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KSA

Ken Stern & Associates Portfolio holdings

AUM $230M
1-Year Est. Return 9.86%
This Fund
S&P 500
This Quarter Est. Return
+3.82%
1 Year Est. Return
+9.86%
3 Year Est. Return
+39.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$213M
AUM Growth
+$20.1M
Cap. Flow
+$10.4M
Cap. Flow %
4.87%
Top 10 Hldgs %
59.29%
Holding
127
New
23
Increased
37
Reduced
36
Closed
16

Top Buys

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$7.95M
2
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$7.54M
3
IHI icon
iShares US Medical Devices ETF
IHI
+$7.01M
4
PWV icon
Invesco Large Cap Value ETF
PWV
+$5.7M
5
XHB icon
State Street SPDR S&P Homebuilders ETF
XHB
+$5.24M

Top Sells

Rank Stock Value
1
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$6.79M
2
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$5.38M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$4.94M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$3.51M
5
BND icon
Vanguard Total Bond Market
BND
+$1.43M

Sector Composition

Rank Sector Weight
1 Real Estate 20.36%
2 Technology 3.37%
3 Healthcare 2%
4 Financials 1.48%
5 Industrials 1.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFXF icon
101
VanEck Preferred Securities ex Financials ETF
PFXF
$2.41B
$228K 0.11%
+11,308
New +$224K
RSPT icon
102
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.49B
$227K 0.11%
+18,500
New +$215K
APLE icon
103
Apple Hospitality REIT
APLE
$3.9B
$224K 0.11%
+11,959
New +$236K
FDRR icon
104
Fidelity Dividend ETF for Rising Rates
FDRR
$739M
$223K 0.1%
+7,982
New +$219K
RSPF icon
105
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$306M
$216K 0.1%
+5,754
New +$218K
FDX icon
106
FedEx
FDX
$72.7B
$210K 0.1%
+1,107
New +$211K
GE icon
107
GE Aerospace
GE
$374B
$210K 0.1%
1,512
-38
-2% -$5.5K
GOOG icon
108
Alphabet (Google) Class C
GOOG
$4.36T
$206K 0.1%
+4,540
New +$186K
RSPN icon
109
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.08B
$206K 0.1%
+9,805
New +$203K
MCD icon
110
McDonald's
MCD
$192B
$201K 0.09%
+1,436
New +$180K
USO icon
111
United States Oil Fund
USO
$2.15B
$123K 0.06%
1,502
– –
AGG icon
112
iShares Core US Aggregate Bond ETF
AGG
$137B
– –
-13,009
Closed -$1.41M
AL
113
DELISTED
Air Lease Corp
AL
– –
-8,654
Closed -$297K
BWX icon
114
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.33B
– –
-14,458
Closed -$376K
CCL icon
115
Carnival Corporation Ltd
CCL
$38.1B
– –
-4,517
Closed -$235K
CMF icon
116
iShares California Muni Bond ETF
CMF
$4.55B
– –
-5,874
Closed -$339K
IGIB icon
117
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
– –
-4,282
Closed -$232K
MS.PRI icon
118
Morgan Stanley Series I Preferred Stock
MS.PRI
$996K
– –
-12,298
Closed -$316K
NYF icon
119
iShares New York Muni Bond ETF
NYF
$1.38B
– –
-3,666
Closed -$200K
SCHD icon
120
Schwab US Dividend Equity ETF
SCHD
$103B
– –
-370,071
Closed -$5.38M
VCIT icon
121
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
– –
-2,691
Closed -$231K
VNQ icon
122
Vanguard Real Estate ETF
VNQ
$39.2B
– –
-59,868
Closed -$4.94M
VV icon
123
Vanguard Morningstar Large-Cap ETF
VV
$52.4B
– –
-66,342
Closed -$6.79M
XLB icon
124
State Street Materials Select Sector SPDR ETF
XLB
$8.5B
– –
-141,094
Closed -$3.51M
RNR.PRE
125
DELISTED
RENAISSANCERE HOLDINGS LTD 5.375% SER E
RNR.PRE
– –
-12,431
Closed -$280K
2 3 4
5
6

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Ken Stern & Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Ken Stern & Associates held 127 positions worth $213M, up 10% from $193M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Ken Stern & Associates deployed $10.4M of net new capital in Q1 2017, opening 23 new positions and adding to 37 existing holdings. Its largest new stake was iShares 0-1 Year Treasury Bond ETF: 72,060 shares worth $7.95M.

By sector, the portfolio is most concentrated in Real Estate at 20% of assets, down from 21% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Vanguard Total Bond Market, an estimated $1.43M trimmed.

  • Ken Stern & Associates's largest Q1 2017 buy was iShares 0-1 Year Treasury Bond ETF: 72,060 shares worth $7.95M.
  • Ken Stern & Associates added most to Vanguard Intermediate-Term Bond ETF in Q1 2017, an estimated $1.35M increase.
  • Ken Stern & Associates's biggest Q1 2017 reduction was Vanguard Total Bond Market, cutting an estimated $1.43M.
  • Ken Stern & Associates fully exited Vanguard Morningstar Large-Cap ETF in Q1 2017, selling an estimated $6.79M.
  • Ken Stern & Associates's ten largest holdings make up 59% of its $213M portfolio in Q1 2017.
  • Ken Stern & Associates opened 23 new positions and closed 16 in Q1 2017.
  • Ken Stern & Associates's portfolio value rose 10% quarter-over-quarter to $213M.

Based on Ken Stern & Associates's 13F filing for Q1 2017, filed 11 May 2017.