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KSA

Ken Stern & Associates Portfolio holdings

AUM $230M
1-Year Est. Return 9.86%
This Fund
S&P 500
This Quarter Est. Return
+2.95%
1 Year Est. Return
+9.86%
3 Year Est. Return
+39.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$145M
AUM Growth
+$17.5M
Cap. Flow
+$3.81M
Cap. Flow %
2.63%
Top 10 Hldgs %
59.24%
Holding
98
New
19
Increased
42
Reduced
15
Closed
6

Top Buys

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$10.3M
2
IWD icon
iShares Russell 1000 Value ETF
IWD
+$5.56M
3
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$5.08M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$509K
5
CSCO icon
Cisco
CSCO
+$446K

Top Sells

Rank Stock Value
1
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$10.4M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$5.29M
3
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.78M
4
PFF icon
iShares Preferred and Income Securities ETF
PFF
+$1.57M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$598K

Sector Composition

Rank Sector Weight
1 Technology 3.43%
2 Healthcare 2.46%
3 Financials 1.73%
4 Industrials 1.72%
5 Energy 1.47%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETP
76
DELISTED
Energy Transfer Partners L.p.
ETP
$263K 0.18%
7,103
+5
+0.1% +$197
IJT icon
77
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.37B
$261K 0.18%
3,800
-706
-16% -$47.6K
IJS icon
78
iShares S&P Small-Cap 600 Value ETF
IJS
$8.28B
$253K 0.17%
4,060
– –
VTRS icon
79
Viatris
VTRS
$20.5B
$251K 0.17%
6,589
-6,552
-50% -$291K
AL
80
DELISTED
Air Lease Corp
AL
$249K 0.17%
8,724
– –
VCIT icon
81
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66B
$241K 0.17%
+2,691
New +$241K
IGIB icon
82
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.5B
$238K 0.16%
+4,282
New +$238K
COP icon
83
ConocoPhillips
COP
$145B
$232K 0.16%
+5,346
New +$222K
MDIV icon
84
First Trust Exchange-Traded Fund VI Multi-Asset Diversified Income Index Fund
MDIV
$430M
$225K 0.16%
+11,894
New +$231K
HST icon
85
Host Hotels & Resorts
HST
$17.2B
$214K 0.15%
13,718
+3
+0% +$51
AOA icon
86
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.22B
$205K 0.14%
+3,410
New +$160K
AMLP icon
87
Alerian MLP ETF
AMLP
$13B
$203K 0.14%
+3,200
New +$202K
IGF icon
88
iShares Global Infrastructure ETF
IGF
$10.9B
$203K 0.14%
+4,873
New +$201K
NLY icon
89
Annaly Capital Management
NLY
$17.2B
$195K 0.13%
4,654
+827
+22% +$35.8K
EWJ icon
90
iShares MSCI Japan ETF
EWJ
$22B
$133K 0.09%
+2,647
New +$129K
USO icon
91
United States Oil Fund
USO
$1.91B
$131K 0.09%
+1,502
New +$126K
BAX icon
92
Baxter International
BAX
$14.5B
– –
-14,147
Closed -$347K
IVW icon
93
iShares S&P 500 Growth ETF
IVW
$75.5B
– –
-8,428
Closed -$246K
IWF icon
94
iShares Russell 1000 Growth ETF
IWF
$124B
– –
-210,820
Closed -$5.29M
PFF icon
95
iShares Preferred and Income Securities ETF
PFF
$13.3B
– –
-39,471
Closed -$1.57M
USMV icon
96
iShares MSCI USA Min Vol Factor ETF
USMV
$23.7B
– –
-103,407
Closed -$4.78M
VCSH icon
97
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.6B
– –
-128,732
Closed -$10.4M
1 2 3
4

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Ken Stern & Associates's Q3 2016 Portfolio in Review

As of Q3 2016, Ken Stern & Associates held 98 positions worth $145M, up 14% from $127M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Ken Stern & Associates's Q3 2016 filing shows 19 new, 42 increased, 15 reduced and 6 closed positions. Its largest new stake was iShares Russell 1000 Value ETF: 52,776 shares worth $5.57M. The largest sale was Vanguard Short-Term Corporate Bond ETF, an estimated $10.4M.

By sector, the portfolio is most concentrated in Technology at 3.4% of assets, up from 3% a quarter earlier, followed by Healthcare and Financials.

  • Ken Stern & Associates's largest Q3 2016 buy was iShares Russell 1000 Value ETF: 52,776 shares worth $5.57M.
  • Ken Stern & Associates added most to Vanguard Intermediate-Term Bond ETF in Q3 2016, an estimated $10.3M increase.
  • Ken Stern & Associates's biggest Q3 2016 reduction was Vanguard S&P 500 ETF, cutting an estimated $598K.
  • Ken Stern & Associates fully exited Vanguard Short-Term Corporate Bond ETF in Q3 2016, selling an estimated $10.4M.
  • Ken Stern & Associates's ten largest holdings make up 59% of its $145M portfolio in Q3 2016.
  • Ken Stern & Associates opened 19 new positions and closed 6 in Q3 2016.
  • Ken Stern & Associates's portfolio value rose 14% quarter-over-quarter to $145M.

Based on Ken Stern & Associates's 13F filing for Q3 2016, filed 15 Nov 2016.