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KSA

Ken Stern & Associates Portfolio holdings

AUM $230M
1-Year Est. Return 9.86%
This Fund
S&P 500
This Quarter Est. Return
+1.9%
1 Year Est. Return
+9.86%
3 Year Est. Return
+39.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$193M
AUM Growth
+$48.3M
Cap. Flow
+$43.9M
Cap. Flow %
22.75%
Top 10 Hldgs %
60.86%
Holding
119
New
27
Increased
31
Reduced
39
Closed
15

Top Buys

Rank Stock Value
1
ESS icon
Essex Property Trust
ESS
+$37.2M
2
VV icon
Vanguard Morningstar Large-Cap ETF
VV
+$6.64M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$4.88M
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$3.57M
5
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$3.42M

Top Sells

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$7.11M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$5.24M
3
VHT icon
Vanguard Health Care ETF
VHT
+$5.14M
4
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$1.74M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$999K

Sector Composition

Rank Sector Weight
1 Real Estate 21.3%
2 Technology 3.6%
3 Healthcare 1.9%
4 Industrials 1.66%
5 Financials 1.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
O icon
76
Realty Income
O
$59.2B
$355K 0.18%
+6,379
New +$358K
DIS icon
77
Walt Disney
DIS
$170B
$353K 0.18%
3,386
-37
-1% -$3.61K
CMF icon
78
iShares California Muni Bond ETF
CMF
$4.58B
$339K 0.18%
+5,874
New +$343K
JPM.PRG
79
DELISTED
JPMorgan Chase & Co. Depositary Shares, each representing a 1/400th interest in a share of 6.10% Non
JPM.PRG
$323K 0.17%
+12,718
New +$332K
ETN icon
80
Eaton
ETN
$170B
$321K 0.17%
+4,791
New +$314K
MS.PRI icon
81
Morgan Stanley Series I Preferred Stock
MS.PRI
$997K
$316K 0.16%
+12,298
New +$328K
AMLP icon
82
Alerian MLP ETF
AMLP
$13B
$314K 0.16%
4,987
+1,787
+56% +$110K
LYB icon
83
LyondellBasell Industries
LYB
$19.6B
$313K 0.16%
3,646
-29
-0.8% -$2.43K
USB.PRO
84
DELISTED
U.S. BANCORP Depositary Shares Each Representing a 1/1,000th Interest in a Share of Series H Non-Cum
USB.PRO
$312K 0.16%
+12,859
New +$326K
WFC.PRN
85
DELISTED
WELLS FARGO & COMPANY Depositary Shares, representing a 1/1,000th interest in a share of Non-Cumulat
WFC.PRN
$305K 0.16%
+13,191
New +$320K
SBUX icon
86
Starbucks
SBUX
$118B
$298K 0.15%
5,368
-300
-5% -$16.6K
AL
87
DELISTED
Air Lease Corp
AL
$297K 0.15%
8,654
-70
-0.8% -$2.3K
IGF icon
88
iShares Global Infrastructure ETF
IGF
$10.9B
$297K 0.15%
7,595
+2,722
+56% +$107K
IBB icon
89
iShares Biotechnology ETF
IBB
$9.18B
$295K 0.15%
3,333
-192
-5% -$17.5K
JWN
90
DELISTED
Nordstrom
JWN
$287K 0.15%
5,996
-259
-4% -$14.1K
IJS icon
91
iShares S&P Small-Cap 600 Value ETF
IJS
$8.28B
$281K 0.15%
4,020
-40
-1% -$2.62K
RNR.PRE
92
DELISTED
RENAISSANCERE HOLDINGS LTD 5.375% SER E
RNR.PRE
$280K 0.15%
+12,431
New +$300K
HST icon
93
Host Hotels & Resorts
HST
$17.2B
$256K 0.13%
13,613
-105
-0.8% -$1.77K
SDOG icon
94
ALPS Sector Dividend Dogs ETF
SDOG
$1.42B
$251K 0.13%
+5,958
New +$247K
MDIV icon
95
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$430M
$245K 0.13%
12,804
+910
+8% +$17K
CVS icon
96
CVS Health
CVS
$134B
$242K 0.13%
3,073
-983
-24% -$79.5K
CCL icon
97
Carnival Corporation Ltd
CCL
$39.4B
$235K 0.12%
+4,517
New +$226K
GE icon
98
GE Aerospace
GE
$383B
$235K 0.12%
+1,550
New +$225K
IGIB icon
99
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$232K 0.12%
4,282
– –
VCIT icon
100
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66B
$231K 0.12%
2,691
– –
1 2 3
4
5

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Ken Stern & Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Ken Stern & Associates held 119 positions worth $193M, up 33% from $145M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Ken Stern & Associates deployed $43.9M of net new capital in Q4 2016, opening 27 new positions and adding to 31 existing holdings. Its largest new stake was Essex Property Trust: 172,124 shares worth $40M.

By sector, the portfolio is most concentrated in Real Estate at 21% of assets, up from 0.51% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Vanguard Intermediate-Term Bond ETF, an estimated $1.74M trimmed.

  • Ken Stern & Associates's largest Q4 2016 buy was Essex Property Trust: 172,124 shares worth $40M.
  • Ken Stern & Associates added most to Vanguard Total Bond Market in Q4 2016, an estimated $2.28M increase.
  • Ken Stern & Associates's biggest Q4 2016 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $1.74M.
  • Ken Stern & Associates fully exited State Street Consumer Staples Select Sector SPDR ETF in Q4 2016, selling an estimated $7.11M.
  • Ken Stern & Associates's ten largest holdings make up 61% of its $193M portfolio in Q4 2016.
  • Ken Stern & Associates opened 27 new positions and closed 15 in Q4 2016.
  • Ken Stern & Associates's portfolio value rose 33% quarter-over-quarter to $193M.

Based on Ken Stern & Associates's 13F filing for Q4 2016, filed 9 Feb 2017.