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KSA

Ken Stern & Associates Portfolio holdings

AUM $230M
1-Year Est. Return 9.86%
This Fund
S&P 500
This Quarter Est. Return
-5.97%
1 Year Est. Return
+9.86%
3 Year Est. Return
+39.45%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$129M
AUM Growth
-$9.49M
Cap. Flow
-$614K
Cap. Flow %
-0.48%
Top 10 Hldgs %
60.19%
Holding
80
New
14
Increased
39
Reduced
14
Closed
13

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$7.77M
2
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$5.38M
3
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$5.37M
4
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$4.89M
5
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$838K

Top Sells

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$8.09M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$5.69M
3
VGT icon
Vanguard Information Technology ETF
VGT
+$5.25M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$4.57M
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$3.44M

Sector Composition

Rank Sector Weight
1 Technology 3.61%
2 Financials 2.37%
3 Industrials 2.23%
4 Energy 1.79%
5 Healthcare 1.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLV icon
76
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
– –
-76,505
Closed -$5.69M
TUP
77
DELISTED
Tupperware Brands Corporation
TUP
– –
-3,371
Closed -$218K
VIAB
78
DELISTED
Viacom Inc. Class B
VIAB
– –
-4,888
Closed -$316K
1 2 3
4

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Ken Stern & Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Ken Stern & Associates held 80 positions worth $129M, down 6.9% from $138M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Ken Stern & Associates's Q3 2015 filing shows 14 new, 39 increased, 14 reduced and 13 closed positions. Its largest new stake was iShares Core S&P 500 ETF: 38,051 shares worth $7.33M. The largest sale was iShares MSCI EAFE ETF, an estimated $8.09M.

By sector, the portfolio is most concentrated in Technology at 3.6% of assets, down from 3.8% a quarter earlier, followed by Financials and Industrials.

  • Ken Stern & Associates's largest Q3 2015 buy was iShares Core S&P 500 ETF: 38,051 shares worth $7.33M.
  • Ken Stern & Associates added most to Vanguard Total Bond Market in Q3 2015, an estimated $619K increase.
  • Ken Stern & Associates's biggest Q3 2015 reduction was Vanguard S&P 500 ETF, cutting an estimated $3.44M.
  • Ken Stern & Associates fully exited iShares MSCI EAFE ETF in Q3 2015, selling an estimated $8.09M.
  • Ken Stern & Associates's ten largest holdings make up 60% of its $129M portfolio in Q3 2015.
  • Ken Stern & Associates opened 14 new positions and closed 13 in Q3 2015.
  • Ken Stern & Associates's portfolio value fell 6.9% quarter-over-quarter to $129M.

Based on Ken Stern & Associates's 13F filing for Q3 2015, filed 17 Nov 2015.