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KSA

Ken Stern & Associates Portfolio holdings

AUM $230M
1-Year Est. Return 9.86%
This Fund
S&P 500
This Quarter Est. Return
+2.53%
1 Year Est. Return
+9.86%
3 Year Est. Return
+39.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$226M
AUM Growth
+$7.02M
Cap. Flow
+$1.94M
Cap. Flow %
0.86%
Top 10 Hldgs %
58.78%
Holding
119
New
6
Increased
51
Reduced
54
Closed
4

Top Buys

Rank Stock Value
1
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$10.6M
2
IYF icon
iShares US Financials ETF
IYF
+$7.62M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.01M
4
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$556K
5
BND icon
Vanguard Total Bond Market
BND
+$383K

Top Sells

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$10M
2
IHI icon
iShares US Medical Devices ETF
IHI
+$7.84M
3
JWN
Nordstrom
JWN
+$280K
4
VTRS icon
Viatris
VTRS
+$240K
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$231K

Sector Composition

Rank Sector Weight
1 Real Estate 19.82%
2 Technology 3.14%
3 Healthcare 2.04%
4 Financials 1.48%
5 Industrials 1.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMLP icon
76
Alerian MLP ETF
AMLP
$12.8B
$330K 0.15%
5,886
+211
+4% +$12.1K
DIS icon
77
Walt Disney
DIS
$167B
$330K 0.15%
3,320
-66
-2% -$6.79K
DUK icon
78
Duke Energy
DUK
$97.2B
$330K 0.15%
3,940
+140
+4% +$12K
RSPD icon
79
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$318M
$330K 0.15%
10,530
+594
+6% +$18.2K
CVS icon
80
CVS Health
CVS
$134B
$320K 0.14%
3,900
-69
-2% -$5.46K
MU icon
81
Micron Technology
MU
$1.02T
$320K 0.14%
8,260
-18
-0.2% -$569
RSPF icon
82
Invesco S&P 500 Equal Weight Financials ETF
RSPF
$307M
$320K 0.14%
7,850
+301
+4% +$12K
SO icon
83
Southern Company
SO
$107B
$320K 0.14%
6,450
+229
+4% +$11.1K
UPS icon
84
United Parcel Service
UPS
$89B
$320K 0.14%
2,640
-47
-2% -$5.34K
VRP icon
85
Invesco Variable Rate Preferred ETF
VRP
$2.98B
$320K 0.14%
12,280
+434
+4% +$11.3K
BKLN icon
86
Invesco Senior Loan ETF
BKLN
$6.97B
$310K 0.14%
13,460
+475
+4% +$11K
IJT icon
87
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.28B
$310K 0.14%
3,800
– –
IWB icon
88
iShares Russell 1000 ETF
IWB
$48B
$310K 0.14%
2,250
-272
-11% -$37.3K
IFLN
89
Invesco Bloomberg Enhanced Fallen Angels ETF
IFLN
$308M
$310K 0.14%
16,060
+567
+4% +$10.8K
RSPN icon
90
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.07B
$310K 0.14%
13,700
+610
+5% +$13.2K
RSPT icon
91
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.53B
$310K 0.14%
22,900
+660
+3% +$8.6K
SBUX icon
92
Starbucks
SBUX
$123B
$300K 0.13%
5,580
-82
-1% -$4.54K
CTXS
93
DELISTED
Citrix Systems Inc
CTXS
$300K 0.13%
3,920
-282
-7% -$21.9K
CCL icon
94
Carnival Corporation Ltd
CCL
$37.8B
$290K 0.13%
4,500
-17
-0.4% -$1.14K
IVV icon
95
iShares Core S&P 500 ETF
IVV
$874B
$290K 0.13%
1,140
-40,433
-97% -$10M
GOOG icon
96
Alphabet (Google) Class C
GOOG
$4.17T
$280K 0.12%
5,800
+1,260
+28% +$58.7K
BSCL
97
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$280K 0.12%
13,080
+3
+0% +$64
BLK icon
98
Blackrock
BLK
$170B
$270K 0.12%
610
-7
-1% -$2.99K
COST icon
99
Costco
COST
$417B
$270K 0.12%
1,650
+321
+24% +$50.4K
MDIV icon
100
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$427M
$270K 0.12%
14,100
– –
1 2 3
4
5

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Ken Stern & Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Ken Stern & Associates held 119 positions worth $226M, up 3.2% from $219M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Ken Stern & Associates's Q3 2017 filing shows 6 new, 51 increased, 54 reduced and 4 closed positions. Its largest new stake was Vanguard FTSE Developed Markets ETF: 250,110 shares worth $10.9M. The largest sale was iShares Core S&P 500 ETF, an estimated $10M.

By sector, the portfolio is most concentrated in Real Estate at 20% of assets, down from 21% a quarter earlier, followed by Technology and Healthcare.

  • Ken Stern & Associates's largest Q3 2017 buy was Vanguard FTSE Developed Markets ETF: 250,110 shares worth $10.9M.
  • Ken Stern & Associates added most to State Street SPDR S&P 500 ETF Trust in Q3 2017, an estimated $1.01M increase.
  • Ken Stern & Associates's biggest Q3 2017 reduction was iShares Core S&P 500 ETF, cutting an estimated $10M.
  • Ken Stern & Associates fully exited iShares US Medical Devices ETF in Q3 2017, selling an estimated $7.84M.
  • Ken Stern & Associates's ten largest holdings make up 59% of its $226M portfolio in Q3 2017.
  • Ken Stern & Associates opened 6 new positions and closed 4 in Q3 2017.
  • Ken Stern & Associates's portfolio value rose 3.2% quarter-over-quarter to $226M.

Based on Ken Stern & Associates's 13F filing for Q3 2017, filed 1 Nov 2017.