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KSA

Ken Stern & Associates Portfolio holdings

AUM $230M
1-Year Est. Return 9.86%
This Fund
S&P 500
This Quarter Est. Return
+1.78%
1 Year Est. Return
+9.86%
3 Year Est. Return
+39.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$144M
AUM Growth
-$4.84M
Cap. Flow
-$7.32M
Cap. Flow %
-5.08%
Top 10 Hldgs %
58.06%
Holding
96
New
17
Increased
39
Reduced
20
Closed
18

Top Buys

Rank Stock Value
1
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$9.49M
2
VGT icon
Vanguard Information Technology ETF
VGT
+$5.71M
3
VNQ icon
Vanguard Real Estate ETF
VNQ
+$4.36M
4
DVY icon
iShares Select Dividend ETF
DVY
+$4.31M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.29M

Top Sells

Rank Stock Value
1
RFG icon
Invesco S&P MidCap 400 Pure Growth ETF
RFG
+$10.5M
2
PJP icon
Invesco Pharmaceuticals ETF
PJP
+$4.71M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$4.54M
4
VB icon
Vanguard Morningstar Small-Cap ETF
VB
+$4.29M
5
XHB icon
State Street SPDR S&P Homebuilders ETF
XHB
+$3.92M

Sector Composition

Rank Sector Weight
1 Technology 2.95%
2 Healthcare 2.42%
3 Financials 2.24%
4 Industrials 1.91%
5 Energy 1.22%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAX icon
76
Baxter International
BAX
$14.5B
$200K 0.14%
+4,873
New +$186K
AGZ icon
77
iShares Agency Bond ETF
AGZ
$564M
– –
-1,653
Closed -$187K
AMG icon
78
Affiliated Managers Group
AMG
$10.1B
– –
-1,280
Closed -$204K
EFA icon
79
iShares MSCI EAFE ETF
EFA
$79.3B
– –
-9,646
Closed -$566K
FDX icon
80
FedEx
FDX
$73.2B
– –
-5,737
Closed -$855K
IVE icon
81
iShares S&P 500 Value ETF
IVE
$49.8B
– –
-16,601
Closed -$1.47M
MU icon
82
Micron Technology
MU
$1.01T
– –
-22,265
Closed -$695K
PJP icon
83
Invesco Pharmaceuticals ETF
PJP
$471M
– –
-67,334
Closed -$4.71M
RFG icon
84
Invesco S&P MidCap 400 Pure Growth ETF
RFG
$351M
– –
-419,240
Closed -$10.5M
VB icon
85
Vanguard Morningstar Small-Cap ETF
VB
$82.3B
– –
-38,778
Closed -$4.29M
VEA icon
86
Vanguard FTSE Developed Markets ETF
VEA
$234B
– –
-5,602
Closed -$206K
VGK icon
87
Vanguard FTSE Europe ETF
VGK
$31.1B
– –
-5,546
Closed -$277K
VTR icon
88
Ventas
VTR
$46.6B
– –
-10,479
Closed -$591K
VWO icon
89
Vanguard FTSE Emerging Markets ETF
VWO
$123B
– –
-24,900
Closed -$815K
XHB icon
90
State Street SPDR S&P Homebuilders ETF
XHB
$1.54B
– –
-114,637
Closed -$3.92M
AKRX
91
DELISTED
Akorn Inc
AKRX
– –
-75,256
Closed -$3.1M
BRCM
92
DELISTED
BROADCOM CORP CL-A
BRCM
– –
-8,057
Closed -$467K
MHR
93
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
$0 ﹤0.01%
+18,000
New –
1 2 3
4

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Ken Stern & Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Ken Stern & Associates held 96 positions worth $144M, down 3.3% from $149M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Ken Stern & Associates withdrew a net $7.32M in Q1 2016, closing 18 positions and reducing 20 holdings. Its most notable exit was Invesco S&P MidCap 400 Pure Growth ETF, an estimated $10.5M position sold in full.

By sector, the portfolio is most concentrated in Technology at 2.9% of assets, down from 3.3% a quarter earlier, followed by Healthcare and Financials.

Against the trend, Ken Stern & Associates opened a new position in iShares 7-10 Year Treasury Bond ETF worth $9.6M.

  • Ken Stern & Associates's largest Q1 2016 buy was iShares 7-10 Year Treasury Bond ETF: 87,013 shares worth $9.6M.
  • Ken Stern & Associates added most to Vanguard Information Technology ETF in Q1 2016, an estimated $5.71M increase.
  • Ken Stern & Associates's biggest Q1 2016 reduction was Vanguard S&P 500 ETF, cutting an estimated $4.54M.
  • Ken Stern & Associates fully exited Invesco S&P MidCap 400 Pure Growth ETF in Q1 2016, selling an estimated $10.5M.
  • Ken Stern & Associates's ten largest holdings make up 58% of its $144M portfolio in Q1 2016.
  • Ken Stern & Associates opened 17 new positions and closed 18 in Q1 2016.
  • Ken Stern & Associates's portfolio value fell 3.3% quarter-over-quarter to $144M.

Based on Ken Stern & Associates's 13F filing for Q1 2016, filed 7 Jun 2016.