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KSA

Ken Stern & Associates Portfolio holdings

AUM $230M
1-Year Est. Return 9.86%
This Fund
S&P 500
This Quarter Est. Return
+1.9%
1 Year Est. Return
+9.86%
3 Year Est. Return
+39.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$193M
AUM Growth
+$48.3M
Cap. Flow
+$43.9M
Cap. Flow %
22.75%
Top 10 Hldgs %
60.86%
Holding
119
New
27
Increased
31
Reduced
39
Closed
15

Top Buys

Rank Stock Value
1
ESS icon
Essex Property Trust
ESS
+$37.2M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$6.64M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$4.88M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$3.57M
5
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$3.42M

Top Sells

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$7.11M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$5.24M
3
VHT icon
Vanguard Health Care ETF
VHT
+$5.14M
4
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$1.74M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$999K

Sector Composition

Rank Sector Weight
1 Real Estate 21.3%
2 Technology 3.6%
3 Healthcare 1.9%
4 Industrials 1.66%
5 Financials 1.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
COST icon
101
Costco
COST
$423B
$213K 0.11%
+1,329
New +$203K
NYF icon
102
iShares New York Muni Bond ETF
NYF
$1.39B
$200K 0.1%
+3,666
New +$203K
USO icon
103
United States Oil Fund
USO
$1.91B
$141K 0.07%
1,502
– –
AOA icon
104
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.22B
– –
-3,410
Closed -$205K
BX icon
105
Blackstone
BX
$108B
– –
-14,152
Closed -$361K
CB icon
106
Chubb
CB
$134B
– –
-2,225
Closed -$280K
COP icon
107
ConocoPhillips
COP
$145B
– –
-5,346
Closed -$232K
EWJ icon
108
iShares MSCI Japan ETF
EWJ
$22B
– –
-2,647
Closed -$133K
IEI icon
109
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
– –
-2,480
Closed -$314K
KRE icon
110
State Street SPDR S&P Regional Banking ETF
KRE
$4.69B
– –
-124,037
Closed -$5.24M
NLY icon
111
Annaly Capital Management
NLY
$17.2B
– –
-4,654
Closed -$195K
SHOO icon
112
Steven Madden
SHOO
$3.48B
– –
-12,881
Closed -$297K
UAA icon
113
Under Armour
UAA
$2.89B
– –
-7,321
Closed -$283K
VHT icon
114
Vanguard Health Care ETF
VHT
$18.1B
– –
-38,694
Closed -$5.14M
VTRS icon
115
Viatris
VTRS
$20.5B
– –
-6,589
Closed -$251K
XLP icon
116
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.8B
– –
-133,624
Closed -$7.11M
RTN
117
DELISTED
Raytheon Company
RTN
– –
-2,080
Closed -$283K
ETP
118
DELISTED
Energy Transfer Partners L.p.
ETP
– –
-7,103
Closed -$263K
1 2 3 4
5

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Ken Stern & Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Ken Stern & Associates held 119 positions worth $193M, up 33% from $145M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Ken Stern & Associates deployed $43.9M of net new capital in Q4 2016, opening 27 new positions and adding to 31 existing holdings. Its largest new stake was Essex Property Trust: 172,124 shares worth $40M.

By sector, the portfolio is most concentrated in Real Estate at 21% of assets, up from 0.51% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Vanguard Intermediate-Term Bond ETF, an estimated $1.74M trimmed.

  • Ken Stern & Associates's largest Q4 2016 buy was Essex Property Trust: 172,124 shares worth $40M.
  • Ken Stern & Associates added most to Vanguard Total Bond Market in Q4 2016, an estimated $2.28M increase.
  • Ken Stern & Associates's biggest Q4 2016 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $1.74M.
  • Ken Stern & Associates fully exited State Street Consumer Staples Select Sector SPDR ETF in Q4 2016, selling an estimated $7.11M.
  • Ken Stern & Associates's ten largest holdings make up 61% of its $193M portfolio in Q4 2016.
  • Ken Stern & Associates opened 27 new positions and closed 15 in Q4 2016.
  • Ken Stern & Associates's portfolio value rose 33% quarter-over-quarter to $193M.

Based on Ken Stern & Associates's 13F filing for Q4 2016, filed 9 Feb 2017.