We are live on
!
Find out more
KSA
Ken Stern & Associates Portfolio holdings
AUM
$230M
1-Year Est. Return
9.86%
This Fund
S&P 500
This Quarter
Est. Return
+4.52%
1 Year Est. Return
+9.86%
3 Year Est. Return
+39.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$149M
AUM Growth
+$20.2M
(+16%)
Cap. Flow
+$15.7M
Cap. Flow
% of AUM
10.53%
Top 10 Holdings %
Top 10 Hldgs %
53.53%
Holding
91
New
24
Increased
34
Reduced
21
Closed
12
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Health Care Select Sector SPDR ETF
XLV
|
+$6.17M |
| 2 |
Vanguard Intermediate-Term Bond ETF
BIV
|
+$5.81M |
| 3 |
Vanguard Information Technology ETF
VGT
|
+$5.17M |
| 4 |
Vanguard Morningstar Small-Cap ETF
VB
|
+$4.4M |
| 5 |
Invesco Pharmaceuticals ETF
PJP
|
+$2.85M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 1-3 Year Treasury Bond ETF
SHY
|
+$5.39M |
| 2 |
State Street Financial Select Sector SPDR ETF
XLF
|
+$4.67M |
| 3 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$4.45M |
| 4 |
Vanguard Real Estate ETF
VNQ
|
+$4.19M |
| 5 |
Vanguard S&P 500 ETF
VOO
|
+$4.16M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.26% |
| 2 | Industrials | 2.05% |
| 3 | Financials | 2.03% |
| 4 | Healthcare | 1.55% |
| 5 | Communication Services | 1.2% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
76
Host Hotels & Resorts
HST
$17.3B
| $158K | 0.11% |
10,321
-1,394
| -12% | -$23.2K |
|
77
Applied Materials
AMAT
$426B
| – | – |
-21,059
| Closed | -$309K |
|
78
Kinder Morgan
KMI
$69.2B
| – | – |
-10,658
| Closed | -$295K |
|
79
Invesco BuyBack Achievers ETF
PKW
$1.77B
| – | – |
-53,468
| Closed | -$2.34M |
|
|
80
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
| – | – |
-63,415
| Closed | -$5.39M |
|
|
81
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
| – | – |
-165,278
| Closed | -$4.45M |
|
82
SLB Ltd
SLB
$74.8B
| – | – |
-6,244
| Closed | -$431K |
|
83
Tyson Foods
TSN
$20.7B
| – | – |
-8,203
| Closed | -$354K |
|
|
84
Vanguard Real Estate ETF
VNQ
$38.9B
| – | – |
-55,522
| Closed | -$4.19M |
|
|
85
State Street Financial Select Sector SPDR ETF
XLF
$58.8B
| – | – |
-234,597
| Closed | -$4.67M |
|
|
AMJ
86
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
| – | – |
-41,229
| Closed | -$1.25M |
|
|
STJ
87
DELISTED
St Jude Medical
STJ
| – | – |
-5,323
| Closed | -$336K |
|
|
ETP
88
DELISTED
Energy Transfer Partners L.p.
ETP
| – | – |
-5,956
| Closed | -$245K |
|
Similar funds
CA
LFR
SH
CT
AAM
SCM
LGC
TCM
Ken Stern & Associates's Q4 2015 Portfolio in Review
As of Q4 2015, Ken Stern & Associates held 91 positions worth $149M, up 16% from $129M the previous quarter. Its ten largest holdings account for 54% of the portfolio.
Ken Stern & Associates deployed $15.7M of net new capital in Q4 2015, opening 24 new positions and adding to 34 existing holdings. Its largest new stake was State Street Health Care Select Sector SPDR ETF: 87,368 shares worth $6.29M.
By sector, the portfolio is most concentrated in Technology at 3.3% of assets, down from 3.6% a quarter earlier, followed by Industrials and Financials.
On the sell side, the largest reduction was Vanguard S&P 500 ETF, an estimated $4.16M trimmed.
- Ken Stern & Associates's largest Q4 2015 buy was State Street Health Care Select Sector SPDR ETF: 87,368 shares worth $6.29M.
- Ken Stern & Associates added most to Invesco Pharmaceuticals ETF in Q4 2015, an estimated $2.85M increase.
- Ken Stern & Associates's biggest Q4 2015 reduction was Vanguard S&P 500 ETF, cutting an estimated $4.16M.
- Ken Stern & Associates fully exited iShares 1-3 Year Treasury Bond ETF in Q4 2015, selling an estimated $5.39M.
- Ken Stern & Associates's ten largest holdings make up 54% of its $149M portfolio in Q4 2015.
- Ken Stern & Associates opened 24 new positions and closed 12 in Q4 2015.
- Ken Stern & Associates's portfolio value rose 16% quarter-over-quarter to $149M.
Based on Ken Stern & Associates's 13F filing for Q4 2015, filed 27 Jan 2016.