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KSA

Ken Stern & Associates Portfolio holdings

AUM $230M
1-Year Est. Return 9.86%
This Fund
S&P 500
This Quarter Est. Return
+2.81%
1 Year Est. Return
+9.86%
3 Year Est. Return
+39.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$229M
AUM Growth
+$3.22M
Cap. Flow
-$2.02M
Cap. Flow %
-0.88%
Top 10 Hldgs %
57.7%
Holding
123
New
8
Increased
24
Reduced
83
Closed
6

Top Buys

Rank Stock Value
1
XHB icon
State Street SPDR S&P Homebuilders ETF
XHB
+$6.54M
2
VEU icon
Vanguard FTSE All-World ex-US ETF
VEU
+$6M
3
BND icon
Vanguard Total Bond Market
BND
+$1.39M
4
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$1.1M
5
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$781K

Top Sells

Rank Stock Value
1
IWD icon
iShares Russell 1000 Value ETF
IWD
+$6.45M
2
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$5.82M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$1.91M
4
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$662K
5
JPS
Nuveen Preferred & Income Securities Fund
JPS
+$605K

Sector Composition

Rank Sector Weight
1 Real Estate 18.52%
2 Technology 3.12%
3 Healthcare 1.96%
4 Financials 1.43%
5 Industrials 1.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETN icon
76
Eaton
ETN
$150B
$369K 0.16%
4,665
-35
-0.7% -$2.72K
RSPH icon
77
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$768M
$357K 0.16%
19,880
+5,580
+39% +$98.9K
T icon
78
AT&T
T
$159B
$354K 0.15%
12,058
-308
-2% -$8.41K
DIS icon
79
Walt Disney
DIS
$167B
$340K 0.15%
3,158
-162
-5% -$16.7K
IVV icon
80
iShares Core S&P 500 ETF
IVV
$872B
$340K 0.15%
1,266
+126
+11% +$33K
MU icon
81
Micron Technology
MU
$988B
$337K 0.15%
8,185
-75
-0.9% -$3.23K
EMB icon
82
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$336K 0.15%
+2,896
New +$335K
IBB icon
83
iShares Biotechnology ETF
IBB
$9.52B
$333K 0.15%
3,120
-30
-1% -$3.21K
DUK icon
84
Duke Energy
DUK
$98.4B
$331K 0.14%
3,941
+1
+0% +$87
JPUS
85
JPMorgan Diversified Return US Equity ETF
JPUS
$459M
$328K 0.14%
+4,657
New +$323K
UPS icon
86
United Parcel Service
UPS
$89.5B
$312K 0.14%
2,622
-18
-0.7% -$2.12K
BKLN icon
87
Invesco Senior Loan ETF
BKLN
$6.97B
$310K 0.14%
13,464
+4
+0% +$92
SO icon
88
Southern Company
SO
$109B
$310K 0.14%
6,450
– –
BLK icon
89
Blackrock
BLK
$170B
$309K 0.13%
601
-9
-1% -$4.38K
GOOG icon
90
Alphabet (Google) Class C
GOOG
$4.08T
$300K 0.13%
5,740
-60
-1% -$3.05K
TSN icon
91
Tyson Foods
TSN
$21.4B
$300K 0.13%
3,697
-33
-0.9% -$2.52K
CCL icon
92
Carnival Corporation Ltd
CCL
$38B
$296K 0.13%
4,464
-36
-0.8% -$2.38K
AMLP icon
93
Alerian MLP ETF
AMLP
$12.9B
$294K 0.13%
5,445
-441
-7% -$23.6K
BSCL
94
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$276K 0.12%
13,077
-3
-0% -$64
SBUX icon
95
Starbucks
SBUX
$121B
$272K 0.12%
4,741
-839
-15% -$47.5K
FDX icon
96
FedEx
FDX
$73B
$269K 0.12%
1,077
-13
-1% -$2.97K
SDOG icon
97
ALPS Sector Dividend Dogs ETF
SDOG
$1.41B
$268K 0.12%
5,858
-2
-0% -$90
ALXN
98
DELISTED
Alexion Pharmaceuticals
ALXN
$263K 0.11%
2,200
-500
-19% -$60.9K
HST icon
99
Host Hotels & Resorts
HST
$17.2B
$261K 0.11%
13,139
-111
-0.8% -$2.18K
O icon
100
Realty Income
O
$60.1B
$257K 0.11%
4,645
-1,733
-27% -$94K
1 2 3
4
5

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Ken Stern & Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Ken Stern & Associates held 123 positions worth $229M, up 1.4% from $226M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Ken Stern & Associates's Q4 2017 filing shows 8 new, 24 increased, 83 reduced and 6 closed positions. Its largest new stake was State Street SPDR S&P Homebuilders ETF: 155,929 shares worth $6.9M. The largest sale was iShares Russell 1000 Value ETF, an estimated $6.45M.

By sector, the portfolio is most concentrated in Real Estate at 19% of assets, down from 20% a quarter earlier, followed by Technology and Healthcare.

  • Ken Stern & Associates's largest Q4 2017 buy was State Street SPDR S&P Homebuilders ETF: 155,929 shares worth $6.9M.
  • Ken Stern & Associates added most to Vanguard Total Bond Market in Q4 2017, an estimated $1.39M increase.
  • Ken Stern & Associates's biggest Q4 2017 reduction was Vanguard S&P 500 ETF, cutting an estimated $1.91M.
  • Ken Stern & Associates fully exited iShares Russell 1000 Value ETF in Q4 2017, selling an estimated $6.45M.
  • Ken Stern & Associates's ten largest holdings make up 58% of its $229M portfolio in Q4 2017.
  • Ken Stern & Associates opened 8 new positions and closed 6 in Q4 2017.
  • Ken Stern & Associates's portfolio value rose 1.4% quarter-over-quarter to $229M.

Based on Ken Stern & Associates's 13F filing for Q4 2017, filed 8 Feb 2018.