
$8.36B
$246K 0.11%
3,264
-26
-0.8% -$2K
ALXN
107
DELISTED
Alexion Pharmaceuticals
ALXN
$245K 0.11%
2,200
– –
HST icon
108
Host Hotels & Resorts
HST
$16B
$243K 0.11%
13,056
-83
-0.6% -$1.62K
CELG
109
DELISTED
Celgene Corp
CELG
$243K 0.11%
+2,728
New +$262K
APLE icon
110
Apple Hospitality REIT
APLE
$3.83B
$240K 0.11%
13,669
+597
+5% +$10.9K
CVS icon
111
CVS Health
CVS
$122B
$239K 0.11%
3,839
+1,070
+39% +$76.8K
EEM icon
112
iShares MSCI Emerging Markets ETF
EEM
$29.5B
$239K 0.11%
4,943
+100
+2% +$4.9K
ISRG icon
113
Intuitive Surgical
ISRG
$134B
$228K 0.1%
1,659
-366
-18% -$51.1K
MCD icon
114
McDonald's
MCD
$194B
$225K 0.1%
1,436
– –
DD icon
115
DuPont de Nemours
DD
$19.3B
$210K 0.09%
1,300
+57
+5% +$10.3K
IJT icon
116
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.43B
$210K 0.09%
2,420
– –
USO icon
117
United States Oil Fund
USO
$1.84B
$157K 0.07%
1,502
– –
AGG icon
118
iShares Core US Aggregate Bond ETF
AGG
$138B
– –
-10,054
Closed -$1.1M
IWB icon
119
iShares Russell 1000 ETF
IWB
$50B
– –
-1,440
Closed -$214K
O icon
120
Realty Income
O
$59.2B
– –
-4,645
Closed -$257K
RSPS icon
121
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$257M
– –
-8,030
Closed -$215K
WTMF icon
122
WisdomTree Managed Futures Strategy Fund
WTMF
$248M
– –
-11,473
Closed -$459K
XHB icon
123
State Street SPDR S&P Homebuilders ETF
XHB
$1.56B
– –
-155,929
Closed -$6.9M
JPS
124
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-13,381
Closed -$136K
1 2 3 4
5

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Ken Stern & Associates's Q1 2018 Portfolio in Review

As of Q1 2018, Ken Stern & Associates held 124 positions worth $227M, down 1.1% from $229M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Ken Stern & Associates's Q1 2018 filing shows 7 new, 42 increased, 59 reduced and 7 closed positions. Its largest new stake was First Trust Dow Jones Internet Index Fund ETF: 53,320 shares worth $6.42M. The largest sale was State Street SPDR S&P Homebuilders ETF, an estimated $6.9M.

By sector, the portfolio is most concentrated in Real Estate at 19% of assets, up from 19% a quarter earlier, followed by Technology and Healthcare.

  • Ken Stern & Associates's largest Q1 2018 buy was First Trust Dow Jones Internet Index Fund ETF: 53,320 shares worth $6.42M.
  • Ken Stern & Associates added most to Vanguard Intermediate-Term Bond ETF in Q1 2018, an estimated $1M increase.
  • Ken Stern & Associates's biggest Q1 2018 reduction was Vanguard Total Bond Market, cutting an estimated $561K.
  • Ken Stern & Associates fully exited State Street SPDR S&P Homebuilders ETF in Q1 2018, selling an estimated $6.9M.
  • Ken Stern & Associates's ten largest holdings make up 58% of its $227M portfolio in Q1 2018.
  • Ken Stern & Associates opened 7 new positions and closed 7 in Q1 2018.
  • Ken Stern & Associates's portfolio value fell 1.1% quarter-over-quarter to $227M.

Based on Ken Stern & Associates's 13F filing for Q1 2018, filed 21 May 2018.